Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MD · Mar 31, 2009 → Mar 7, 2014
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Michael S Battle is listed as an executive officer on 8 SEC Form D filings by 1 issuer between Mar 2009 and Mar 2014: EA ENGINEERING SCIENCE & TECHNOLOGY INC (Hunt Valley, MD — industry reported as "Other" — 2009–2014; $1.73M reported sold to 12 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brenda Herman (8 shared filings), Frank J Aquino (8 shared filings), Frederick W Meyer (8 shared filings), H. Gordon Porter (8 shared filings), H. Lee Becker (8 shared filings) and 29 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Michael S Battle and found 8 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Michael S Battle has not run yet — it is joining a line of 25,198 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael S Battle..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
5 cases: 5 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
8 differences found between the filings for Michael S Battle — 3 worth asking about (compared 8 filings on Oct 24, 2026)
United States Bankruptcy Court, D. Maryland docket "Frank A. Barranco" filed Nov 17, 1995, closed Mar 14, 1996. Frank Barranco (listed on the same filings) is listed as Debtor ("Frank A. Barranco"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Mar 14, 2013 filing says $1,727,665 sold; the Mar 14, 2013 Form D/A says $1,272,665 sold — $455,000 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Mar 31, 2009 filing says $251,991 sold; the Feb 5, 2010 Form D says $110,121 sold — $141,870 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Mar 31, 2009 filing reports 12 investors; the Feb 5, 2010 Form D reports 7 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The filing says the first sale was Mar 30, 2012. The Form D was filed Apr 19, 2012 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The Mar 14, 2013 filing says $1,727,665 offered; the Mar 14, 2013 Form D/A says $1,272,665.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
The Mar 31, 2009 filing says $251,991 offered; the Feb 5, 2010 Form D says $110,121.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
"$25,000,001 - $100,000,000" (Mar 31, 2009); then "Over $100,000,000" (Apr 19, 2012).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 6 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 7, 2014 D EA ENGINEERING SCIENCE & TECHNOLOGY INC File 021-213157 | $0 | $0 | $0 | None no CRD number reported | EDGAR ↗ |
| Mar 14, 2013 D/A EA ENGINEERING SCIENCE & TECHNOLOGY INC File 021-193272 | $0 | $0 | $0 | None no CRD number reported | EDGAR ↗ |
| Apr 19, 2012 D EA ENGINEERING SCIENCE & TECHNOLOGY INC File 021-176980 | $0 | $0 | $0 | None no CRD number reported | EDGAR ↗ |
| Nov 14, 2011 D EA ENGINEERING SCIENCE & TECHNOLOGY INC File 021-168589 | $0 | $0 | $0 | None no CRD number reported | EDGAR ↗ |
| Apr 12, 2011 D EA ENGINEERING SCIENCE & TECHNOLOGY INC File 021-158203 | $0 | $0 | $0 | None no CRD number reported | EDGAR ↗ |
| Feb 5, 2010 D EA ENGINEERING SCIENCE & TECHNOLOGY INC File 021-110745 | $0 | $0 | $0 | None no CRD number reported | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Michael S Battle on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $1.73M from 12 investors (100% of the $394K target) as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
Listed on the same filings as Michael S Battle. Their page shows their other deals.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Michael S Battle by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers Michael S Battle is listed on: none on file. No website or social profile named in EA ENGINEERING SCIENCE & TECHNOLOGY INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,977 of 374,652 in line (1,277 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Hunt Valley, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Michael S Battle appears on a new Form D, or when a court case or SEC action is matched to them. See plans →