Jon B Brownstein is listed as an executive officer on 5 SEC Form D filings by 1 issuer between Mar 2009 and Apr 2012: EA ENGINEERING SCIENCE & TECHNOLOGY INC (Hunt Valley, MD — industry reported as "Other" — 2009–2012; $1.73M reported sold to 12 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brenda Herman (5 shared filings), Frank J Aquino (5 shared filings), Frederick W Meyer (5 shared filings), H. Gordon Porter (5 shared filings), H. Lee Becker (5 shared filings) and 25 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Jon B Brownstein and found 5 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.