Michael Simon is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Nov 2012 and Mar 2018: Lucidity Lights, Inc. (Boston, MA — other technology — 2018; $43.6M reported sold to 47 investors) and HUBSPOT INC (Cambridge, MA — other technology — 2012; $35.2M reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $78.8M sold in total.
Listed alongside Brian Halligan (2 shared filings), David Skok (2 shared filings), Dharmesh Shah (2 shared filings), Larry Bohn (2 shared filings), Robert Theis (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Michael Simon and found 10 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Enso Capital Pte Limited; Paid seller listed without a CRD number: FJS Consultants Limited; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.