Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:33 AM ET

Sponsor Check › Person

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Michael Warm

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 27, 2018 → Nov 29, 2021

1deal (issuers)

$11Mreported sold

13investors

2Form D filings

2018–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Warm is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Apr 2018 and Nov 2021: Heritage Holding of California Inc (Cotati, CA — agriculture — 2018–2021; $11M reported sold to 13 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Amy Rouse-Vittum (1 shared filing), Jenna Nishiguchi-Meister (1 shared filing), Joshua Keats (1 shared filing) and Michael Kip Clifton (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 22 court cases matching the name, 4 SEC releases, 23 bankruptcy cases matching the name listed in Key records below.

What this means 49 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Michael Warm and found 6 differences, 1 worth asking the sponsor about: Regulator action: American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge (Sep 7, 2011); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Warm has not run yet — it is joining a line of 23,842 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

22 cases: 5 closed (disposition not in docket feed), 1 open, 11 dismissed, 5 judgment

Warm Springs Road CVS, LLC v. SS Management, LLC closed

District Court, D. Nevada · No. 3:24-cv-00467 · Filed Oct 10, 2024 · Closed Oct 28, 2024 · Nature of suit: Contract: Other · Cause: 28:1442 Petition for Removal

Role of Warm Springs Road CVS, LLC: Plaintiff · Outcome: Terminated 2024-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NV (not a filing state)

Johnson v. Warm Springs Blvd. Investments, LLC closed

District Court, N.D. California · No. 5:21-cv-06286 · Filed Aug 15, 2021 · Closed May 4, 2022

Role of Warm Springs Blvd. Investments, LLC: Defendant · Outcome: Terminated 2022-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in the person's filing state (CA)

Warm Refuge, LLC v. MT. Hawley Insurance Company closed

District Court, S.D. Florida · No. 1:21-cv-20768 · Filed Feb 24, 2021 · Closed May 6, 2021

Role of Warm Refuge, LLC: Plaintiff · Outcome: Terminated 2021-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in FL (not a filing state)

Confederated Tribes of Warm Springs v. Purdue Pharma L.P. open

District Court, N.D. Ohio · No. 1:19-op-45069 · Filed Feb 14, 2019 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act

Role of Confederated Tribes of Warm Springs: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in OH (not a filing state)

Warm Springs Community Corporation v. Helios Development, LLC dismissed

District Court, D. Idaho · No. 1:18-cv-00068 · Filed Feb 9, 2018 · Closed Dec 6, 2018 · Nature of suit: 290 Real Property: Other · Cause: 28:1332 Diversity-Petition to Quiet Title

Role of Warm Springs Community Corporation: Plaintiff · Outcome: Terminated 2018-12-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in ID (not a filing state)

The Confederated Tribes of the Warm Springs Reservation of Oregon v. Vanport International, Inc. dismissed

District Court, D. Oregon · No. 3:17-cv-01649 · Filed Oct 18, 2017 · Closed Feb 22, 2021 · Nature of suit: Contract: Other Contract Actions · Cause: 25:640 Indian Tribal Rights

Role of The Confederated Tribes of the Warm Springs Reservation of Oregon: Plaintiff · Outcome: Terminated 2021-02-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in OR (not a filing state)

Federal National Mortgage Association v. Warm Springs Reserve Owners Association judgment

District Court, D. Nevada · No. 2:16-cv-02829 · Filed Dec 7, 2016 · Closed Jan 3, 2020 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief

Role of Warm Springs Reserve Owners Association: Defendant · Outcome: Terminated 2020-01-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NV (not a filing state)

U.S. Bank, National Association v. Warm Springs Reserve Owners Association judgment

District Court, D. Nevada · No. 2:16-cv-00844 · Filed Apr 14, 2016 · Closed Mar 31, 2020 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief

Role of Warm Springs Reserve Owners Association: Defendant · Outcome: Terminated 2020-03-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NV (not a filing state)

Warm Springs Communications LLC v. CCB LLC dismissed

District Court, W.D. Oklahoma · No. 5:15-cv-01336 · Filed Dec 8, 2015 · Closed Jan 15, 2016 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-Negotiable Instrument

Role of Warm Springs Communications LLC: Plaintiff · Outcome: Terminated 2016-01-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in OK (not a filing state)

Friends of Warm Mineral Springs, Inc. v. McCarthy judgment

District Court, M.D. Florida · No. 8:13-cv-03236 · Filed Dec 24, 2013 · Closed May 8, 2015 · Nature of suit: Environmental Matters · Cause: 33:1365 Environmental Matters

Role of Friends of Warm Mineral Springs, Inc.: Plaintiff · Outcome: Terminated 2015-05-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in FL (not a filing state)

Durango Warm Springs LLC v. Robert Koblin dismissed

District Court, C.D. California · No. 2:13-cv-09283 · Filed Dec 18, 2013 · Closed Feb 27, 2014 · Nature of suit: 190 Other contract actions

Role of Durango Warm Springs LLC: Plaintiff · Outcome: Terminated 2014-02-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); different first name (durango); court in the person's filing state (CA)

Warm Springs Forest Products Industries v. Hambleton Lumber Co. LLC judgment

District Court, D. Oregon · No. 3:10-cv-00275 · Filed Mar 15, 2010 · Closed May 27, 2010 · Nature of suit: 190 Other contract actions

Role of Warm Springs Forest Products Industries: Plaintiff · Outcome: Terminated 2010-05-27 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in OR (not a filing state)

Confederated Tribes of the Warm Springs Reservation of Oregon v. Citigroup Global Markets, Inc. dismissed

District Court, D. Oregon · No. 3:10-cv-00131 · Filed Feb 5, 2010 · Closed Mar 30, 2010 · Nature of suit: 190 Other contract actions

Role of Confederated Tribes of the Warm Springs Reservation of Oregon: Plaintiff · Outcome: Terminated 2010-03-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in OR (not a filing state)

T.B. Penick & Sons, Inc. v. Rainbow & Warm Springs, LLC dismissed

District Court, D. Nevada · No. 2:08-cv-01034 · Filed Aug 8, 2008 · Closed May 7, 2009 · Nature of suit: Real Property: Foreclosure · Cause: 28:1345 Foreclosure

Role of Rainbow & Warm Springs, LLC: Defendant · Outcome: Terminated 2009-05-07 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NV (not a filing state)

Confederated Tribes of the Warm Springs Reservatio v. Copper Mountain Trust Corporation dismissed

District Court, D. Oregon · No. 3:01-cv-01549 · Filed Oct 18, 2001 · Closed Jan 24, 2002 · Nature of suit: 190 Contract: Other Contract Actions · Cause: 29:1001 E.R.I.S.A.: Employee Retirement

Role of Confederated Tribes of the Warm Springs Reservatio: Plaintiff · Outcome: Terminated 2002-01-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in OR (not a filing state)

Weiss v. Warm Things, Inc. judgment

District Court, W.D. Texas · No. 1:00-cv-00307 · Filed May 16, 2000 · Closed Oct 19, 2000 · Nature of suit: 190 Other contract actions

Role of Warm Things, Inc.: Defendant · Outcome: Terminated 2000-10-19 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in TX (not a filing state)

Warm Partners II v. Natural Resources dismissed

District Court, W.D. Michigan · No. 1:99-cv-00725 · Filed Sep 20, 1999 · Closed Apr 27, 2000 · Nature of suit: 895 Freedom of Information Act of 1974

Role of Warm Partners II: Plaintiff · Outcome: Terminated 2000-04-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in MI (not a filing state)

ACME PAD CORPORATION v. WARM PRODUCTS, INC. closed

District Court, D. Maryland · No. · Filed Aug 17, 1998 · Closed Sep 12, 2000 · Nature of suit: 190 Other contract actions

Role of WARM PRODUCTS, INC.: Defendant · Outcome: Terminated 2000-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in MD (not a filing state)

Acme Pad Corporation v. Warm Products, Inc. dismissed

District Court, D. Maryland · No. 1:98-cv-02830 · Filed Aug 17, 1998 · Closed May 17, 2002 · Nature of suit: 190 Other contract actions

Role of Warm Products, Inc.: Defendant · Outcome: Terminated 2002-05-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in MD (not a filing state)

Intl Comfort Prod Co v. Warm Air Wholesale dismissed

District Court, M.D. Tennessee · No. 1:97-cv-00171 · Filed Dec 23, 1997 · Closed Sep 8, 1998 · Nature of suit: 190 Other contract actions

Role of Warm Air Wholesale: Defendant · Outcome: Terminated 1998-09-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in TN (not a filing state)

Worldinvest Ltd v. Warm Associates Inc dismissed

District Court, C.D. California · No. 2:92-cv-05035 · Filed Aug 21, 1992 · Closed Feb 3, 1993 · Nature of suit: 140 Negotiable instruments

Role of Warm Associates Inc: Defendant · Outcome: Terminated 1993-02-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in the person's filing state (CA)

KENNY, PAUL F., ET AL v. WARM SPRINGS ASSOCIATES, ET AL closed

District Court, D. Idaho · No. · Filed Sep 11, 1989 · Closed Oct 25, 1989 · Nature of suit: 190 Other contract actions

Role of WARM SPRINGS ASSOCIATES: Defendant · Outcome: Terminated 1989-10-25 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in ID (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 SEC releases

American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge Administrative proceeding

SEC · Feb 22, 2012 · Parties as named in the release: American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge Read the release ↗

same rare surname (3 people in Form D filings); different first name (bio); the person's filing state is not named

SEC · Nov 8, 2011 · Parties as named in the release: American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge Read the release ↗

same rare surname (3 people in Form D filings); different first name (bio); the person's filing state is not named

SEC · Oct 25, 2011 · Parties as named in the release: American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge Read the release ↗

same rare surname (3 people in Form D filings); different first name (bio); the person's filing state is not named

SEC · Sep 7, 2011 · Parties as named in the release: American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge Read the release ↗

same rare surname (3 people in Form D filings); different first name (bio); the person's filing state is named in the release

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Warm..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

23 cases: 3 open, 20 closed (disposition not in docket feed)

Scott v. Warm Lodge Inc. dba Dash Credit open

United States Bankruptcy Court, N.D. Alabama · No. 26-80145 · Filed Aug 4, 2026

Role of Warm Lodge Inc. dba Dash Credit: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in AL (not a filing state)

Keeping Me Warm, Inc. open

United States Bankruptcy Court, C.D. California · No. 1:25-bk-11487 · Filed Aug 14, 2025

Role of Keeping Me Warm, Inc.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); different first name (inc); court in the person's filing state (CA)

Warm Corporation West open

United States Bankruptcy Court, N.D. California · No. 25-10432 · Filed Jul 16, 2025

Role of Warm Corporation West: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in the person's filing state (CA)

Warm Hearts Home Care Agency, Inc. closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 4:24-bk-02970 · Filed Nov 15, 2024 · Closed Jan 16, 2025

Role of Warm Hearts Home Care Agency, Inc.: Debtor · Outcome: Case closed 2025-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in PA (not a filing state)

Warm Hearts Home Care Agency, Inc. closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 4:24-bk-02609 · Filed Oct 11, 2024 · Closed Nov 4, 2024

Role of Warm Hearts Home Care Agency, Inc.: Debtor · Outcome: Case closed 2024-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in PA (not a filing state)

Warm Red Wonders, Inc. closed

United States Bankruptcy Court, D. New Jersey · No. 24-11993 · Filed Feb 28, 2024 · Closed Aug 29, 2024

Role of Warm Red Wonders, Inc.: Debtor · Outcome: Case closed 2024-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NJ (not a filing state)

MICHAEL D WARM and NANCY JEAN WARM closed

United States Bankruptcy Court, D. Arizona · No. 2:21-bk-05068 · Filed Jun 30, 2021 · Closed Oct 13, 2021

Role of MICHAEL D WARM and NANCY JEAN WARM: Debtor · Outcome: Case closed 2021-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); first name matches; court in AR (not a filing state)

MICHAEL WARM and NANCY WARM closed

United States Bankruptcy Court, D. Arizona · No. 2:20-bk-07823 · Filed Jul 2, 2020 · Closed Dec 17, 2020

Role of MICHAEL WARM and NANCY WARM: Debtor · Outcome: Case closed 2020-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); first name matches; court in AR (not a filing state)

Warm Heart Family Assistance Living, Inc. closed

United States Bankruptcy Court, D. Maryland · No. 18-14990 · Filed Apr 13, 2018 · Closed Mar 26, 2019

Role of Warm Heart Family Assistance Living, Inc.: Debtor · Outcome: Case closed 2019-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in MD (not a filing state)

The Bulloch House of Warm Springs, Inc. closed

United States Bankruptcy Court, M.D. Georgia · No. 10-40556 · Filed Apr 30, 2010 · Closed Apr 22, 2015

Role of The Bulloch House of Warm Springs, Inc.: Debtor · Outcome: Case closed 2015-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in GA (not a filing state)

2228 WARM WALNUT LLC closed

United States Bankruptcy Court, D. Nevada · No. 09-27912 · Filed Sep 25, 2009 · Closed May 20, 2013

Role of 2228 WARM WALNUT LLC: Debtor · Outcome: Case closed 2013-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NV (not a filing state)

Warm Spirit, Inc. closed

United States Bankruptcy Court, N.D. Illinois · No. 09-01661 · Filed Jan 21, 2009 · Closed Apr 27, 2009

Role of Warm Spirit, Inc.: Debtor · Outcome: Case closed 2009-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in IL (not a filing state)

Warm Springs Ranch & Restaurant, LLC closed

United States Bankruptcy Court, D. Idaho · No. 02-41832 · Filed Sep 19, 2002 · Closed Feb 14, 2003

Role of Warm Springs Ranch & Restaurant, LLC: Debtor · Outcome: Case closed 2003-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in ID (not a filing state)

WARM SPRINGS/BERMUDA, LLC closed

United States Bankruptcy Court, D. Nevada · No. 00-18442 · Filed Nov 3, 2000 · Closed Sep 15, 2004

Role of WARM SPRINGS/BERMUDA, LLC: Debtor · Outcome: Case closed 2004-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NV (not a filing state)

WARM-UP INC. closed

United States Bankruptcy Court, D. Nevada · No. 96-27008 · Filed Nov 27, 1996 · Closed Oct 18, 2000

Role of WARM-UP INC.: Debtor · Outcome: Case closed 2000-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NV (not a filing state)

Dery v. Warm Air Wholesale Supply, Inc. closed

United States Bankruptcy Court, E.D. Michigan · No. 96-04433 · Filed May 31, 1996 · Closed Aug 8, 1996

Role of Warm Air Wholesale Supply, Inc.: Defendant · Outcome: Case closed 1996-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in MI (not a filing state)

JGB Industries, Inc. v. Warm closed

United States Bankruptcy Court, E.D. Virginia · No. 95-03161 · Filed Nov 13, 1995 · Closed Apr 8, 1996

Role of Warm: Defendant · Outcome: Case closed 1996-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in VA (not a filing state)

Warm At Last, Inc. closed

United States Bankruptcy Court, D. Maine · No. 95-20245 · Filed Apr 4, 1995 · Closed Oct 5, 1995

Role of Warm At Last, Inc.: Debtor · Outcome: Case closed 1995-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in ME (not a filing state)

The Warm Penguin, Inc. closed

United States Bankruptcy Court, D. New Hampshire · No. 91-13753 · Filed Dec 19, 1991 · Closed May 15, 1992

Role of The Warm Penguin, Inc.: Debtor · Outcome: Case closed 1992-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NH (not a filing state)

O'Brien v. The Warm Penguin, Inc. closed

United States Bankruptcy Court, D. New Hampshire · No. 91-01091 · Filed Jun 14, 1991 · Closed Feb 24, 1992

Role of The Warm Penguin, Inc.: Defendant · Outcome: Case closed 1992-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in NH (not a filing state)

Fillmore v. Warm Springs Development Corp. closed

United States Bankruptcy Court, D. Utah · No. 89-02457 · Filed Jun 26, 1989 · Closed Jan 13, 1992

Role of Warm Springs Development Corp.: Defendant · Outcome: Case closed 1992-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in UT (not a filing state)

Warm Mineral Springs Motel Inc. closed

United States Bankruptcy Court, M.D. Florida · No. 8:88-bk-07768 · Filed Dec 20, 1988 · Closed Nov 6, 1989

Role of Warm Mineral Springs Motel Inc.: Debtor · Outcome: Case closed 1989-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in FL (not a filing state)

Warm Inc closed

United States Bankruptcy Court, N.D. Illinois · No. 88-14261 · Filed Sep 19, 1988 · Closed Dec 15, 1989

Role of Warm Inc: Debtor · Outcome: Case closed 1989-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 95 federal dockets); surname only in the caption; court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Michael Warm — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Sep 7, 2011

Regulator action: American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge (Sep 7, 2011)

A ap release dated Sep 7, 2011 names Michael Warm. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources

American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge ↗ (Sep 7, 2011)

Note · Nov 12, 2021 – Nov 29, 2021

Form D filed 17 days after the first sale — Heritage Holding of California Inc

The filing says the first sale was Nov 12, 2021. The Form D was filed Nov 29, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 29, 2021 ↗Heritage Holding of California Inc — PartnerFacts page ↗

Sources

Form D · Nov 29, 2021 ↗ (Nov 29, 2021)
Heritage Holding of California Inc — PartnerFacts page ↗ (Nov 29, 2021)

Note · Nov 12, 2021 – Nov 29, 2021

No amendment in the last 12 months on an offering that may still be open — Heritage Holding of California Inc (latest filing Nov 29, 2021)

The latest filing for this offering is dated Nov 29, 2021 (first sale Nov 12, 2021). It reports $3,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 29, 2021 ↗Heritage Holding of California Inc — PartnerFacts page ↗

Sources

Form D · Nov 29, 2021 ↗ (Nov 29, 2021)
Heritage Holding of California Inc — PartnerFacts page ↗ (Nov 29, 2021)

Note · Apr 20, 2018 – Apr 27, 2018

No amendment in the last 12 months on an offering that may still be open — Heritage Holding of California Inc (latest filing Apr 27, 2018)

The latest filing for this offering is dated Apr 27, 2018 (first sale Apr 20, 2018). It reports $2,000,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Apr 27, 2018 ↗Heritage Holding of California Inc — PartnerFacts page ↗

Sources

Form D · Apr 27, 2018 ↗ (Apr 27, 2018)
Heritage Holding of California Inc — PartnerFacts page ↗ (Nov 29, 2021)

Note · Apr 27, 2018 – Nov 29, 2021

Michael Warm's role changed at Heritage Holding of California Inc: executive officer, director → executive officer

The Apr 27, 2018 filing lists Michael Warm as executive officer, director; the Nov 29, 2021 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 27, 2018 ↗Form D · Nov 29, 2021 ↗Michael Warm — PartnerFacts page ↗Heritage Holding of California Inc — PartnerFacts page ↗

Sources

Form D · Apr 27, 2018 ↗ (Apr 27, 2018)
Form D · Nov 29, 2021 ↗ (Nov 29, 2021)
Michael Warm — PartnerFacts page ↗
Heritage Holding of California Inc — PartnerFacts page ↗ (Nov 29, 2021)

Note · Apr 27, 2018 – Nov 29, 2021

Address moved from Laytonville, CA to Cotati, CA — Heritage Holding of California Inc

The people listed on the Apr 27, 2018 filing give Laytonville, CA; on the Nov 29, 2021 filing they give Cotati, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 27, 2018 ↗Form D · Nov 29, 2021 ↗Heritage Holding of California Inc — PartnerFacts page ↗

Sources

Form D · Apr 27, 2018 ↗ (Apr 27, 2018)
Form D · Nov 29, 2021 ↗ (Nov 29, 2021)
Heritage Holding of California Inc — PartnerFacts page ↗ (Nov 29, 2021)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 29, 2021 D Heritage Holding of California Inc File 021-422743	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 27, 2018 D Heritage Holding of California Inc File 021-311185	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael Warm on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Agriculture

Heritage Holding of California Inc

Cotati, CA · Apr 27, 2018 → Nov 29, 2021 · 2 filings

Nov 29, 2021 · D · $3,500,000 sold of Indefinite · 3 investors · min. $1 · role: Executive Officer EDGAR ↗
Apr 27, 2018 · D · $2,000,000 sold of $4,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $11M from 13 investors as of the latest filing. Michael is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Michael 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Kip Clifton

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Michael Kip Clifton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Joshua Keats

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Warm. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jenna Nishiguchi-Meister

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Warm. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amy Rouse-Vittum

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Warm. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Warm by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Warm is listed on: none on file. No website or social profile named in Heritage Holding of California Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #173,592 of 374,652 in line (1,195 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cotati, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Add a response

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Members get an email when Michael Warm appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Michael Warm

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 17 days after the first sale — Heritage Holding of California Inc

No amendment in the last 12 months on an offering that may still be open — Heritage Holding of California Inc (latest filing Nov 29, 2021)

No amendment in the last 12 months on an offering that may still be open — Heritage Holding of California Inc (latest filing Apr 27, 2018)

Michael Warm's role changed at Heritage Holding of California Inc: executive officer, director → executive officer

Address moved from Laytonville, CA to Cotati, CA — Heritage Holding of California Inc

5. Money to insiders

Deals 1

Heritage Holding of California Inc

People around Michael 4

Michael Kip Clifton

Joshua Keats

Jenna Nishiguchi-Meister

Amy Rouse-Vittum

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person