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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:24 AM ET

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Michael Stern

Named as an officer, director or promoter on SEC Form D filings · UT · Oct 9, 2012 → Oct 9, 2012

1deal (issuers)
$127.7Mreported sold
46investors
2Form D filings
2012year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Stern is listed as a director on 2 SEC Form D filings by 1 issuer in Oct 2012: PH Holding LLC (North Salt Lake, UT — residential — 2012; $127.7M reported sold to 46 investors).

What this means One deal on file with the SEC, filed Oct 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Clay Packer (2 shared filings), David Barclay (2 shared filings), David Keller (2 shared filings), James Robideau (2 shared filings), Joel Shine (2 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 13 SEC releases, 45 bankruptcy cases matching the name listed in Key records below.

What this means 60 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Michael Stern and found 5 differences: Same name, different state: "Michael Stern" (NY) is a separate record; Same name, different state: "Michael Stern" (FL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Stern has not run yet — it is joining a line of 53,413 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

United States v. STERN, MICHAEL closed
District Court, S.D. Indiana · No. 1:00-cr-00019 · Filed Feb 7, 2000 · Closed Feb 7, 2000
Role of STERN, MICHAEL: Defendant · Outcome: Terminated 2000-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in IN (not a filing state); criminal docket
United States v. STERN, MICHAEL closed
District Court, S.D. Indiana · No. 1:00-cr-00019 · Filed Feb 7, 2000 · Closed Feb 7, 2000 · Nature of suit: 864 S.S.I.D.
Role of STERN, MICHAEL: Defendant · Outcome: Terminated 2000-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in IN (not a filing state); criminal docket
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

13 SEC releases

David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Carol Fox Foelak, Administrative Law Judge Administrative proceeding
SEC · May 28, 2009 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Carol Fox Foelak, Administrative Law Judge Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Oct 15, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Jul 16, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Jul 16, 2008 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Nov 27, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Nov 27, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · Nov 27, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · May 23, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Administrative proceeding
SEC · May 23, 2007 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
David A. Finnerty, Donald R. Foley II, Scott G. Hunt, and Thomas J. Murphy – formerly of Fleet Specialist, Inc.; Kevin M. Fee and Frank A. Delaney IV of Bear Wagner Specialists LLC; Freddy DeBoer – formerly of LaBranche & Co. LLC; Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy and Robert A. Johnson, Jr. – formerly of Spear Leeds & Kellogg Specialists LLC; and Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes and Robert A. Scavone, Jr. – formerly of Van der Moolen Specialists USA, LLC Administrative proceeding
SEC · Apr 12, 2005 · Parties as named in the release: David A. Finnerty, Donald R. Foley II, Scott G. Hunt, and Thomas J. Murphy – formerly of Fleet Specialist, Inc.; Kevin M. Fee and Frank A. Delaney IV of Bear Wagner Specialists LLC; Freddy DeBoer – formerly of LaBranche & Co. LLC; Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy and Robert A. Johnson, Jr. – formerly of Spear Leeds & Kellogg Specialists LLC; and Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes and Robert A. Scavone, Jr. – formerly of Van der Moolen Specialists USA, LLC Read the release ↗
same full name in the release title; 7 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Stern..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

45 cases: 1 open, 44 closed (disposition not in docket feed)

Michael Stern open
United States Bankruptcy Court, E.D. New York · No. 1-25-45589 · Filed Nov 20, 2025
Role of Michael Stern: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael J. Stern closed
United States Bankruptcy Court, N.D. Illinois · No. 23-80813 · Filed Jul 11, 2023 · Closed Nov 13, 2023
Role of Michael J. Stern: Debtor · Outcome: Case closed 2023-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Michael J Stern closed
United States Bankruptcy Court, N.D. Illinois · No. 20-80211 · Filed Feb 3, 2020 · Closed May 22, 2020
Role of Michael J Stern: Debtor · Outcome: Case closed 2020-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Michael Stern closed
United States Bankruptcy Court, D. Minnesota · No. 18-32985 · Filed Sep 25, 2018 · Closed Feb 26, 2019
Role of Michael Stern: Debtor · Outcome: Case closed 2019-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in MN (not a filing state)
Michael J. Stern closed
United States Bankruptcy Court, D. New Jersey · No. 17-24211 · Filed Jul 13, 2017 · Closed Jun 4, 2018
Role of Michael J. Stern: Debtor · Outcome: Case closed 2018-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael Stern closed
United States Bankruptcy Court, D. New Jersey · No. 16-27001 · Filed Sep 2, 2016 · Closed Nov 17, 2016
Role of Michael Stern: Debtor · Outcome: Case closed 2016-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael Stern closed
United States Bankruptcy Court, D. New Jersey · No. 16-25017 · Filed Aug 4, 2016 · Closed Sep 26, 2016
Role of Michael Stern: Debtor · Outcome: Case closed 2016-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael L. Stern closed
United States Bankruptcy Court, D. New Jersey · No. 16-10440 · Filed Jan 11, 2016 · Closed Sep 7, 2016
Role of Michael L. Stern: Debtor · Outcome: Case closed 2016-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael Stern and Denise Stern closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 15-19084 · Filed Dec 21, 2015 · Closed Apr 12, 2016
Role of Michael Stern and Denise Stern: Debtor · Outcome: Case closed 2016-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Michael Stern closed
United States Bankruptcy Court, D. New Jersey · No. 15-31767 · Filed Nov 19, 2015 · Closed Dec 28, 2015
Role of Michael Stern: Debtor · Outcome: Case closed 2015-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
MICHAEL P STERN closed
United States Bankruptcy Court, D. Nevada · No. 14-15084 · Filed Jul 25, 2014 · Closed May 22, 2015
Role of MICHAEL P STERN: Debtor · Outcome: Case closed 2015-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Michael Stern closed
United States Bankruptcy Court, E.D. New York · No. 1-13-40742 · Filed Feb 11, 2013 · Closed Apr 15, 2013
Role of Michael Stern: Debtor · Outcome: Case closed 2013-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael Stern closed
United States Bankruptcy Court, D. New Jersey · No. 10-40886 · Filed Oct 5, 2010 · Closed Dec 16, 2013
Role of Michael Stern: Debtor · Outcome: Case closed 2013-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael Stern and Wendy Judith Stern closed
United States Bankruptcy Court, D. Maryland · No. 10-30061 · Filed Aug 31, 2010 · Closed Dec 9, 2010
Role of Michael Stern and Wendy Judith Stern: Debtor · Outcome: Case closed 2010-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in MD (not a filing state)
Michael L. Stern closed
United States Bankruptcy Court, W.D. New York · No. 2-10-22140 · Filed Aug 31, 2010 · Closed Jun 7, 2016
Role of Michael L. Stern: Debtor · Outcome: Case closed 2016-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael Stern closed
United States Bankruptcy Court, E.D. New York · No. 1-10-43732 · Filed Apr 28, 2010 · Closed Jul 7, 2010
Role of Michael Stern: Debtor · Outcome: Case closed 2010-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael A Stern and Layne M. Harris Stern closed
United States Bankruptcy Court, S.D. Florida. · No. 09-13544 · Filed Feb 28, 2009 · Closed Jul 24, 2014
Role of Michael A Stern and Layne M. Harris Stern: Debtor · Outcome: Case closed 2014-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Michael J Stern closed
United States Bankruptcy Court, S.D. Ohio · No. 3:08-bk-36287 · Filed Dec 10, 2008 · Closed Apr 29, 2009
Role of Michael J Stern: Debtor · Outcome: Case closed 2009-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Michael Stern and Leah Stern closed
United States Bankruptcy Court, E.D. New York · No. 1-06-42142 · Filed Jun 26, 2006 · Closed Oct 6, 2006
Role of Michael Stern and Leah Stern: Debtor · Outcome: Case closed 2006-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael B. Stern closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 05-36271 · Filed Oct 13, 2005 · Closed Dec 20, 2006
Role of Michael B. Stern: Debtor · Outcome: Case closed 2006-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in PA (not a filing state)
Michael J. Stern closed
United States Bankruptcy Court, D. New Jersey · No. 05-32586 · Filed Jul 12, 2005 · Closed Sep 27, 2010
Role of Michael J. Stern: Debtor · Outcome: Case closed 2010-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael Stern closed
United States Bankruptcy Court, E.D. New York · No. 8-04-83249 · Filed May 17, 2004 · Closed Sep 30, 2004
Role of Michael Stern: Debtor · Outcome: Case closed 2004-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael Stern and Hope Stern closed
United States Bankruptcy Court, D. New Jersey · No. 03-37553 · Filed Aug 20, 2003 · Closed Jun 9, 2004
Role of Michael Stern and Hope Stern: Debtor · Outcome: Case closed 2004-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael R Stern and Ioanna Lucille Stern closed
United States Bankruptcy Court, C.D. California · No. 1:03-bk-15304 · Filed Jun 23, 2003 · Closed Aug 25, 2006
Role of Michael R Stern and Ioanna Lucille Stern: Debtor · Outcome: Case closed 2006-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Michael J Stern closed
United States Bankruptcy Court, N.D. Illinois · No. 02-75286 · Filed Nov 15, 2002 · Closed Mar 27, 2003
Role of Michael J Stern: Debtor · Outcome: Case closed 2003-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Michael Stern closed
United States Bankruptcy Court, E.D. New York · No. 8-02-87237 · Filed Oct 8, 2002 · Closed Jan 30, 2003
Role of Michael Stern: Debtor · Outcome: Case closed 2003-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael K. Stern closed
United States Bankruptcy Court, M.D. Florida · No. 2:02-bk-11730 · Filed Jun 14, 2002 · Closed Oct 4, 2004
Role of Michael K. Stern: Debtor · Outcome: Case closed 2004-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Michael Stern and Susan Stern closed
United States Bankruptcy Court, E.D. New York · No. 8-00-84945 · Filed Jul 25, 2000 · Closed Dec 11, 2000
Role of Michael Stern and Susan Stern: Debtor · Outcome: Case closed 2000-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael D. Stern and Gloria D. Stern closed
United States Bankruptcy Court, D. New Jersey · No. 00-52373 · Filed Mar 7, 2000 · Closed Jun 20, 2000
Role of Michael D. Stern and Gloria D. Stern: Debtor · Outcome: Case closed 2000-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Mary Ann Stern and Michael P. Stern closed
United States Bankruptcy Court, N.D. New York · No. 00-10880 · Filed Feb 23, 2000 · Closed Apr 12, 2001
Role of Michael P. Stern: Debtor · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
MICHAEL C. STERN and JENNIFER I STERN closed
United States Bankruptcy Court, D. Nevada · No. 99-17323 · Filed Sep 16, 1999 · Closed Jan 13, 2000
Role of MICHAEL C. STERN and JENNIFER I STERN: Debtor · Outcome: Case closed 2000-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
MICHAEL H. STERN and JOJEAN STERN closed
United States Bankruptcy Court, N.D. Florida · No. 98-00549 · Filed Aug 4, 1998 · Closed Dec 28, 1998
Role of MICHAEL H. STERN and JOJEAN STERN: Debtor · Outcome: Case closed 1998-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Michael Stern and Nancy Stern closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-27081 · Filed Dec 15, 1997 · Closed Jul 29, 1998
Role of Michael Stern and Nancy Stern: Debtor · Outcome: Case closed 1998-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Michael Stern closed
United States Bankruptcy Court, E.D. Virginia · No. 97-37743 · Filed Nov 5, 1997 · Closed Feb 24, 1998
Role of Michael Stern: Debtor · Outcome: Case closed 1998-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in VA (not a filing state)
MICHAEL C. STERN and JENNIFER I. STERN closed
United States Bankruptcy Court, D. Nevada · No. 97-27400 · Filed Sep 30, 1997 · Closed Aug 16, 1999
Role of MICHAEL C. STERN and JENNIFER I. STERN: Debtor · Outcome: Case closed 1999-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NV (not a filing state)
Michael Stern closed
United States Bankruptcy Court, E.D. New York · No. 8-97-87238 · Filed Sep 26, 1997 · Closed Feb 10, 1998
Role of Michael Stern: Debtor · Outcome: Case closed 1998-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Michael J Stern and Desmarie Stern closed
United States Bankruptcy Court, N.D. Illinois · No. 97-52270 · Filed Jul 31, 1997 · Closed Nov 10, 1997
Role of Michael J Stern and Desmarie Stern: Debtor · Outcome: Case closed 1997-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Michael H. Stern and Eve L. Stern closed
United States Bankruptcy Court, W.D. Texas · No. 97-53602 · Filed Jul 11, 1997 · Closed Nov 12, 1997
Role of Michael H. Stern and Eve L. Stern: Debtor · Outcome: Case closed 1997-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in TX (not a filing state)
Michael Stern and Nancy Stern closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-24430 · Filed Dec 9, 1996 · Closed Nov 26, 1997
Role of Michael Stern and Nancy Stern: Debtor · Outcome: Case closed 1997-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Michael J Stern and Constance B Stern closed
United States Bankruptcy Court, S.D. Florida. · No. 96-34970 · Filed Nov 27, 1996 · Closed Mar 18, 1997
Role of Michael J Stern and Constance B Stern: Debtor · Outcome: Case closed 1997-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Michael S. Stern and Diane M. Stern closed
United States Bankruptcy Court, E.D. Michigan · No. 96-50434 · Filed Aug 8, 1996 · Closed Jul 31, 2002
Role of Michael S. Stern and Diane M. Stern: Debtor · Outcome: Case closed 2002-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
Michael J. Stern closed
United States Bankruptcy Court, S.D. Florida. · No. 96-20955 · Filed Mar 4, 1996 · Closed Dec 17, 1999
Role of Michael J. Stern: Debtor · Outcome: Case closed 1999-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Michael J. Stern and Constance B. Stern closed
United States Bankruptcy Court, S.D. Florida. · No. 94-32953 · Filed Sep 9, 1994 · Closed Sep 6, 1996
Role of Michael J. Stern and Constance B. Stern: Debtor · Outcome: Case closed 1996-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Michael B. Stern and Francine Stern closed
United States Bankruptcy Court, D. New Jersey · No. 91-26228 · Filed Sep 17, 1991 · Closed Aug 31, 1993
Role of Michael B. Stern and Francine Stern: Debtor · Outcome: Case closed 1993-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Michael S. Stern closed
United States Bankruptcy Court, D. Rhode Island · No. 1:90-bk-11774 · Filed Oct 19, 1990 · Closed Apr 18, 1991
Role of Michael S. Stern: Debtor · Outcome: Case closed 1991-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 68 federal dockets); 7 people with this name in Form D filings; court in RI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Michael Stern (compared 2 filings on Oct 24, 2026)

Note · Jan 25, 2011 – Oct 19, 2026

Same name, different state: "Michael Stern" (NY) is a separate record

This page covers filings where the address state is UT. A separate record, "Michael Stern" with address state NY, is listed on 74 filings — most recently by STONEHILL OFFSHORE PARTNERS LTD (Oct 19, 2026). Both records have filings in the same period (Oct 9, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Stern (NY) — PartnerFacts page ↗Form D/A · Oct 19, 2026 ↗STONEHILL OFFSHORE PARTNERS LTD — PartnerFacts page ↗Michael Stern (UT) — this page ↗
Sources
Note · Nov 19, 2021 – Oct 1, 2026

Same name, different state: "Michael Stern" (FL) is a separate record

This page covers filings where the address state is UT. A separate record, "Michael Stern" with address state FL, is listed on 5 filings — most recently by Augustine Sterling Partners I LLC (Oct 1, 2026). The two records do not overlap in time: this page has one filing dated Oct 9, 2012; the other runs Nov 19, 2021 to Oct 1, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Stern (FL) — PartnerFacts page ↗Form D/A · Oct 1, 2026 ↗Augustine Sterling Partners I LLC — PartnerFacts page ↗Michael Stern (UT) — this page ↗
Sources
Note · Dec 23, 2021 – Jun 23, 2023

Same name, different state: "Michael E Stern" (MD) is a separate record

This page covers filings where the address state is UT. A separate record, "Michael E Stern" with address state MD, is listed on 5 filings — most recently by V&S Honeygo LLC (Jun 23, 2023). The two records do not overlap in time: this page has one filing dated Oct 9, 2012; the other runs Dec 23, 2021 to Jun 23, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael E Stern (MD) — PartnerFacts page ↗Form D · Jun 23, 2023 ↗V&S Honeygo LLC — PartnerFacts page ↗Michael Stern (UT) — this page ↗
Sources
Note · Feb 25, 2020 – Feb 25, 2021

Same name, different state: "Michael Stern" (MN) is a separate record

This page covers filings where the address state is UT. A separate record, "Michael Stern" with address state MN, is listed on 2 filings — most recently by Gather Venture Fund LP (Feb 25, 2021). The two records do not overlap in time: this page has one filing dated Oct 9, 2012; the other runs Feb 25, 2020 to Feb 25, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Stern (MN) — PartnerFacts page ↗Form D/A · Feb 25, 2021 ↗Gather Venture Fund LP — PartnerFacts page ↗Michael Stern (UT) — this page ↗
Sources
Note · Feb 6, 2015

Same name, different state: "Michael Stern" (GA) is a separate record

This page covers filings where the address state is UT. A separate record, "Michael Stern" with address state GA, is listed on 1 filing — most recently by Stern Risk Partners, LLC (Feb 6, 2015). The two records do not overlap in time: this page has one filing dated Oct 9, 2012; the other has one filing dated Feb 6, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Stern (GA) — PartnerFacts page ↗Form D · Feb 6, 2015 ↗Stern Risk Partners, LLC — PartnerFacts page ↗Michael Stern (UT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $5,200,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 9, 2012 D
PH Holding LLC
File 021-185177
$2,300,000 (est.)$0$0Moelis & Company LLC BrokerCheck CRD 145115 ↗EDGAR ↗
Oct 9, 2012 D
PH Holding LLC
File 021-185211
$2,900,000 (est.)$0$0 (est.)Moelis & Company LLC BrokerCheck CRD 145115 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael Stern on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PH
Residential

PH Holding LLC

North Salt Lake, UT · Oct 9, 2012 → Oct 9, 2012 · 2 filings
  • Oct 9, 2012 · D · $127,672,000 sold of $127,672,000 · 46 investors · min. $1,000 · role: Director EDGAR ↗
  • Oct 9, 2012 · D · $75,000,078 sold of $75,000,078 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $127.7M from 46 investors (100% of the $127.7M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Stern — NY, 39 issuers, Jan 25, 2011 → Oct 19, 2026 · no shared issuer
  • Michael E Stern — MD, 5 issuers, Dec 23, 2021 → Jun 23, 2023 · no shared issuer
  • Michael Stern — FL, 2 issuers, Nov 19, 2021 → Oct 1, 2026 · no shared issuer
  • Michael Stern — GA, 1 issuer, Feb 6, 2015 → Feb 6, 2015 · no shared issuer
  • Michael Stern — MN, 1 issuer, Feb 25, 2020 → Feb 25, 2021 · no shared issuer
  • MICHAEL Z STERN — FL, 1 issuer, Mar 11, 2025 → Mar 11, 2025 · no shared issuer

People around Michael 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Keller

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Robideau

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Farnsworth

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Clay Packer

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Barclay

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Shine

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Short

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Porath

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Corbell

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stern. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Stern by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Stern is listed on: none on file. No website or social profile named in PH Holding LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #336,746 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (North Salt Lake, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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Add a response

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Monitor this person

Members get an email when Michael Stern appears on a new Form D, or when a court case or SEC action is matched to them. See plans →