PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:06 AM ET

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MM
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Mike McCoy

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 18, 2011 → Jun 11, 2024

1deal (issuers)
$10.7Mreported sold
2investors
11Form D filings
2011–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mike McCoy is listed as an executive officer and promoter on 11 SEC Form D filings by 1 issuer between Apr 2011 and Jun 2024: BRC Emerging Managers Fund of Funds, LP (Los Angeles, CA — pooled investment fund — 2011–2024; $10.7M reported sold to 2 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bryant Richard Riley (11 shared filings), Tom Kelleher (11 shared filings), Michael Markunas (9 shared filings), General Partner BRC Emerging Managers GP, LLC (5 shared filings, management entity), Investment Manager B. Riley Capital Management, LLC (5 shared filings, management entity) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mike. Each name links to their own page.

The issuer belongs to the sponsor group Icg (24 issuers, $2.27B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Icg has 24 companies on file and $2.27B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Mike McCoy and found 5 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mike McCoy has not run yet — it is joining a line of 6,911 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

WILLIAMS, LEONARD H. v. MCCOY, MIKE closed
District Court, S.D. Indiana · No. 1:81-cv-00450 · Filed Apr 29, 1981 · Closed Jun 12, 1981
Role of MCCOY, MIKE: Defendant · Outcome: Terminated 1981-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mike McCoy..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Mike A McCoy closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:23-bk-12463 · Filed Aug 9, 2023 · Closed Feb 15, 2024
Role of Mike A McCoy: Debtor · Outcome: Case closed 2024-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Mike McCoy and Allie McCoy closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-16923 · Filed Mar 11, 2010 · Closed Sep 20, 2010
Role of Mike McCoy and Allie McCoy: Debtor · Outcome: Case closed 2010-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mike L. McCoy and Anyelis Rodriguez McCoy closed
United States Bankruptcy Court, M.D. Florida · No. 3:08-bk-06910 · Filed Nov 5, 2008 · Closed Sep 29, 2009
Role of Mike L. McCoy and Anyelis Rodriguez McCoy: Debtor · Outcome: Case closed 2009-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Mike A. McCoy and Merry Katherin McCoy closed
United States Bankruptcy Court, W.D. Texas · No. 02-51865 · Filed Apr 18, 2002 · Closed Jul 31, 2002
Role of Mike A. McCoy and Merry Katherin McCoy: Debtor · Outcome: Case closed 2002-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Mike E. McCoy closed
United States Bankruptcy Court, E.D. Missouri · No. 86-10240 · Filed May 22, 1986 · Closed Nov 16, 1987
Role of Mike E. McCoy: Debtor · Outcome: Case closed 1987-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Mike McCoy — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Apr 3, 2012 – Jan 24, 2014

Investor count went down between filings — BRC Emerging Managers Fund of Funds, LP

The Apr 3, 2012 filing reports 2 investors; the Jan 24, 2014 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Apr 3, 2012 ↗Form D/A (later) · Jan 24, 2014 ↗BRC Emerging Managers Fund of Funds, LP — PartnerFacts page ↗
Sources
Note · Jun 29, 2018 – Jul 2, 2018

Mike McCoy's role changed at BRC Emerging Managers Fund of Funds, LP: executive officer, promoter → executive officer

The Jun 29, 2018 filing lists Mike McCoy as executive officer, promoter; the Jul 2, 2018 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 29, 2018 ↗Form D/A · Jul 2, 2018 ↗Mike McCoy — PartnerFacts page ↗BRC Emerging Managers Fund of Funds, LP — PartnerFacts page ↗
Sources
Note · May 2, 2011 – Jun 11, 2024

No amendment in the last 12 months on an offering that may still be open — BRC Emerging Managers Fund of Funds, LP (latest filing Jun 11, 2024)

The latest filing for this offering is dated Jun 11, 2024 (first sale May 2, 2011). It reports $10,355,517 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 11, 2024 ↗BRC Emerging Managers Fund of Funds, LP — PartnerFacts page ↗
Sources
Note · Sep 25, 2013 – Nov 15, 2013

Same name, different state: "Mike McCoy" (IA) is a separate record

This page covers filings where the address state is CA. A separate record, "Mike McCoy" with address state IA, is listed on 3 filings — most recently by Stark Bank Group Ltd (Nov 15, 2013). Both records have filings in the same period (Sep 25, 2013 to Nov 15, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mike McCoy (IA) — PartnerFacts page ↗Form D · Nov 15, 2013 ↗Stark Bank Group Ltd — PartnerFacts page ↗Mike McCoy (CA) — this page ↗
Sources
Note · Apr 18, 2011 – Jan 24, 2014

Reported net asset value range changed between filings — BRC Emerging Managers Fund of Funds, LP

"Decline to Disclose" (Apr 18, 2011); then "$5,000,001 - $25,000,000" (Apr 3, 2012); then "Decline to Disclose" (Jan 24, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 18, 2011 ↗Form D/A · Apr 3, 2012 ↗Form D/A · Jan 24, 2014 ↗BRC Emerging Managers Fund of Funds, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 11, 2024 D/A
BRC Emerging Managers Fund of Funds, LP
File 021-158553
$0 (est.)$0 (est.)$0 (est.)B. Riley Securities, Inc. BrokerCheck CRD 25027 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mike McCoy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BE
Pooled Investment Fund · group: Icg

BRC Emerging Managers Fund of Funds, LP

Los Angeles, CA · Apr 18, 2011 → Jun 11, 2024 · 11 filings
  • Jun 11, 2024 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer of B. Riley Capital Management, LLC) EDGAR ↗
  • Jun 13, 2023 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer of B. Riley Capital Management, LLC) EDGAR ↗
  • May 23, 2022 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer of B. Riley Capital Management, LLC) EDGAR ↗
  • May 14, 2021 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer of B. Riley Capital Management, LLC) EDGAR ↗
  • May 18, 2020 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer of B. Riley Capital Management, LLC) EDGAR ↗
  • May 17, 2019 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer of B. Riley Capital Management, LLC, the General Partner of BRC Emerging Managers Fund of Funds, LP) EDGAR ↗
  • Jul 2, 2018 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (Chief Financial Officer of B. Riley Capital Management, LLC, the General Partner of BRC Emerging Managers Fund of Funds, LP) EDGAR ↗
  • Jun 29, 2018 · D/A · $10,355,517 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer, Promoter (Chief Financial Officer of B. Riley & Co., LLC, the General Partner of BRC Emerging Managers Fund of Funds, LP) EDGAR ↗
  • Jan 13, 2017 · D/A · $7,933,148 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer, Promoter (Chief Financial Officer of B. Riley & Co., LLC, the General Partner of BRC Emerging Managers Fund of Funds, LP) EDGAR ↗
  • Apr 3, 2012 · D/A · $0 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer, Promoter (Chief Financial Officer of B. Riley & Co., LLC, the General Partner of BRC Emerging Managers Fund of Funds, LP) EDGAR ↗
  • Apr 18, 2011 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Promoter (Chief Financial Officer of B. Riley & Co., LLC, the General Partner of BRC Emerging Managers Fund of Funds, LP) EDGAR ↗

Raised $10.7M from 2 investors as of the latest filing. Mike is listed as executive officer, promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mike McCoy — IA, 2 issuers, Sep 25, 2013 → Nov 15, 2013 · no shared issuer
  • Mike Andrew McCoy — CA, 1 issuer, Mar 26, 2010 → Feb 25, 2013 · no shared issuer

People around Mike 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bryant Richard Riley

Executive Officer, Director, Promoter · 11 shared filings (1 issuer) · also on 11 other issuers

Bryant Richard Riley is on 12 issuers in total — a repeat sponsor. Their page lists every one.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Kelleher

Executive Officer, Promoter, Director · 11 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mike McCoy. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Markunas

Promoter, Executive Officer · 9 shared filings (1 issuer) · also on 5 other issuers

Michael Markunas is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

a division of B. Riley Capital Management, LLC B. Riley Asset Management

Promoter · 2 shared filings (1 issuer) · also on 4 other issuers

a division of B. Riley Capital Management, LLC B. Riley Asset Management is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Allison Petchenick

Promoter · 1 shared filing (1 issuer) · also on 20 other issuers

Allison Petchenick is on 21 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Allision Brogan Petchenick

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mike McCoy. Their page shows their other deals.

The team behind the deals

I
Sponsor group

Icg

24 issuers · 124 filings · $2.27B reported sold · 2009–2026

One team, 24 deal companies. Mike McCoy is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mike McCoy.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mike McCoy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mike McCoy is listed on: none on file. No website or social profile named in BRC Emerging Managers Fund of Funds, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #98,159 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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