Michael Rothman is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Jan 2011 and Sep 2021: SavvyPhone, LLC (St. Petersburg, FL — other technology — 2020–2021; $3.24M reported sold to 47 investors) and Rothman Healthcare Corp (Sarasota, FL — other technology — 2011–2012; $894K reported sold to 8 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $4.13M sold in total.
Listed alongside George Almasi (3 shared filings), Joan Raymond (3 shared filings), Steven Rothman (3 shared filings), DAUD POWER (2 shared filings), DAVID ETHEREDGE (2 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Michael Rothman and found 7 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.