Mike Walker is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Aug 2019 and Nov 2019: Strive Pharmacy Utah I LLC (Gilbert, AZ — pharmaceuticals — 2019; $298K reported sold to 14 investors).
What this means One deal on file with the SEC, filed Nov 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Nathan Hill (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mike. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Mike Walker and found 6 differences, 3 worth asking the sponsor about: 27% of the money raised went to insiders; 78% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.