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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:51 AM ET

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Michael Stein

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 9, 2009 → Dec 17, 2013

4deals (issuers)
$336.1Mreported sold
443investors
17Form D filings
2009–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Stein is listed as an executive officer on 17 SEC Form D filings by 4 issuers between Oct 2009 and Apr 2014: HAMPSHIRE ASSOCIATES FUND, L.P. (New York, NY — pooled investment fund — 2009–2013; $118.3M reported sold to 191 investors), Hampshire Associates Fund QP, L.P. (New York, NY — pooled investment fund — 2009–2013; $89M reported sold to 66 investors), HAMPSHIRE INSTITUTIONAL FUND, L.P. (New York, NY — pooled investment fund — 2009–2013; $87.9M reported sold to 157 investors) and Praesidio Low Volatility Fund, LP (New York, NY — pooled investment fund — 2012–2014; $40.7M reported sold to 29 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $336.1M sold in total.

Listed alongside David Aaron (17 shared filings), William E. Aaron (17 shared filings), Thomas OBrien (12 shared filings), SAGE Advisors, LLC (5 shared filings, management entity), Thomas O'Brien (3 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 4 issuers belong to the sponsor group Hampshire (7 issuers, $363.3M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Hampshire has 7 companies on file and $363.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for Michael Stein and found 12 differences, 1 worth asking the sponsor about: 4 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Stein has not run yet — it is joining a line of 62,218 names; searches run around the clock at the hosts' allowed rate. Searched so far: 731 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In re: Michael A. Stein closed
District Court, E.D. New York · No. 2:04-cv-03196 · Filed Jul 27, 2004 · Closed Mar 28, 2005 · Nature of suit: 422 Bankruptcy Appeal (801) · Cause: 28:1334 Bankruptcy Appeal
Role of Michael A. Stein: Party · Outcome: Terminated 2005-03-28 — FJC Integrated Database disposition: Other Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Stein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Michael Stein closed
United States Bankruptcy Court, S.D. New York · No. 22-10037 · Filed Jan 17, 2022 · Closed Apr 21, 2022
Role of Michael Stein: Debtor · Outcome: Case closed 2022-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael Stein closed
United States Bankruptcy Court, S.D. New York · No. 13-22813 · Filed May 24, 2013 · Closed Oct 15, 2014
Role of Michael Stein: Debtor · Outcome: Case closed 2014-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael A. Stein and Ellen A. Stein closed
United States Bankruptcy Court, E.D. New York · No. 8-11-73735 · Filed May 25, 2011 · Closed Oct 5, 2011
Role of Michael A. Stein and Ellen A. Stein: Debtor · Outcome: Case closed 2011-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Irving H. Picard, Trustee for the Liquidation of B v. The Estate of Michael Stein closed
United States Bankruptcy Court, S.D. New York · No. 10-04456 · Filed Nov 30, 2010 · Closed Feb 2, 2016
Role of Michael Stein: Defendant · Outcome: Case closed 2016-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael N. Stein and Meredith L. Stein closed
United States Bankruptcy Court, S.D. New York · No. 10-38114 · Filed Oct 13, 2010 · Closed Jan 5, 2011
Role of Michael N. Stein and Meredith L. Stein: Debtor · Outcome: Case closed 2011-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael Stein closed
United States Bankruptcy Court, S.D. New York · No. 10-23986 · Filed Sep 24, 2010 · Closed May 20, 2013
Role of Michael Stein: Debtor · Outcome: Case closed 2013-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael J Stein closed
United States Bankruptcy Court, E.D. New York · No. 1-10-45446 · Filed Jun 10, 2010 · Closed Sep 24, 2010
Role of Michael J Stein: Debtor · Outcome: Case closed 2010-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael L. Stein closed
United States Bankruptcy Court, S.D. New York · No. 05-12667 · Filed Apr 18, 2005 · Closed Sep 8, 2005
Role of Michael L. Stein: Debtor · Outcome: Case closed 2005-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael D. Stein closed
United States Bankruptcy Court, N.D. New York · No. 03-12880 · Filed Apr 29, 2003 · Closed Aug 13, 2003
Role of Michael D. Stein: Debtor · Outcome: Case closed 2003-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
Michael A Stein closed
United States Bankruptcy Court, E.D. New York · No. 8-01-84011 · Filed May 16, 2001 · Closed Jun 30, 2005
Role of Michael A Stein: Debtor · Outcome: Case closed 2005-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 101 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Michael Stein — 1 worth asking about (compared 17 filings on Oct 24, 2026)

Worth asking · Dec 17, 2013 – Apr 3, 2015

4 people are no longer listed on a later amendment

Michael Stein is no longer listed on the Apr 3, 2015 amendment — Praesidio Low Volatility Fund, LP · Michael Stein is no longer listed on the Dec 17, 2014 amendment — HAMPSHIRE INSTITUTIONAL FUND, L.P. · Michael Stein is no longer listed on the Dec 17, 2014 amendment — Hampshire Associates Fund QP, L.P. · Michael Stein is no longer listed on the Dec 17, 2014 amendment — HAMPSHIRE ASSOCIATES FUND, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Apr 3, 2014 ↗Form D/A · Apr 3, 2015 ↗Michael Stein — PartnerFacts page ↗Praesidio Low Volatility Fund, LP — PartnerFacts page ↗
Sources
Note · Apr 4, 2013 – Apr 3, 2014

Minimum investment changed between filings — Praesidio Low Volatility Fund, LP

The Apr 4, 2013 filing lists a minimum of $88,923; the Apr 3, 2014 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 4, 2013 ↗Form D/A (later) · Apr 3, 2014 ↗Praesidio Low Volatility Fund, LP — PartnerFacts page ↗
Sources
Note · Mar 7, 2012 – Apr 4, 2013

Minimum investment changed between filings — Praesidio Low Volatility Fund, LP

The Mar 7, 2012 filing lists a minimum of $500,000; the Apr 4, 2013 Form D/A lists $88,923.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 7, 2012 ↗Form D/A (later) · Apr 4, 2013 ↗Praesidio Low Volatility Fund, LP — PartnerFacts page ↗
Sources
Note · Sep 26, 2011 – Dec 17, 2012

Minimum investment changed between filings — HAMPSHIRE INSTITUTIONAL FUND, L.P.

The Sep 26, 2011 filing lists a minimum of $0; the Dec 17, 2012 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 26, 2011 ↗Form D/A (later) · Dec 17, 2012 ↗HAMPSHIRE INSTITUTIONAL FUND, L.P. — PartnerFacts page ↗
Sources
Note · Sep 26, 2011 – Dec 17, 2012

Minimum investment changed between filings — Hampshire Associates Fund QP, L.P.

The Sep 26, 2011 filing lists a minimum of $0; the Dec 17, 2012 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 26, 2011 ↗Form D/A (later) · Dec 17, 2012 ↗Hampshire Associates Fund QP, L.P. — PartnerFacts page ↗
Sources
Note · Sep 26, 2011 – Dec 17, 2012

Minimum investment changed between filings — HAMPSHIRE ASSOCIATES FUND, L.P.

The Sep 26, 2011 filing lists a minimum of $0; the Dec 17, 2012 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 26, 2011 ↗Form D/A (later) · Dec 17, 2012 ↗HAMPSHIRE ASSOCIATES FUND, L.P. — PartnerFacts page ↗
Sources
Note · Oct 9, 2009 – Mar 7, 2012

Michael Stein is written 2 different ways on the filings

listed as "Michael Stein" on 15 filings (from Oct 9, 2009), and "Michael R. Stein" on 2 filings (from Mar 7, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Oct 9, 2009 ↗Form D · Mar 7, 2012 ↗Michael Stein — PartnerFacts page ↗
Sources
Note · Jan 5, 2018

Same name, different state: "Michael Stein" (A6) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Stein" with address state A6, is listed on 2 filings — most recently by Maricann Group Inc. (Jan 5, 2018). The two records do not overlap in time: this page runs Oct 9, 2009 to Dec 17, 2013; the other has one filing dated Jan 5, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Stein (A6) — PartnerFacts page ↗Form D/A · Jan 5, 2018 ↗Maricann Group Inc. — PartnerFacts page ↗Michael Stein (NY) — this page ↗
Sources
Note · Aug 12, 2015 – Aug 15, 2017

Same name, different state: "Michael Adam Stein" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Adam Stein" with address state FL, is listed on 16 filings — most recently by Hawthorne Phase I 2022, LLC (Apr 26, 2022). The two records do not overlap in time: this page runs Oct 9, 2009 to Dec 17, 2013; the other runs Aug 12, 2015 to Aug 15, 2017.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Adam Stein (FL) — PartnerFacts page ↗Form D · Apr 26, 2022 ↗Hawthorne Phase I 2022, LLC — PartnerFacts page ↗Michael Stein (NY) — this page ↗
Sources
Note · Aug 13, 2013 – Mar 16, 2017

Same name, different state: "Michael Stein" (E9 or X0) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael Stein" with address state E9 or X0, is listed on 15 filings — most recently by Cumulus Fund (Mar 16, 2017). Both records have filings in the same period (Aug 13, 2013 to Dec 17, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Stein (E9,X0) — PartnerFacts page ↗Form D/A · Mar 16, 2017 ↗Cumulus Fund — PartnerFacts page ↗Michael Stein (NY) — this page ↗
Sources
Note · Jan 31, 2012 – Nov 18, 2014

Same name, different state: "Michael A. Stein" (CO) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael A. Stein" with address state CO, is listed on 3 filings — most recently by AIMCO PROPERTIES L.P. (Nov 18, 2014). Both records have filings in the same period (Jan 31, 2012 to Dec 17, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael A. Stein (CO) — PartnerFacts page ↗Form D · Nov 18, 2014 ↗AIMCO PROPERTIES L.P. — PartnerFacts page ↗Michael Stein (NY) — this page ↗
Sources
Note · Sep 2, 2009 – Oct 7, 2009

Same name, different state: "Michael I. Stein" (WA) is a separate record

This page covers filings where the address state is NY. A separate record, "Michael I. Stein" with address state WA, is listed on 2 filings — most recently by MINERA ANDES INC /WA (Oct 7, 2009). The two records do not overlap in time: this page runs Oct 9, 2009 to Dec 17, 2013; the other runs Sep 2, 2009 to Oct 7, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael I. Stein (WA) — PartnerFacts page ↗Form D/A · Oct 7, 2009 ↗MINERA ANDES INC /WA — PartnerFacts page ↗Michael Stein (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $57,149; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 3, 2014 D/A
Praesidio Low Volatility Fund, LP
File 021-174466
$0$0$0
SAGE Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value).
None listed on this filingEDGAR ↗
Dec 17, 2013 D/A
HAMPSHIRE ASSOCIATES FUND, L.P.
File 021-83310-0N
$15,105$0$0
SAGE Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value).
Neuberger Berman LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 17, 2013 D/A
HAMPSHIRE INSTITUTIONAL FUND, L.P.
File 021-83310-1N
$15,359$0$0
SAGE Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value).
Neuberger Berman LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Dec 17, 2013 D/A
Hampshire Associates Fund QP, L.P.
File 021-68215
$26,685$0$0
SAGE Advisors, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value).
Neuberger Berman LLC BrokerCheck CRD 2908 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Michael Stein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PL
Pooled Investment Fund · group: Hampshire

Praesidio Low Volatility Fund, LP

New York, NY · Mar 7, 2012 → Apr 3, 2014 · 2 filings
  • Apr 3, 2014 · D/A · $38,688,923 sold of Indefinite · 26 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 7, 2012 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $40.7M from 29 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HI
Pooled Investment Fund · group: Hampshire

HAMPSHIRE INSTITUTIONAL FUND, L.P.

New York, NY · Oct 9, 2009 → Dec 17, 2013 · 5 filings
  • Dec 17, 2013 · D/A · $85,744,824 sold of Indefinite · 152 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 17, 2012 · D/A · $85,744,824 sold of Indefinite · 152 investors · min. $50,000 · role: Executive Officer (Co-CEO of the General Partner) EDGAR ↗
  • Sep 26, 2011 · D/A · $85,419,824 sold of Indefinite · 151 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of Co-CEO of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Oct 1, 2010 · D/A · $84,229,465 sold of Indefinite · 149 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of Co-CEO of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Oct 9, 2009 · D/A · $79,258,925 sold of Indefinite · 140 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of a President of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $87.9M from 157 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
Pooled Investment Fund · group: Hampshire

Hampshire Associates Fund QP, L.P.

New York, NY · Oct 9, 2009 → Dec 17, 2013 · 5 filings
  • Dec 17, 2013 · D/A · $88,490,878 sold of Indefinite · 66 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 17, 2012 · D/A · $88,235,878 sold of Indefinite · 65 investors · min. $50,000 · role: Executive Officer (Co-CEO of the General Partner) EDGAR ↗
  • Sep 26, 2011 · D/A · $88,235,878 sold of Indefinite · 65 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of Co-CEO of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Oct 1, 2010 · D/A · $86,863,424 sold of Indefinite · 62 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of Co-CEO of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Oct 9, 2009 · D/A · $80,929,477 sold of Indefinite · 59 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of a President of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $89M from 66 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
Pooled Investment Fund · group: Hampshire

HAMPSHIRE ASSOCIATES FUND, L.P.

New York, NY · Oct 9, 2009 → Dec 17, 2013 · 5 filings
  • Dec 17, 2013 · D/A · $116,236,875 sold of Indefinite · 191 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Dec 17, 2012 · D/A · $115,986,875 sold of Indefinite · 190 investors · min. $50,000 · role: Executive Officer (Co-CEO of the General Partner) EDGAR ↗
  • Sep 26, 2011 · D/A · $115,986,875 sold of Indefinite · 190 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of Co-CEO of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Oct 1, 2010 · D/A · $115,107,800 sold of Indefinite · 189 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of Co-CEO of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Oct 9, 2009 · D/A · $111,756,800 sold of Indefinite · 184 investors · min. No minimum reported · role: Executive Officer (Michael Stein acts in the capacity of a President of Sage Advisors, LLC, the General Partner of the Issuer.) EDGAR ↗

Raised $118.3M from 191 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Adam Stein — FL, 15 issuers, Aug 12, 2015 → Aug 15, 2017 · no shared issuer
  • Michael Stein — Cayman Islands (as filed: E9), United Kingdom (as filed: X0), 4 issuers, Aug 13, 2013 → Mar 16, 2017 · no shared issuer
  • Michael I. Stein — WA, 1 issuer, Sep 2, 2009 → Oct 7, 2009 · no shared issuer
  • Michael A. Stein — CO, 1 issuer, Jan 31, 2012 → Nov 18, 2014 · no shared issuer
  • Michael Stein — Ontario, Canada (as filed: A6), 1 issuer, Jan 5, 2018 → Jan 5, 2018 · no shared issuer

People around Michael 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SA
Management entity

SAGE Advisors, LLC

Promoter, Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as Michael Stein. Their page shows their other deals.

ES
Management entity

E. SAGE Advisors, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Michael Stein. Their page shows their other deals.

EC
Management entity

E. c/o SAGE Advisors, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Stein. Their page shows their other deals.

WA
No photo found yet (own website and image search run after this page is viewed)
Person

William E. Aaron

Executive Officer · 17 shared filings (4 issuers)

Listed on the same filings as Michael Stein. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Aaron

Executive Officer · 17 shared filings (4 issuers)

Listed on the same filings as Michael Stein. Their page shows their other deals.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas OBrien

Executive Officer · 12 shared filings (3 issuers)

Listed on the same filings as Michael Stein. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas O'Brien

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Michael Stein. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Lloyd Abramowitz

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Stein. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. O'Brien

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Stein. Their page shows their other deals.

The team behind the deals

H
Sponsor group

Hampshire

7 issuers · 67 filings · $363.3M reported sold · 2009–2026

One team, 7 deal companies. Michael Stein is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Stein.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Hampshire Associates Fund QP, L.P., HAMPSHIRE INSTITUTIONAL FUND, L.P., HAMPSHIRE ASSOCIATES FUND, L.P., Praesidio Low Volatility Fund, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Stein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Stein is listed on: none on file. No website or social profile named in HAMPSHIRE ASSOCIATES FUND, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #43,215 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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