Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MA · Mar 16, 2010 → Feb 10, 2016
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Michael T. Brown is listed as an executive officer and director on 48 SEC Form D filings by 8 issuers between Mar 2010 and Feb 2016. Largest by amount reported sold: Baring Investment Series LLC - Barings Focused EAFE Plus Equity Fund (Charlotte, NC — pooled investment fund — 2010–2016; $1.43B reported sold to 66 investors), Baring Investment Series, LLC - Barings Global ex US Equity Fund (Charlotte, NC — pooled investment fund — 2012–2016; $460.3M reported sold to 2 investors), BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO (Boston, MA — pooled investment fund — 2010–2016; $300.5M reported sold to 19 investors), Baring Investment Series, LLC - Baring ACWI Ex US (SRI) Equity Fund (Boston, MA — pooled investment fund — 2012–2015; $106.5M reported sold to 16 investors), Baring Investment Series, LLC - Baring International Equity Fund (Boston, MA — pooled investment fund — 2010–2016; $74.3M reported sold to 10 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $2.44B sold in total.
Listed alongside David Brennen (48 shared filings), Robert Cecere (45 shared filings), Investment Manager Baring International Investment Limited (37 shared filings), MANAGING MEMBER BARING ASSET MANAGEMENT, INC. (25 shared filings, management entity), MANAGING MEMBER BARING NORTH AMERICA LLC (20 shared filings, management entity) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
All 8 issuers belong to the sponsor group Baring (12 issuers, $3.29B reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Baring has 12 companies on file and $3.29B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 6 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 48 public filings for Michael T. Brown and found 16 differences, 4 worth asking the sponsor about: Regulator action: Spectrum Concepts, LLC Worswick, Donald James Grosso, Michael Nicholas Brown, Michael Patrick (Jun 11, 2015); Regulator action: Spectrum Concepts, LLC Worswick, Donald James Grosso, Michael Nicholas Brown, Michael Patrick (Jan 23, 2015); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Michael T. Brown has not run yet — it is joining a line of 54,102 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
2 SEC releases
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael T. Brown..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
6 cases: 2 open, 4 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
16 differences found between the filings for Michael T. Brown — 4 worth asking about (compared 48 filings on Oct 24, 2026)
A ap release dated Jun 11, 2015 names Michael T. Brown. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
A ap release dated Jan 23, 2015 names Michael T. Brown. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The filing says the first sale was Jun 29, 2011. The Form D was filed Jan 25, 2012 — 210 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 195 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Jun 22, 2010. The Form D was filed Jul 20, 2010 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Feb 10, 2016 (first sale Apr 28, 2010). It reports $74,275,500 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Feb 13, 2015 (first sale Jun 29, 2011). It reports $106,480,435 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
Michael T. Brown is no longer listed on the Feb 10, 2017 amendment — Baring International Investment Ltd Trust for Employee Benefit Plans - International Excluding US, Fixed Income Fund · Michael T. Brown is no longer listed on the Feb 10, 2017 amendment — Baring Investment Series, LLC - Baring World Equity Fund · Michael T. Brown is no longer listed on the Feb 10, 2017 amendment — Baring Investment Series, LLC - Barings Global ex US Equity Fund · Michael T. Brown is no longer listed on the Feb 10, 2017 amendment — Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund · Michael T. Brown is no longer listed on the Feb 10, 2017 amendment — Baring Investment Series LLC - Barings Focused EAFE Plus Equity Fund · and 1 more
What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.
The Mar 16, 2010 filing lists Michael T. Brown as executive officer; the Mar 15, 2011 Form D/A lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Mar 16, 2010 filing lists Michael T. Brown as executive officer, director; the Mar 16, 2010 Form D/A lists executive officer.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
This page covers filings where the address state is MA. A separate record, "Michael Brown" with address state WA, is listed on 14 filings — most recently by Ventrk, Inc. (Jul 13, 2022). Both records have filings in the same period (Mar 16, 2010 to Feb 10, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Michael Brown" with address state VA, is listed on 5 filings — most recently by Strider Technologies, Inc. (Oct 15, 2020). Both records have filings in the same period (Jan 30, 2013 to Feb 10, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Michael Brown" with address state FL, is listed on 4 filings — most recently by Wyndham Destinations, Inc. (Aug 22, 2019). Both records have filings in the same period (Feb 4, 2011 to Feb 10, 2016).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Michael Brown" with address state I0, is listed on 1 filing — most recently by Neolane SA (Jan 13, 2012). Both records have filings in the same period (Jan 13, 2012).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Michael Brown" with address state CT, is listed on 1 filing — most recently by TRADING MACHINES HOLDINGS LLC (Nov 5, 2009). The two records do not overlap in time: this page runs Mar 16, 2010 to Feb 10, 2016; the other has one filing dated Nov 5, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Feb 9, 2018 filing give Boston, MA; on the Feb 12, 2019 filing they give Charlotte, NC. The address now on file (300 South Tryon Street, Suite 2500, Charlotte, NC) is a registered-agent or shared-office address used by 63 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
The people listed on the Feb 9, 2018 filing give Boston, MA; on the Feb 12, 2019 filing they give Charlotte, NC. The address now on file (300 South Tryon Street, Suite 2500, Charlotte, NC) is a registered-agent or shared-office address used by 63 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Feb 10, 2016 D/A BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO File 021-119477 | $0 | $0 | $0 (est.) BARING INTERNATIONAL INVESTMENT LIMITED IS ENTITLED TO A PERIODIC FEE FROM INVESTORS FOR ITS INVESTMENT MANAGEMENT SERVICES IN ACCORDANCE WITH THE ORGANIZATIONAL DOCUMENTS OF THE ISSUER. | None listed on this filing | EDGAR ↗ |
| Feb 10, 2016 D/A Baring Investment Series LLC - Barings Focused EAFE Plus Equity Fund File 021-121761 | $0 | $0 | $0 (est.) BARING INTERNATIONAL INVESTMENT LIMITED IS ENTITLED TO A PERIODIC FEE FROM INVESTORS FOR ITS INVESTMENT MANAGEMENT SERVICES IN ACCORDANCE WITH THE ORGANIZATIONAL DOCUMENTS OF THE ISSUER. | None listed on this filing | EDGAR ↗ |
| Feb 10, 2016 D/A Baring Investment Series, LLC - Baring International Equity Fund File 021-141727 | $0 | $0 | $0 (est.) Baring International Investment Limited is entitled to a periodic fee from investors for its investment management services in accordance with the organizational documents of the Issuer. | None listed on this filing | EDGAR ↗ |
| Feb 10, 2016 D/A Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund File 021-145222 | $0 | $0 | $0 (est.) Baring International Investment Limited is entitled to a periodic fee from investors for its investment management services in accordance with the organizational documents of the Issuer. | None listed on this filing | EDGAR ↗ |
| Feb 10, 2016 D/A Baring Investment Series, LLC - Barings Global ex US Equity Fund File 021-176615 | $0 | $0 | $0 Baring International Investment Limited is entitled to a periodic fee from investors for its investment management services in accordance with the organizational documents of the Issuer. | None listed on this filing | EDGAR ↗ |
| Feb 10, 2016 D/A Baring Investment Series, LLC - Baring World Equity Fund File 021-188255 | $0 | $0 | $0 Baring International Investment Limited is entitled to a periodic fee from investors for its investment management services in accordance with the organizational documents of the Issuer. | None listed on this filing | EDGAR ↗ |
| Feb 10, 2016 D/A Baring International Investment Ltd Trust for Employee Benefit Plans - International Excluding US, Fixed Income Fund File 021-213558 | $0 | $0 | $0 (est.) Baring International Investment Limited is entitled to a periodic fee from investors for its investment management services in accordance with the organizational documents of the Issuer. | None listed on this filing | EDGAR ↗ |
| Feb 13, 2015 D/A Baring Investment Series, LLC - Baring ACWI Ex US (SRI) Equity Fund File 021-172420 | $0 | $0 | $0 (est.) Baring International Investment Limited is entitled to a periodic fee from investors for its investment management services in accordance with the organizational documents of the Issuer. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Michael T. Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $5.3M from 1 investor as of the latest filing. Michael is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $300.5M from 19 investors as of the latest filing. Michael is listed as executive officer, director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20M from 1 investor as of the latest filing. Michael is listed as executive officer, director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $460.3M from 2 investors as of the latest filing. Michael is listed as executive officer, director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $49.3M from 12 investors as of the latest filing. Michael is listed as executive officer, director on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $74.3M from 10 investors as of the latest filing. Michael is listed as executive officer, director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.43B from 66 investors as of the latest filing. Michael is listed as executive officer, director on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $106.5M from 16 investors as of the latest filing. Michael is listed as executive officer, director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
MANAGING MEMBER BARING ASSET MANAGEMENT, INC. is on 8 issuers in total — a repeat sponsor. Their page lists every one.
MANAGING MEMBER BARING NORTH AMERICA LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Michael T. Brown. Their page shows their other deals.
Listed on the same filings as Michael T. Brown. Their page shows their other deals.
Listed on the same filings as Michael T. Brown. Their page shows their other deals.
David Brennen is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Robert Cecere is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Investment Manager Baring International Investment Limited is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Michael T. Brown. Their page shows their other deals.
One team, 12 deal companies. Michael T. Brown is listed on 8 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael T. Brown.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 6 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Baring Investment Series, LLC - Barings Global ex US Equity Fund, Baring Investment Series LLC - Barings Focused EAFE Plus Equity Fund, Baring Investment Series, LLC - Baring World Equity Fund, BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO, Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund, Baring International Investment Ltd Trust for Employee Benefit Plans - International Excluding US, Fixed Income Fund.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Michael T. Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Michael T. Brown is listed on: none on file. No website or social profile named in Baring Investment Series LLC - Barings Focused EAFE Plus Equity Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #66,810 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlotte, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Michael T. Brown appears on a new Form D, or when a court case or SEC action is matched to them. See plans →