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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:07 AM ET

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Michael Roman

Named as an officer, director or promoter on SEC Form D filings · MA, NC · Jul 7, 2010 → Aug 11, 2020

133deals (issuers)
$17.44Breported sold
27,928investors
488Form D filings
2010–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Roman is listed as an executive officer and director on 488 SEC Form D filings by 133 issuers between Jul 2010 and Aug 2020. Largest by amount reported sold: Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC (Charlotte, NC — pooled investment fund — 2010; $3.79B reported sold to 168 investors), ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC (Charlotte, NC — pooled investment fund — 2010–2013; $3.77B reported sold to 165 investors), Agility Multi-Asset Income Fund (Milwaukee, WI — pooled investment fund — 2010–2018; $742.9M reported sold to 2,853 investors), Corbin Multi-Strategy Fund, LLC (Milwaukee, WI — pooled investment fund — 2011–2018; $398.3M reported sold to 1,576 investors), Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC (New York, NY — pooled investment fund — 2010–2020; $381.6M reported sold to 711 investors) and 128 more (all listed below).

What this means That is a lot of deals — 133 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $17.44B sold in total.

Listed alongside Britta Perkio Patterson (448 shared filings), Rob Coltrin (428 shared filings), Adam Taback (355 shared filings), Sean Nicolosi (310 shared filings), Wells Fargo Investment Institute, Inc. (268 shared filings, management entity) and 50 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

The issuers belong to 4 sponsor groups: Alternative (115 issuers, $4.56B reported sold, 2009–2021), Icapital (30 issuers, $3.45B reported sold, 2009–2026), Agility Comprehensive (3 issuers, $8.1B reported sold, 2009–2026) and Ft Vest (43 issuers, $7.29B reported sold, 2011–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 66 bankruptcy cases matching the name listed in Key records below.

What this means 66 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 488 public filings for Michael Roman and found 8 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 4 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Roman has not run yet — it is joining a line of 6,960 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Roman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

66 cases: 2 open, 64 closed (disposition not in docket feed)

Michael J Roman open
United States Bankruptcy Court, D. New Jersey · No. 25-15910 · Filed Jun 3, 2025
Role of Michael J Roman: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael G. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 24-18391 · Filed Aug 24, 2024 · Closed Nov 26, 2024
Role of Michael G. Roman: Debtor · Outcome: Case closed 2024-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 23-14351 · Filed Dec 11, 2023 · Closed Mar 19, 2024
Role of Michael Roman: Debtor · Outcome: Case closed 2024-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Michael Roman open
United States Bankruptcy Court, N.D. Ohio · No. 23-51679 · Filed Dec 4, 2023
Role of Michael Roman: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Michael W. Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 21-51172 · Filed Aug 9, 2021 · Closed Sep 25, 2023
Role of Michael W. Roman: Debtor · Outcome: Case closed 2023-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Michael A Roman and Milagros Roman closed
United States Bankruptcy Court, D. New Jersey · No. 19-14478 · Filed Mar 5, 2019 · Closed Nov 6, 2020
Role of Michael A Roman and Milagros Roman: Debtor · Outcome: Case closed 2020-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael Roman, III closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:18-bk-33458 · Filed Nov 8, 2018 · Closed Apr 5, 2019
Role of Michael Roman, III: Debtor · Outcome: Case closed 2019-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Michael E. Roman, Jr. and Sheri M Roman closed
United States Bankruptcy Court, D. New Jersey · No. 18-31177 · Filed Oct 24, 2018 · Closed Dec 17, 2018
Role of Michael E. Roman, Jr.: Debtor · Outcome: Case closed 2018-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael W. Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 18-51074 · Filed May 4, 2018 · Closed Mar 31, 2020
Role of Michael W. Roman: Debtor · Outcome: Case closed 2020-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Michael Roman closed
United States Bankruptcy Court, D. New Jersey · No. 17-28255 · Filed Sep 7, 2017 · Closed Jan 22, 2018
Role of Michael Roman: Debtor · Outcome: Case closed 2018-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael D. Roman and Lisa L. Tang-Roman closed
United States Bankruptcy Court, E.D. Michigan · No. 17-46086 · Filed Apr 22, 2017 · Closed Jul 29, 2017
Role of Michael D. Roman and Lisa L. Tang-Roman: Debtor · Outcome: Case closed 2017-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Michael Roman and Andrea Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 16-42109 · Filed Nov 16, 2016 · Closed Apr 13, 2017
Role of Michael Roman and Andrea Roman: Debtor · Outcome: Case closed 2017-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Michael E. Roman, Jr. and Sheri M Roman closed
United States Bankruptcy Court, D. New Jersey · No. 16-31719 · Filed Nov 14, 2016 · Closed Sep 7, 2018
Role of Michael E. Roman, Jr.: Debtor · Outcome: Case closed 2018-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael Roman closed
United States Bankruptcy Court, N.D. Illinois · No. 15-37510 · Filed Nov 3, 2015 · Closed Mar 12, 2019
Role of Michael Roman: Debtor · Outcome: Case closed 2019-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Michael J Roman closed
United States Bankruptcy Court, D. New Jersey · No. 15-25788 · Filed Aug 20, 2015 · Closed Dec 4, 2015
Role of Michael J Roman: Debtor · Outcome: Case closed 2015-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael Roman and Yvonne Romero closed
United States Bankruptcy Court, S.D. Florida. · No. 15-18686 · Filed May 12, 2015 · Closed Sep 28, 2015
Role of Michael Roman and Yvonne Romero: Debtor · Outcome: Case closed 2015-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Michael Roman and Pla Deserie Roman closed
United States Bankruptcy Court, C.D. California · No. 8:15-bk-11748 · Filed Apr 6, 2015 · Closed Jan 20, 2016
Role of Michael Roman and Pla Deserie Roman: Debtor · Outcome: Case closed 2016-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Michael J Roman closed
United States Bankruptcy Court, D. New Jersey · No. 13-29756 · Filed Sep 9, 2013 · Closed Dec 16, 2013
Role of Michael J Roman: Debtor · Outcome: Case closed 2013-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Theresa M. Roman and Michael J Roman, Sr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-17701 · Filed Sep 4, 2013 · Closed Sep 24, 2018
Role of Michael J Roman, Sr.: Debtor · Outcome: Case closed 2018-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Michael Roman closed
United States Bankruptcy Court, E.D. Wisconsin · No. 13-20759 · Filed Jan 23, 2013 · Closed Mar 29, 2013
Role of Michael Roman: Debtor · Outcome: Case closed 2013-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (WI)
Michael Roman closed
United States Bankruptcy Court, N.D. Georgia · No. 12-43700 · Filed Dec 12, 2012 · Closed Apr 23, 2013
Role of Michael Roman: Debtor · Outcome: Case closed 2013-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Michael W. Roman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 12-19051 · Filed Sep 25, 2012 · Closed Jun 14, 2013
Role of Michael W. Roman: Debtor · Outcome: Case closed 2013-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Viola v. Roman and Michael Roman closed
United States Bankruptcy Court, M.D. Florida · No. 3:12-bk-04397 · Filed Jul 2, 2012 · Closed Aug 25, 2015
Role of Michael Roman: Defendant · Outcome: Case closed 2015-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Michael Roman and Donna Roman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-19718 · Filed Dec 23, 2011 · Closed Apr 17, 2012
Role of Michael Roman and Donna Roman: Debtor · Outcome: Case closed 2012-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Michael Roman closed
United States Bankruptcy Court, N.D. Georgia · No. 10-42861 · Filed Jul 22, 2010 · Closed Jan 24, 2011
Role of Michael Roman: Debtor · Outcome: Case closed 2011-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Michael Roman and Daniela Roman closed
United States Bankruptcy Court, D. New Jersey · No. 10-29057 · Filed Jun 22, 2010 · Closed Aug 28, 2014
Role of Michael Roman and Daniela Roman: Debtor · Outcome: Case closed 2014-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael M Roman and Mandy M Roman closed
United States Bankruptcy Court, N.D. Indiana · No. 10-11742 · Filed Apr 21, 2010 · Closed Aug 9, 2010
Role of Michael M Roman and Mandy M Roman: Debtor · Outcome: Case closed 2010-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
Michael A. Roman and Dahlia L. Roman closed
United States Bankruptcy Court, N.D. Illinois · No. 10-71602 · Filed Mar 31, 2010 · Closed Jul 22, 2010
Role of Michael A. Roman and Dahlia L. Roman: Debtor · Outcome: Case closed 2010-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Michael M. Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 08-13250 · Filed Apr 30, 2008 · Closed Aug 7, 2008
Role of Michael M. Roman: Debtor · Outcome: Case closed 2008-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
MICHAEL S. ROMAN closed
United States Bankruptcy Court, D. Nevada · No. 07-10372 · Filed Jan 29, 2007 · Closed May 17, 2007
Role of MICHAEL S. ROMAN: Debtor · Outcome: Case closed 2007-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Michael Roman closed
United States Bankruptcy Court, N.D. California · No. 05-10595 · Filed Mar 22, 2005 · Closed Aug 22, 2005
Role of Michael Roman: Debtor · Outcome: Case closed 2005-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Michael W. Roman and Krista E Roman closed
United States Bankruptcy Court, W.D. Kentucky · No. 05-50069 · Filed Jan 17, 2005 · Closed May 4, 2005
Role of Michael W. Roman and Krista E Roman: Debtor · Outcome: Case closed 2005-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Michael Roman and Viola Veronica Roman closed
United States Bankruptcy Court, M.D. Florida · No. 3:04-bk-04789 · Filed May 10, 2004 · Closed Aug 18, 2005
Role of Michael Roman and Viola Veronica Roman: Debtor · Outcome: Case closed 2005-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Michael E. Roman and Maria A. Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 04-51390 · Filed Mar 18, 2004 · Closed Aug 26, 2004
Role of Michael E. Roman and Maria A. Roman: Debtor · Outcome: Case closed 2004-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
MICHAEL ROMAN and MARTHA ROMAN closed
United States Bankruptcy Court, D. Nevada · No. 03-20355 · Filed Aug 21, 2003 · Closed Nov 29, 2006
Role of MICHAEL ROMAN and MARTHA ROMAN: Debtor · Outcome: Case closed 2006-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Michael A. Roman closed
United States Bankruptcy Court, N.D. Georgia · No. 03-66700 · Filed May 9, 2003 · Closed Aug 29, 2003
Role of Michael A. Roman: Debtor · Outcome: Case closed 2003-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Michael P Roman closed
United States Bankruptcy Court, N.D. Illinois · No. 03-19119 · Filed Apr 30, 2003 · Closed Jun 23, 2004
Role of Michael P Roman: Debtor · Outcome: Case closed 2004-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Michael J. Roman closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-02885 · Filed Feb 14, 2003 · Closed Jun 23, 2003
Role of Michael J. Roman: Debtor · Outcome: Case closed 2003-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
MICHAEL A ROMAN closed
United States Bankruptcy Court, D. Arizona · No. 2:02-bk-17205 · Filed Oct 25, 2002 · Closed Mar 21, 2003
Role of MICHAEL A ROMAN: Debtor · Outcome: Case closed 2003-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Michael P. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 01-63283 · Filed Nov 26, 2001 · Closed Mar 5, 2003
Role of Michael P. Roman: Debtor · Outcome: Case closed 2003-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael D. Roman closed
United States Bankruptcy Court, E.D. Michigan · No. 01-60925 · Filed Oct 29, 2001 · Closed Mar 4, 2002
Role of Michael D. Roman: Debtor · Outcome: Case closed 2002-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Michael S. Roman closed
United States Bankruptcy Court, W.D. Louisiana · No. 01-31725 · Filed Sep 14, 2001 · Closed Mar 14, 2002
Role of Michael S. Roman: Debtor · Outcome: Case closed 2002-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Michael W. Roman closed
United States Bankruptcy Court, N.D. California · No. 01-44448 · Filed Aug 13, 2001 · Closed Nov 29, 2001
Role of Michael W. Roman: Debtor · Outcome: Case closed 2001-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Michael P. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 01-53923 · Filed Apr 3, 2001 · Closed Oct 25, 2001
Role of Michael P. Roman: Debtor · Outcome: Case closed 2001-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael Roman closed
United States Bankruptcy Court, N.D. Illinois · No. 01-07438 · Filed Mar 7, 2001 · Closed Jun 22, 2001
Role of Michael Roman: Debtor · Outcome: Case closed 2001-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Michael R. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 01-52402 · Filed Mar 7, 2001 · Closed Sep 14, 2001
Role of Michael R. Roman: Debtor · Outcome: Case closed 2001-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael J. Roman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 01-13016 · Filed Mar 5, 2001 · Closed Jun 22, 2001
Role of Michael J. Roman: Debtor · Outcome: Case closed 2001-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Michael P. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 00-61649 · Filed Nov 14, 2000 · Closed Jan 23, 2001
Role of Michael P. Roman: Debtor · Outcome: Case closed 2001-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael J. Roman and Darby L. Roman closed
United States Bankruptcy Court, D. Connecticut · No. 00-22789 · Filed Oct 20, 2000 · Closed Feb 28, 2001
Role of Michael J. Roman and Darby L. Roman: Debtor · Outcome: Case closed 2001-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Michael A Roman closed
United States Bankruptcy Court, C.D. California · No. 1:00-bk-19390 · Filed Oct 18, 2000 · Closed Feb 7, 2001
Role of Michael A Roman: Debtor · Outcome: Case closed 2001-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Michael S. Roman and Suzanne Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 00-43035 · Filed Oct 17, 2000 · Closed Apr 30, 2001
Role of Michael S. Roman and Suzanne Roman: Debtor · Outcome: Case closed 2001-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Michael S. Roman and Debora E. Roman closed
United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-22396 · Filed Dec 22, 1998 · Closed Aug 30, 2002
Role of Michael S. Roman and Debora E. Roman: Debtor · Outcome: Case closed 2002-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Michael M. Roman and Cheryl A. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 98-17166 · Filed Aug 3, 1998 · Closed Sep 13, 2001
Role of Michael M. Roman and Cheryl A. Roman: Debtor · Outcome: Case closed 2001-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael J. Roman and Louise Roman closed
United States Bankruptcy Court, D. New Jersey · No. 98-29161 · Filed Jul 15, 1998 · Closed Oct 30, 1998
Role of Michael J. Roman and Louise Roman: Debtor · Outcome: Case closed 1998-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael A. Roman and Elaine C. Roman closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 98-22771 · Filed Jun 4, 1998 · Closed Oct 27, 1998
Role of Michael A. Roman and Elaine C. Roman: Debtor · Outcome: Case closed 1998-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Michael J. Roman and Joan M. Roman closed
United States Bankruptcy Court, W.D. North Carolina · No. 97-32610 · Filed Oct 21, 1997 · Closed Aug 23, 2002
Role of Michael J. Roman and Joan M. Roman: Debtor · Outcome: Case closed 2002-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NC)
Michael P. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 97-36919 · Filed Jun 24, 1997 · Closed May 12, 1998
Role of Michael P. Roman: Debtor · Outcome: Case closed 1998-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael A Roman closed
United States Bankruptcy Court, E.D. New York · No. 1-96-16595 · Filed Jul 11, 1996 · Closed Jan 14, 1998
Role of Michael A Roman: Debtor · Outcome: Case closed 1998-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Michael A. Roman closed
United States Bankruptcy Court, D. Maine · No. 96-10311 · Filed Apr 2, 1996 · Closed Sep 10, 1996
Role of Michael A. Roman: Debtor · Outcome: Case closed 1996-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
Michael P. Roman closed
United States Bankruptcy Court, D. New Jersey · No. 96-31738 · Filed Mar 5, 1996 · Closed Oct 21, 1997
Role of Michael P. Roman: Debtor · Outcome: Case closed 1997-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Michael J Roman closed
United States Bankruptcy Court, N.D. Illinois · No. 95-24956 · Filed Nov 20, 1995 · Closed Aug 14, 2000
Role of Michael J Roman: Debtor · Outcome: Case closed 2000-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Michael Roman and Carol R. Roman closed
United States Bankruptcy Court, N.D. Ohio · No. 95-41579 · Filed Sep 7, 1995 · Closed Jan 24, 1996
Role of Michael Roman and Carol R. Roman: Debtor · Outcome: Case closed 1996-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Michael Roman closed
United States Bankruptcy Court, S.D. Texas · No. 95-43577 · Filed May 15, 1995 · Closed Dec 27, 1995
Role of Michael Roman: Debtor · Outcome: Case closed 1995-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Michael Roman closed
United States Bankruptcy Court, N.D. Illinois · No. 93-22864 · Filed Nov 1, 1993 · Closed May 13, 1994
Role of Michael Roman: Debtor · Outcome: Case closed 1994-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Michael Roman closed
United States Bankruptcy Court, M.D. Florida · No. 6:92-bk-03595 · Filed Jun 12, 1992 · Closed Oct 8, 1992
Role of Michael Roman: Debtor · Outcome: Case closed 1992-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Michael J. Roman and Denise A. Roman closed
United States Bankruptcy Court, M.D. Florida · No. 8:88-bk-06365 · Filed Oct 21, 1988 · Closed Oct 2, 1991
Role of Michael J. Roman and Denise A. Roman: Debtor · Outcome: Case closed 1991-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 92 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Michael Roman — 4 worth asking about (compared the newest 50 of 488 filings on Oct 24, 2026; older filings not covered)

Worth asking · May 9, 2018 – May 8, 2019

Amount sold went down between filings — BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC

The May 9, 2018 filing says $265,678,184 sold; the May 8, 2019 Form D/A says $264,728,184 sold — $950,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 9, 2018 ↗Form D/A (later) · May 8, 2019 ↗BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2018 – Apr 30, 2019

Amount sold went down between filings — ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC

The Apr 30, 2018 filing says $114,242,668 sold; the Apr 30, 2019 Form D/A says $76,600,207 sold — $37,642,461 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Apr 30, 2018 ↗Form D/A (later) · Apr 30, 2019 ↗ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 26, 2018 – Mar 25, 2019

4 offerings reported fewer investors on a later filing

Investor count went down between filings — Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC · Investor count went down between filings — Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC · Investor count went down between filings — Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC · Investor count went down between filings — Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 26, 2018 ↗Form D/A (later) · Mar 25, 2019 ↗Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗Form D/A (earlier) · Mar 26, 2018 ↗
Sources
Worth asking · Oct 17, 2019 – Aug 11, 2021

23 people are no longer listed on a later amendment

Michael Roman is no longer listed on the Aug 11, 2021 amendment — Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC · Michael Roman is no longer listed on the Aug 11, 2021 amendment — Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC · Michael Roman is no longer listed on the Jul 13, 2021 amendment — GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC · Michael Roman is no longer listed on the Jul 9, 2021 amendment — Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC · Michael Roman is no longer listed on the Jun 8, 2021 amendment — Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC · and 18 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Aug 11, 2020 ↗Form D/A · Aug 11, 2021 ↗Michael Roman — PartnerFacts page ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC — PartnerFacts page ↗
Sources
Note · Aug 1, 2009 – Apr 30, 2020

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC (latest filing Apr 30, 2020) · No amendment in the last 12 months on an offering that may still be open — Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC (latest filing Mar 25, 2020) · No amendment in the last 12 months on an offering that may still be open — Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC (latest filing Mar 25, 2020) · No amendment in the last 12 months on an offering that may still be open — Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC (latest filing Mar 4, 2020) · No amendment in the last 12 months on an offering that may still be open — York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC (latest filing Jan 22, 2020) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 30, 2020 ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗Form D/A · Mar 25, 2020 ↗Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗
Sources
Note · Oct 10, 2025

Same name, different state: "Michael Roman" (UT) is a separate record

This page covers filings where the address state is MA or NC. A separate record, "Michael Roman" with address state UT, is listed on 1 filing — most recently by Waystar Holding Corp. (Oct 10, 2025). The two records do not overlap in time: this page runs Jul 7, 2010 to Aug 11, 2020; the other has one filing dated Oct 10, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Roman (UT) — PartnerFacts page ↗Form D · Oct 10, 2025 ↗Waystar Holding Corp. — PartnerFacts page ↗Michael Roman (MA,NC) — this page ↗
Sources
Note · Nov 10, 2015 – Sep 30, 2016

Same name, different state: "Michael Roman" (TX) is a separate record

This page covers filings where the address state is MA or NC. A separate record, "Michael Roman" with address state TX, is listed on 2 filings — most recently by MCI Preferred Equity Fund, LLC (Sep 30, 2016). Both records have filings in the same period (Nov 10, 2015 to Sep 30, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Roman (TX) — PartnerFacts page ↗Form D/A · Sep 30, 2016 ↗MCI Preferred Equity Fund, LLC — PartnerFacts page ↗Michael Roman (MA,NC) — this page ↗
Sources
Note · Nov 13, 2020 – Aug 11, 2022

18 address changes between filings

Address moved from Charlotte, NC to New York, NY — GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · Address moved from Charlotte, NC to New York, NY — Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC · and 13 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 24, 2022 ↗Form D/A · Aug 11, 2022 ↗GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗Form D/A · Jan 24, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 488 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

100 of 133 offerings report sales commissions totalling $62,547,216; 0 report finder's fees; 4 report proceeds to related persons totalling $43,200. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 11, 2020 D/A
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
File 021-164898
$548,576 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Aug 11, 2020 D/A
Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-292639
$87,265 (est.)$0 (est.)$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 13, 2020 D/A
GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
File 021-91429
$379,465 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 10, 2020 D/A
Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-245873
$781,940 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jun 12, 2020 D/A
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-132789
$271,223 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jun 5, 2020 D/A
Apollo Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-314125
$321,880$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
May 1, 2020 D/A
BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-86916
$429,805 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 30, 2020 D/A
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-120906
$43,558 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 30, 2020 D/A
WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-132724
$241,443 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 30, 2020 D/A
Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC
File 021-285887
$458,934$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 25, 2020 D/A
Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-216439
$74,875 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 25, 2020 D/A
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-216440
$560,793 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 25, 2020 D/A
Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-216441
$146,725 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 25, 2020 D/A
Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-216443
$82,613 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 25, 2020 D/A
Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-225889
$80,750 (est.)$0 (est.)$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 4, 2020 D/A
Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192146
$340,055 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 22, 2020 D/A
GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192141
$18,460 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
via N/A
EDGAR ↗
Jan 22, 2020 D/A
York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192145
$92,810 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 22, 2020 D/A
Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-211338
$92,700 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 22, 2020 D/A
Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-211339
$563,065 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 22, 2020 D/A
Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-233696
$469,768 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 2, 2020 D/A
BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-120604
$713,377 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 2, 2020 D/A
Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC
File 021-258295
$72,240 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 11, 2019 D/A
Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC
File 021-276431
$39,750 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 11, 2019 D/A
STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-301172
$37,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 4, 2019 D
BC Double Impact II ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-354770
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 4, 2019 D
OrbiMed Asia Partners IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-354772
$0$0$0Wellls Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 15, 2019 D/A
DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC
File 021-305622
$447,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 15, 2019 D/A
DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
File 021-330808
$174,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 6, 2019 D/A
DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLC
File 021-298716
$315,000$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Oct 17, 2019 D/A
Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-297099
$241,830 (est.)$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
May 30, 2019 D
Apollo Natural Resources III ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-340697
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
May 2, 2019 D
BREP IX ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-338660
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 25, 2019 D/A
Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-160485
$76,175 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 25, 2019 D/A
MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC
File 021-258310
$163,995 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 25, 2019 D/A
Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-233699
$64,310 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 25, 2019 D/A
RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PRIVATE CAPITAL PLATFORM, LLC
File 021-304103
$602,135$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 11, 2019 D/A
Bridge Multifamily IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-328039
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 4, 2019 D/A
Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-209284
$15,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 4, 2019 D
Strategic Partners VIII ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-329719
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 3, 2019 D/A
ANGELO GORDON DIRECT LENDING III ASP FUND, a series of Alternative Strategies Private Capital Platform, LLC
File 021-307319
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 3, 2019 D/A
KKR European V ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-311751
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 3, 2019 D/A
LS Distressed XI ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC
File 021-324666
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 5, 2018 D/A
York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-208769
$6,600 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Sep 25, 2018 D/A
Agility Multi-Asset Income Fund
File 021-147327
$970,880 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Sep 25, 2018 D/A
Corbin Multi-Strategy Fund, LLC
File 021-153431
$255,345 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 16, 2018 D
GSO Energy II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-316904
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jun 15, 2018 D/A
Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-132787
$115,149 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Mar 26, 2018 D/A
Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-225904
$28,690 (est.)$0 (est.)$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 29, 2018 D/A
GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-211341
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 26, 2018 D/A
ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-191842
$24,200 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 26, 2018 D/A
Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192144
$225,840 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 26, 2018 D/A
Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192139
$31,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 5, 2018 D/A
Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLC
File 021-254726
$50,630 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 6, 2017 D/A
Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-208768
$84,220 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Sep 11, 2017 D
Landmark Equity Partners XVI ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-294395
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Aug 11, 2017 D
GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-292638
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jun 14, 2017 D/A
DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Investment Program, LLC
File 021-287657
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
May 31, 2017 D/A
DPIP Project Lion Series, a series of Alternative Strategies Direct Private Investment Program, LLC
File 021-275739
$360,200 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
May 2, 2017 D
BREP Asia II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-285881
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 25, 2017 D/A
AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192140
$42,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 10, 2017 D/A
Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91430
$516,233 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 10, 2017 D/A
Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91431
$6,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 10, 2017 D/A
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91432
$119,612 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 10, 2017 D/A
Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91428
$124,583 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 10, 2017 D/A
OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLC
File 021-284013
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 7, 2017 D/A
Visium Healthcare Partners ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-250476
$33,500 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 6, 2017 D/A
Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-160500
$76,175 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 24, 2017 D
Carlyle Realty Partners VIII ASP Fund, a series of the Alternative Strategies Private Equity Platform LLC
File 021-279100
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 4, 2017 D/A
Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLC
File 021-254725
$29,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 17, 2016 D/A
Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-206731
$352,500 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 14, 2016 D
Ares Energy Infrastructure V ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-274309
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 10, 2016 D
StepStone Tactical Growth II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-274253
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 8, 2016 D
Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-273976
$332,740$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 7, 2016 D
Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-273958
$1,807,735$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Sep 28, 2016 D
Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-271464
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 29, 2016 D/A
NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-216442
$755,495 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 29, 2016 D/A
KKR Special Situations II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-243882
$924,233 (est.)$0$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 29, 2016 D/A
Apollo Natural Resources II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-243887
$913,051 (est.)$0$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 18, 2016 D/A
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC
File 021-102591
$32,740 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 18, 2016 D/A
MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86920
$17,194 (est.)$0 (est.)$0 (est.)WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 18, 2016 D/A
MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86921
$44,650 (est.)$0 (est.)$0 (est.)WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Feb 23, 2016 D/A
PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-211343
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Feb 23, 2016 D/A
PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192143
$198,750 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Feb 22, 2016 D/A
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-138398
$79,115 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Feb 22, 2016 D/A
Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-138400
$45,807 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Oct 30, 2015 D
Alternative Strategies Private Equity Bridge Vehicle, LLC
File 021-250446
$0 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Oct 8, 2015 D/A
Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-225880
$273,690$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Aug 14, 2015 D/A
Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-223588
$798,041 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 7, 2015 D/A
OakTree Real Estate Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-209122
$90,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 24, 2014 D/A
Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-208767
$3,750 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 23, 2014 D/A
GAI Aurora Opportunities Fund, LLC
File 021-153275
$73,201 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 23, 2014 D/A
GAI Mesirow Insight Fund, LLC
File 021-121775
$156,152 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Oct 7, 2014 D
Contrarian Capital ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-225922
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Oct 7, 2014 D
Contrarian Capital II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-225928
$0$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 11, 2014 D/A
DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86917
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Feb 20, 2014 D/A
Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-192142
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 26, 2013 D
Halcyon Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-208766
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 18, 2013 D/A
Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-137096
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Nov 7, 2013 D/A
Cinque Partners Fund I LLC
File 021-107670
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2013 D/A
Cinque Partners VII LLC
File 021-82535
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 3, 2013 D/A
ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86910
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 3, 2013 D/A
Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-144582
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 3, 2013 D/A
ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86919
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 3, 2013 D/A
ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86918
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jun 24, 2013 D
KKR Special Situations ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-198484
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jun 10, 2013 D/A
ASGI Managed Futures Legends Fund, LLC
File 021-161078
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
May 23, 2013 D/A
Altis Global Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-160503
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 11, 2013 D/A
Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-103567
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jan 30, 2013 D
BlackRock Special Credit Opportunities II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-191028
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors,LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 18, 2012 D/A
Endowment ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-137093
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Sep 19, 2012 D
BlackRock Special Credit Opportunities ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC
File 021-184368
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Jul 6, 2012 D/A
Macquarie Asia Pacific II ASP Fund, LLC
File 021-162321
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Feb 28, 2012 D/A
Carlyle Energy Mezzanine Access-ASP Fund, LLC
File 021-171457
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight Fund A, LLC
File 021-147871
$0$0$10,800None listed on this filingEDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight Fund I, LLC
File 021-121101
$0$0$10,800None listed on this filingEDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight TEI Fund A, LLC
File 021-147872
$0$0$10,800None listed on this filingEDGAR ↗
Dec 14, 2011 D/A
ASGI Mesirow Insight TEI Fund I, LLC
File 021-121774
$0$0$10,800None listed on this filingEDGAR ↗
Oct 6, 2011 D/A
ASGI Multi-Strategy Fund II, Super Accredited, L.P.
File 021-68911
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Oct 6, 2011 D/A
ASGI Multi-Strategy, Super Accredited, L.P.
File 021-49431
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Oct 6, 2011 D/A
ASGI Hedged Equities, Super Accredited, L.P.
File 021-48550
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Oct 5, 2011 D/A
ASGI Multi-Strategy, Accredited, L.P.
File 021-83724
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Oct 5, 2011 D/A
ASGI Hedged Equities, Accredited, L.P.
File 021-92668
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Jun 29, 2011 D/A
WELLS FARGO MULTI STRATEGY 50 HEDGE FUND LLC
File 021-40132
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 29, 2011 D/A
Wells Fargo QP, LLC
File 021-128999
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 15, 2011 D/A
K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-87107
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 14, 2011 D/A
GS Global Equity Long Short ASP Fund, a Series of Alternative Strategies Platform LLC
File 021-118033
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 13, 2011 D/A
K2 LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-87106
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 13, 2011 D/A
GS Global Equity Long Short Institutional ASP Fund, a Series of Alternative Strategies Platform, LLC
File 021-118030
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Mar 2, 2011 D/A
Siguler Guff Distressed Real Estate ASP Fund, LLC
File 021-139412
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Jul 8, 2010 D/A
Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86914
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Jul 8, 2010 D/A
Pinehurst Institutional Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86911
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Jul 7, 2010 D/A
Pamlico Capital II ASP Fund, LLC
File 021-108705
$0 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 133

Every issuer that named Michael Roman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PE
Pooled Investment Fund · group: Icapital

Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC

New York, NY · Aug 24, 2011 → Aug 11, 2020 · 10 filings
  • Aug 11, 2020 · D/A · $215,333,479 sold of Indefinite · 564 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 13, 2019 · D/A · $207,691,009 sold of Indefinite · 546 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 13, 2018 · D/A · $188,321,009 sold of Indefinite · 523 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 11, 2017 · D/A · $177,081,009 sold of Indefinite · 521 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 1, 2016 · D/A · $164,261,009 sold of Indefinite · 460 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 17, 2015 · D/A · $156,493,010 sold of Indefinite · 449 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 14, 2014 · D/A · $142,648,524 sold of Indefinite · 413 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Aug 14, 2013 · D/A · $108,916,916 sold of Indefinite · 289 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Aug 14, 2012 · D/A · $48,486,074 sold of Indefinite · 144 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Aug 24, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $314.7M from 564 investors as of the latest filing. Michael is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KL
Pooled Investment Fund · group: Icapital

Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Aug 11, 2017 → Aug 11, 2020 · 4 filings
  • Aug 11, 2020 · D/A · $48,275,000 sold of Indefinite · 208 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 13, 2019 · D/A · $37,434,000 sold of Indefinite · 153 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 13, 2018 · D/A · $19,135,000 sold of Indefinite · 101 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 11, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $59.7M from 242 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GU
Pooled Investment Fund · group: Icapital

GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC

New York, NY · Apr 14, 2011 → Jul 13, 2020 · 11 filings
  • Jul 13, 2020 · D/A · $173,451,223 sold of Indefinite · 484 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 12, 2019 · D/A · $173,301,223 sold of Indefinite · 484 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 12, 2018 · D/A · $157,526,223 sold of Indefinite · 236 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 19, 2017 · D/A · $124,274,223 sold of Indefinite · 374 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 10, 2017 · D/A · $75,311,723 sold of Indefinite · 219 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $81,778,223 sold of Indefinite · 242 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 10, 2015 · D/A · $71,561,723 sold of Indefinite · 211 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $39,890,492 sold of Indefinite · 108 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $39,716,351 sold of Indefinite · 111 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $35,243,149 sold of Indefinite · 133 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 14, 2011 · D/A · $29,982,901 sold of Indefinite · 154 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $188.9M from 484 investors as of the latest filing. Michael is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Icapital

Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Aug 17, 2015 → Jul 10, 2020 · 6 filings
  • Jul 10, 2020 · D/A · $220,701,607 sold of Indefinite · 723 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 12, 2019 · D/A · $138,861,607 sold of Indefinite · 473 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 12, 2018 · D/A · $81,915,667 sold of Indefinite · 255 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 19, 2017 · D/A · $30,380,000 sold of Indefinite · 99 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 29, 2016 · D/A · $21,074,000 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 17, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $285.3M from 865 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Icapital

Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Nov 9, 2010 → Jun 12, 2020 · 10 filings
  • Jun 12, 2020 · D/A · $242,942,317 sold of Indefinite · 709 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jun 14, 2019 · D/A · $242,203,323 sold of Indefinite · 706 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jun 15, 2018 · D/A · $239,153,323 sold of Indefinite · 704 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jun 20, 2017 · D/A · $227,787,323 sold of Indefinite · 679 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 2, 2015 · D/A · $227,787,323 sold of Indefinite · 679 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 13, 2014 · D/A · $216,607,324 sold of Indefinite · 643 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 1, 2013 · D/A · $178,368,310 sold of Indefinite · 492 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Nov 1, 2012 · D/A · $122,558,784 sold of Indefinite · 366 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Nov 1, 2011 · D/A · $69,421,190 sold of Indefinite · 266 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Nov 9, 2010 · D/A · $5,051,000 sold of Indefinite · 23 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $381.6M from 711 investors as of the latest filing. Michael is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Icapital

Apollo Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Jun 7, 2018 → Jun 5, 2020 · 3 filings
  • Jun 5, 2020 · D/A · $136,851,815 sold of Indefinite · 434 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jun 7, 2019 · D/A · $41,900,254 sold of Indefinite · 182 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jun 7, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $219.7M from 627 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BA
Pooled Investment Fund · group: Icapital

BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Apr 13, 2011 → May 1, 2020 · 8 filings
  • May 1, 2020 · D/A · $267,758,184 sold of Indefinite · 829 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 8, 2019 · D/A · $264,728,184 sold of Indefinite · 828 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 9, 2018 · D/A · $265,678,184 sold of Indefinite · 828 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 9, 2015 · D/A · $264,331,835 sold of Indefinite · 820 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $136,853,583 sold of Indefinite · 354 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $126,820,038 sold of Indefinite · 362 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $150,258,140 sold of Indefinite · 464 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 13, 2011 · D/A · $142,135,770 sold of Indefinite · 482 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $267.8M from 829 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WF
Pooled Investment Fund · group: Alternative

WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 13, 2011 → Apr 30, 2020 · 10 filings
  • Apr 30, 2020 · D/A · $206,082,817 sold of Indefinite · 418 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 30, 2019 · D/A · $204,387,816 sold of Indefinite · 414 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 30, 2018 · D/A · $197,707,817 sold of Indefinite · 402 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 7, 2017 · D/A · $174,835,817 sold of Indefinite · 344 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $174,835,817 sold of Indefinite · 344 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $165,589,317 sold of Indefinite · 320 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $93,120,359 sold of Indefinite · 205 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $130,194,911 sold of Indefinite · 238 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $105,071,621 sold of Indefinite · 228 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 13, 2011 · D/A · $52,977,943 sold of Indefinite · 83 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $206.1M from 418 investors as of the latest filing. Michael is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Icapital

ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Apr 13, 2011 → Apr 30, 2020 · 10 filings
  • Apr 30, 2020 · D/A · $79,847,427 sold of Indefinite · 297 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 30, 2019 · D/A · $76,600,207 sold of Indefinite · 286 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 30, 2018 · D/A · $114,242,668 sold of Indefinite · 196 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 10, 2017 · D/A · $68,477,208 sold of Indefinite · 262 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $67,447,208 sold of Indefinite · 259 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $63,261,208 sold of Indefinite · 248 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $70,338,574 sold of Indefinite · 162 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $47,988,002 sold of Indefinite · 111 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $24,183,723 sold of Indefinite · 115 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 13, 2011 · D/A · $25,746,170 sold of Indefinite · 115 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $128.8M from 297 investors as of the latest filing. Michael is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WH
Pooled Investment Fund · group: Icapital

Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC

New York, NY · May 2, 2017 → Apr 30, 2020 · 4 filings
  • Apr 30, 2020 · D/A · $112,602,190 sold of Indefinite · 488 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 30, 2019 · D/A · $99,980,940 sold of Indefinite · 437 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 30, 2018 · D/A · $60,816,000 sold of Indefinite · 262 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 2, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $126.8M from 528 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Icapital

Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Oct 6, 2014 → Mar 25, 2020 · 7 filings
  • Mar 25, 2020 · D/A · $59,853,500 sold of Indefinite · 113 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 25, 2019 · D/A · $54,602,499 sold of Indefinite · 84 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 26, 2018 · D/A · $52,074,499 sold of Indefinite · 90 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 6, 2017 · D/A · $40,572,500 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Oct 8, 2015 · D/A · $40,572,500 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Oct 7, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Oct 6, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $82.2M from 124 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Pooled Investment Fund · group: Icapital

Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Apr 29, 2014 → Mar 25, 2020 · 6 filings
  • Mar 25, 2020 · D/A · $75,189,660 sold of Indefinite · 179 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 25, 2019 · D/A · $45,205,000 sold of Indefinite · 56 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 26, 2018 · D/A · $28,835,000 sold of Indefinite · 26 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Aug 1, 2016 · D/A · $17,970,000 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 12, 2015 · D/A · $12,727,000 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $121M from 335 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Icapital

Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Apr 29, 2014 → Mar 25, 2020 · 6 filings
  • Mar 25, 2020 · D/A · $217,236,401 sold of Indefinite · 716 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 25, 2019 · D/A · $183,984,401 sold of Indefinite · 607 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 26, 2018 · D/A · $160,920,983 sold of Indefinite · 565 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 29, 2016 · D/A · $54,043,483 sold of Indefinite · 169 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 13, 2015 · D/A · $13,361,150 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $238.4M from 778 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GP
Pooled Investment Fund · group: Alternative

Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 29, 2014 → Mar 25, 2020 · 6 filings
  • Mar 25, 2020 · D/A · $86,508,250 sold of Indefinite · 199 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 25, 2019 · D/A · $83,510,750 sold of Indefinite · 190 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 26, 2018 · D/A · $80,439,584 sold of Indefinite · 214 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 29, 2016 · D/A · $63,866,584 sold of Indefinite · 146 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 13, 2015 · D/A · $27,738,250 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $86.5M from 214 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Alternative

Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 29, 2014 → Mar 25, 2020 · 6 filings
  • Mar 25, 2020 · D/A · $48,555,875 sold of Indefinite · 173 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 25, 2019 · D/A · $48,200,875 sold of Indefinite · 171 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 26, 2018 · D/A · $46,460,875 sold of Indefinite · 194 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 29, 2016 · D/A · $40,815,875 sold of Indefinite · 150 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 13, 2015 · D/A · $22,860,875 sold of Indefinite · 102 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $48.6M from 194 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Alternative

Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 20, 2014 → Mar 4, 2020 · 7 filings
  • Mar 4, 2020 · D/A · $109,062,643 sold of Indefinite · 350 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 25, 2019 · D/A · $108,362,643 sold of Indefinite · 349 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 26, 2018 · D/A · $107,417,643 sold of Indefinite · 366 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $101,116,716 sold of Indefinite · 334 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 16, 2016 · D/A · $95,811,716 sold of Indefinite · 329 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 11, 2015 · D/A · $79,520,135 sold of Indefinite · 259 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2014 · D/A · $36,750,353 sold of Indefinite · 119 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $109.1M from 366 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

YM
Pooled Investment Fund · group: Alternative

York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC

Boston, NC · Feb 20, 2013 → Jan 22, 2020 · 8 filings
  • Jan 22, 2020 · D/A · $77,688,690 sold of Indefinite · 176 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 25, 2019 · D/A · $77,438,690 sold of Indefinite · 155 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 26, 2018 · D/A · $75,022,690 sold of Indefinite · 171 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $73,717,690 sold of Indefinite · 150 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 24, 2016 · D/A · $73,267,690 sold of Indefinite · 163 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2015 · D/A · $54,657,440 sold of Indefinite · 100 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2014 · D/A · $12,838,575 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Feb 20, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

Raised $77.7M from 176 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Icapital

GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Feb 20, 2013 → Jan 22, 2020 · 8 filings
  • Jan 22, 2020 · D/A · $61,398,500 sold of Indefinite · 76 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 25, 2019 · D/A · $60,898,500 sold of Indefinite · 72 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 29, 2018 · D/A · $60,348,500 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $45,700,500 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 22, 2016 · D/A · $43,600,500 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 19, 2015 · D/A · $37,361,500 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2014 · D/A · $16,394,192 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Feb 20, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

Raised $98.1M from 81 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Pooled Investment Fund · group: Icapital

Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Feb 5, 2014 → Jan 22, 2020 · 7 filings
  • Jan 22, 2020 · D/A · $119,429,730 sold of Indefinite · 390 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 25, 2019 · D/A · $97,177,730 sold of Indefinite · 285 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 26, 2018 · D/A · $77,212,730 sold of Indefinite · 260 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $48,903,730 sold of Indefinite · 146 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 22, 2016 · D/A · $35,148,730 sold of Indefinite · 124 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 17, 2015 · D/A · $22,206,730 sold of Indefinite · 83 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 5, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $183.1M from 493 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: Icapital

Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Feb 9, 2015 → Jan 22, 2020 · 7 filings
  • Jan 22, 2020 · D/A · $117,660,806 sold of Indefinite · 406 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 25, 2019 · D/A · $90,920,000 sold of Indefinite · 306 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 26, 2018 · D/A · $67,725,333 sold of Indefinite · 214 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $37,606,333 sold of Indefinite · 96 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 24, 2016 · D/A · $18,409,333 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 27, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 9, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $141.8M from 458 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Alternative

Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 5, 2014 → Jan 22, 2020 · 7 filings
  • Jan 22, 2020 · D/A · $36,442,868 sold of Indefinite · 90 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 25, 2019 · D/A · $36,242,169 sold of Indefinite · 84 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 26, 2018 · D/A · $29,778,869 sold of Indefinite · 88 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $23,096,700 sold of Indefinite · 80 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 16, 2016 · D/A · $20,876,700 sold of Indefinite · 77 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 11, 2015 · D/A · $17,464,700 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 5, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $36.4M from 90 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BA
Pooled Investment Fund · group: Icapital

BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

New York, NY · Apr 13, 2011 → Jan 2, 2020 · 9 filings
  • Jan 2, 2020 · D/A · $346,678,067 sold of Indefinite · 985 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 30, 2018 · D/A · $343,882,280 sold of Indefinite · 968 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 10, 2017 · D/A · $343,097,280 sold of Indefinite · 968 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $334,115,280 sold of Indefinite · 943 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $319,873,780 sold of Indefinite · 906 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 14, 2014 · D/A · $228,367,268 sold of Indefinite · 774 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $228,137,794 sold of Indefinite · 701 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $124,478,158 sold of Indefinite · 361 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 13, 2011 · D/A · $118,079,337 sold of Indefinite · 379 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $350.6M from 987 investors as of the latest filing. Michael is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TP
Pooled Investment Fund · group: Alternative

Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC

Charlotte, NC · Mar 1, 2016 → Jan 2, 2020 · 5 filings
  • Jan 2, 2020 · D/A · $22,897,000 sold of Indefinite · 74 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 4, 2019 · D/A · $22,797,000 sold of Indefinite · 73 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 5, 2018 · D/A · $21,147,000 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 5, 2017 · D/A · $10,682,000 sold of Indefinite · 40 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 1, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $23.7M from 77 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SV
Pooled Investment Fund · group: Alternative

STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Dec 19, 2017 → Dec 11, 2019 · 3 filings
  • Dec 11, 2019 · D/A · $16,212,000 sold of Indefinite · 70 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 17, 2018 · D/A · $9,480,000 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $19.6M from 82 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Alternative

Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC

Charlotte, NC · Dec 16, 2016 → Dec 11, 2019 · 4 filings
  • Dec 11, 2019 · D/A · $16,645,000 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 7, 2018 · D/A · $16,645,000 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 15, 2017 · D/A · $15,515,000 sold of Indefinite · 55 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 16, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $16.6M from 64 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OA
Pooled Investment Fund · group: Alternative

OrbiMed Asia Partners IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · Dec 4, 2019
  • Dec 4, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: Alternative

BC Double Impact II ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · Dec 4, 2019
  • Dec 4, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DS
Pooled Investment Fund · group: Icapital

DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC

New York, NY · Jan 17, 2019 → Nov 15, 2019 · 2 filings
  • Nov 15, 2019 · D/A · $8,700,000 sold of Indefinite · 19 investors · min. $500,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 17, 2019 · D · $8,200,000 sold of Indefinite · 18 investors · min. $500,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $8.7M from 19 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DE
Pooled Investment Fund · group: Alternative

DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC

Charlotte, NC · Feb 14, 2018 → Nov 15, 2019 · 3 filings
  • Nov 15, 2019 · D/A · $27,142,230 sold of Indefinite · 44 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 14, 2019 · D/A · $23,350,000 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 14, 2018 · D · $23,350,000 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $27.1M from 44 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DV
Pooled Investment Fund · group: Alternative

DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLC

Charlotte, NC · Nov 14, 2017 → Nov 6, 2019 · 3 filings
  • Nov 6, 2019 · D/A · $17,497,250 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 6, 2018 · D/A · $16,260,000 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 14, 2017 · D · $13,760,000 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $18.8M from 31 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Icapital

Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

New York, NY · Oct 19, 2017 → Oct 17, 2019 · 3 filings
  • Oct 17, 2019 · D/A · $93,269,944 sold of Indefinite · 355 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Oct 18, 2018 · D/A · $47,474,000 sold of Indefinite · 148 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Oct 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $178.7M from 665 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AN
Pooled Investment Fund · group: Alternative

Apollo Natural Resources III ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · May 30, 2019
  • May 30, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Alternative

BREP IX ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · May 2, 2019
  • May 2, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Alternative

MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC

Charlotte, NC · Mar 1, 2016 → Mar 25, 2019 · 5 filings
  • Mar 25, 2019 · D/A · $56,327,000 sold of Indefinite · 258 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 4, 2019 · D/A · $56,327,000 sold of Indefinite · 258 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 5, 2018 · D/A · $51,295,000 sold of Indefinite · 236 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 5, 2017 · D/A · $15,676,000 sold of Indefinite · 88 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 1, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $56.3M from 258 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Pooled Investment Fund · group: Alternative

Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · May 27, 2011 → Mar 25, 2019 · 9 filings
  • Mar 25, 2019 · D/A · $53,554,425 sold of Indefinite · 240 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 26, 2018 · D/A · $53,554,425 sold of Indefinite · 244 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 6, 2017 · D/A · $60,923,825 sold of Indefinite · 222 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 12, 2015 · D/A · $60,923,825 sold of Indefinite · 222 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Sep 2, 2014 · D/A · $47,739,425 sold of Indefinite · 220 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • May 27, 2014 · D/A · $31,668,702 sold of Indefinite · 161 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • May 23, 2013 · D/A · $48,195,082 sold of Indefinite · 218 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • May 25, 2012 · D/A · $34,352,521 sold of Indefinite · 150 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • May 27, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of teh Managing Member) EDGAR ↗

Raised $60.9M from 244 investors as of the latest filing. Michael is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: Alternative

Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 9, 2015 → Jan 25, 2019 · 6 filings
  • Jan 25, 2019 · D/A · $34,797,500 sold of Indefinite · 90 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 26, 2018 · D/A · $27,539,500 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $16,420,500 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 24, 2016 · D/A · $6,394,500 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 27, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 9, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $34.8M from 90 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Alternative

RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PRIVATE CAPITAL PLATFORM, LLC

Charlotte, NC · Jan 25, 2018 → Jan 25, 2019 · 2 filings
  • Jan 25, 2019 · D/A · $128,507,500 sold of Indefinite · 441 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 25, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $128.5M from 441 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BM
Pooled Investment Fund · group: Alternative

Bridge Multifamily IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · Dec 14, 2018 → Jan 11, 2019 · 2 filings
  • Jan 11, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 14, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Alternative

Strategic Partners VIII ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · Jan 4, 2019
  • Jan 4, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DG
Pooled Investment Fund · group: Alternative

Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Jan 6, 2014 → Jan 4, 2019 · 6 filings
  • Jan 4, 2019 · D/A · $43,172,876 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 5, 2018 · D/A · $43,007,876 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 5, 2017 · D/A · $2,225,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 6, 2015 · D/A · $19,350,000 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 5, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Jan 6, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $43.2M from 33 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Alternative

ANGELO GORDON DIRECT LENDING III ASP FUND, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · Mar 9, 2018 → Jan 3, 2019 · 2 filings
  • Jan 3, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Mar 9, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Pooled Investment Fund · group: Alternative

KKR European V ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · May 7, 2018 → Jan 3, 2019 · 2 filings
  • Jan 3, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 7, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LD
Pooled Investment Fund · group: Alternative

LS Distressed XI ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC

Charlotte, NC · Oct 30, 2018 → Jan 3, 2019 · 2 filings
  • Jan 3, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of Managing Member) EDGAR ↗
  • Oct 30, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

YM
Pooled Investment Fund · group: Alternative

York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Dec 26, 2013 → Nov 5, 2018 · 5 filings
  • Nov 5, 2018 · D/A · $10,196,000 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 6, 2017 · D/A · $10,141,000 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 17, 2016 · D/A · $9,641,000 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 23, 2014 · D/A · $4,497,000 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 26, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $10.2M from 36 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Ft Vest

Corbin Multi-Strategy Fund, LLC

Milwaukee, WI · Jan 11, 2011 → Sep 25, 2018 · 5 filings
  • Sep 25, 2018 · D/A · $292,234,054 sold of Indefinite · 1,576 investors · min. $50,000 · role: Executive Officer (Vice President of the Investment Adviser of the Issuer) EDGAR ↗
  • Nov 2, 2016 · D/A · $246,193,912 sold of Indefinite · 1,483 investors · min. $50,000 · role: Executive Officer (Vice President of the Investment Adviser) EDGAR ↗
  • Dec 23, 2014 · D/A · $217,579,912 sold of Indefinite · 1,256 investors · min. $50,000 · role: Executive Officer (Vice President of the Investment Adviser) EDGAR ↗
  • Jan 11, 2012 · D/A · $42,792,121 sold of Indefinite · 144 investors · min. $50,000 · role: Executive Officer (Treasurer) EDGAR ↗
  • Jan 11, 2011 · D · $29,937,197 sold of Indefinite · 14 investors · min. $50,000 · role: Executive Officer (Treasuer) EDGAR ↗

Raised $398.3M from 1,576 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Agility Comprehensive

Agility Multi-Asset Income Fund

Milwaukee, WI · Sep 3, 2010 → Sep 25, 2018 · 7 filings
  • Sep 25, 2018 · D/A · $687,857,623 sold of Indefinite · 2,613 investors · min. $25,000 · role: Executive Officer (Vice President of the Investment Adviser of the Issuer) EDGAR ↗
  • Aug 16, 2017 · D/A · $655,395,283 sold of Indefinite · 2,853 investors · min. $25,000 · role: Executive Officer (Vice President of the Investment Adviser of the Issuer) EDGAR ↗
  • Aug 26, 2016 · D/A · $644,447,783 sold of Indefinite · 2,680 investors · min. $50,000 · role: Executive Officer (Vice President of the Investment Adviser of the Issuer) EDGAR ↗
  • Dec 23, 2014 · D/A · $533,401,124 sold of Indefinite · 2,191 investors · min. $50,000 · role: Executive Officer (Vice President of the Investment Adviser of the Issuer) EDGAR ↗
  • Dec 28, 2011 · D/A · $152,196,100 sold of Indefinite · 619 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Aug 29, 2011 · D/A · $152,196,100 sold of Indefinite · 619 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Sep 3, 2010 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $742.9M from 2,853 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: Alternative

GSO Energy II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Jul 16, 2018
  • Jul 16, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Alternative

Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Nov 9, 2010 → Jun 15, 2018 · 8 filings
  • Jun 15, 2018 · D/A · $99,758,588 sold of Indefinite · 257 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jun 20, 2017 · D/A · $94,055,588 sold of Indefinite · 242 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 2, 2015 · D/A · $94,055,588 sold of Indefinite · 242 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 14, 2014 · D/A · $88,699,088 sold of Indefinite · 231 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 1, 2013 · D/A · $83,533,006 sold of Indefinite · 187 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Nov 1, 2012 · D/A · $64,602,156 sold of Indefinite · 138 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Nov 1, 2011 · D/A · $37,313,798 sold of Indefinite · 98 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Nov 9, 2010 · D/A · $6,168,390 sold of Indefinite · 20 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $99.8M from 257 investors as of the latest filing. Michael is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Alternative

Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Oct 7, 2014 → Mar 26, 2018 · 4 filings
  • Mar 26, 2018 · D/A · $15,013,000 sold of Indefinite · 36 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 6, 2017 · D/A · $9,988,000 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Oct 8, 2015 · D/A · $9,988,000 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Oct 7, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $15M from 36 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Alternative

GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 5, 2014 → Jan 29, 2018 · 5 filings
  • Jan 29, 2018 · D/A · $6,820,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $7,745,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 22, 2016 · D/A · $7,745,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 17, 2015 · D/A · $5,435,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 5, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $7.75M from 5 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Alternative

Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 20, 2013 → Jan 26, 2018 · 6 filings
  • Jan 26, 2018 · D/A · $91,585,900 sold of Indefinite · 214 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $77,453,900 sold of Indefinite · 172 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 22, 2016 · D/A · $66,825,900 sold of Indefinite · 136 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 19, 2015 · D/A · $42,169,000 sold of Indefinite · 51 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2014 · D/A · $16,036,530 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Feb 20, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

Raised $91.6M from 214 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Alternative

Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 20, 2014 → Jan 26, 2018 · 5 filings
  • Jan 26, 2018 · D/A · $32,962,000 sold of Indefinite · 138 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 27, 2017 · D/A · $32,802,000 sold of Indefinite · 131 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 23, 2016 · D/A · $32,082,000 sold of Indefinite · 130 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2015 · D/A · $26,262,000 sold of Indefinite · 110 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2014 · D/A · $18,597,837 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $33M from 138 investors as of the latest filing. Michael is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Alternative

ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 14, 2013 → Jan 26, 2018 · 6 filings
  • Jan 26, 2018 · D/A · $45,238,768 sold of Indefinite · 57 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 26, 2017 · D/A · $38,902,423 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 16, 2016 · D/A · $31,402,423 sold of Indefinite · 37 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 11, 2015 · D/A · $35,087,729 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 10, 2014 · D/A · $35,087,729 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Feb 14, 2013 · D · $21,325,404 sold of Indefinite · 95 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

Raised $45.2M from 95 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Alternative

Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLC

Charlotte, NC · Jan 7, 2016 → Jan 5, 2018 · 3 filings
  • Jan 5, 2018 · D/A · $23,519,000 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 5, 2017 · D/A · $11,174,000 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 7, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $23.5M from 63 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Alternative

Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, MA · Dec 26, 2013 → Nov 6, 2017 · 4 filings
  • Nov 6, 2017 · D/A · $27,765,220 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 17, 2016 · D/A · $18,235,220 sold of Indefinite · 42 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 24, 2014 · D/A · $6,783,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 26, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $27.8M from 54 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Pooled Investment Fund · group: Alternative

Landmark Equity Partners XVI ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Sep 11, 2017
  • Sep 11, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Alternative

GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Aug 11, 2017
  • Aug 11, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DP
Pooled Investment Fund · group: Alternative

DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Investment Program, LLC

Charlotte, NC · May 30, 2017 → Jun 14, 2017 · 2 filings
  • Jun 14, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 30, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DP
Pooled Investment Fund · group: Alternative

DPIP Project Lion Series, a series of Alternative Strategies Direct Private Investment Program, LLC

Charlotte, NC · Dec 6, 2016 → May 31, 2017 · 2 filings
  • May 31, 2017 · D/A · $18,020,000 sold of Indefinite · 34 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 6, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $18M from 34 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BA
Pooled Investment Fund · group: Alternative

BREP Asia II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · May 2, 2017
  • May 2, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Alternative

AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 20, 2013 → Apr 25, 2017 · 4 filings
  • Apr 25, 2017 · D/A · $23,162,000 sold of Indefinite · 34 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 11, 2015 · D/A · $23,162,000 sold of Indefinite · 34 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2014 · D/A · $10,913,534 sold of Indefinite · 21 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Feb 20, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

Raised $23.2M from 34 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Alternative

Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 14, 2011 → Apr 10, 2017 · 7 filings
  • Apr 10, 2017 · D/A · $278,832,064 sold of Indefinite · 670 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $276,113,064 sold of Indefinite · 662 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $276,113,064 sold of Indefinite · 662 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $60,723,009 sold of Indefinite · 182 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $110,435,830 sold of Indefinite · 222 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $146,511,751 sold of Indefinite · 422 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 14, 2011 · D/A · $186,069,831 sold of Indefinite · 416 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $278.8M from 670 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Alternative

Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 15, 2011 → Apr 10, 2017 · 7 filings
  • Apr 10, 2017 · D/A · $92,840,138 sold of Indefinite · 271 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $92,740,138 sold of Indefinite · 270 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 6, 2015 · D/A · $91,836,638 sold of Indefinite · 270 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $30,485,423 sold of Indefinite · 92 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $42,770,170 sold of Indefinite · 112 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $49,701,267 sold of Indefinite · 170 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 15, 2011 · D/A · $58,406,051 sold of Indefinite · 170 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $92.8M from 271 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OA
Pooled Investment Fund · group: Alternative

OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLC

Charlotte, NC · Apr 4, 2017 → Apr 10, 2017 · 2 filings
  • Apr 10, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 4, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Alternative

Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 14, 2011 → Apr 10, 2017 · 7 filings
  • Apr 10, 2017 · D/A · $57,936,503 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $57,936,503 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 6, 2015 · D/A · $53,536,503 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $31,047,798 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $43,594,517 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $36,055,052 sold of Indefinite · 34 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 14, 2011 · D/A · $30,094,275 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer, Director (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $57.9M from 54 investors as of the latest filing. Michael is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Alternative

Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 14, 2011 → Apr 10, 2017 · 7 filings
  • Apr 10, 2017 · D/A · $85,100,858 sold of Indefinite · 304 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 18, 2016 · D/A · $83,940,858 sold of Indefinite · 301 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $83,185,858 sold of Indefinite · 298 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $30,546,470 sold of Indefinite · 119 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $41,219,630 sold of Indefinite · 136 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $39,512,198 sold of Indefinite · 146 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 14, 2011 · D/A · $39,882,811 sold of Indefinite · 145 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $85.1M from 304 investors as of the latest filing. Michael is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VH
Pooled Investment Fund · group: Alternative

Visium Healthcare Partners ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Nov 2, 2015 → Apr 7, 2017 · 2 filings
  • Apr 7, 2017 · D/A · $7,157,000 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 2, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $7.16M from 43 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GG
Pooled Investment Fund · group: Alternative

Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · May 27, 2011 → Apr 6, 2017 · 6 filings
  • Apr 6, 2017 · D/A · $48,139,425 sold of Indefinite · 223 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 12, 2015 · D/A · $48,139,425 sold of Indefinite · 223 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 27, 2014 · D/A · $14,089,552 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • May 23, 2013 · D/A · $11,178,004 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • May 25, 2012 · D/A · $10,382,471 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • May 27, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $48.1M from 223 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: Alternative

Carlyle Realty Partners VIII ASP Fund, a series of the Alternative Strategies Private Equity Platform LLC

Charlotte, NC · Jan 24, 2017
  • Jan 24, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BM
Pooled Investment Fund · group: Alternative

Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLC

Charlotte, NC · Jan 7, 2016 → Jan 4, 2017 · 2 filings
  • Jan 4, 2017 · D/A · $8,750,000 sold of Indefinite · 25 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 7, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $8.75M from 25 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Pooled Investment Fund · group: Alternative

Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Nov 21, 2013 → Nov 17, 2016 · 4 filings
  • Nov 17, 2016 · D/A · $58,650,500 sold of Indefinite · 170 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 17, 2015 · D/A · $55,650,500 sold of Indefinite · 170 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Nov 14, 2014 · D/A · $38,107,500 sold of Indefinite · 121 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Nov 21, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $58.7M from 170 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Alternative

Ares Energy Infrastructure V ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Nov 14, 2016
  • Nov 14, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Pooled Investment Fund · group: Alternative

StepStone Tactical Growth II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Nov 10, 2016
  • Nov 10, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Alternative

Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Nov 8, 2016
  • Nov 8, 2016 · D · $44,717,000 sold of Indefinite · 179 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $44.7M from 179 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Alternative

Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Nov 7, 2016
  • Nov 7, 2016 · D · $213,263,000 sold of Indefinite · 546 investors · min. $50,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $213.3M from 546 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Alternative

Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Sep 28, 2016
  • Sep 28, 2016 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund

NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Apr 29, 2014 → Jul 29, 2016 · 3 filings
  • Jul 29, 2016 · D/A · $80,639,325 sold of Indefinite · 239 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • May 12, 2015 · D/A · $80,639,325 sold of Indefinite · 239 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 29, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $80.6M from 239 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Pooled Investment Fund · group: Alternative

KKR Special Situations II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Jul 16, 2015 → Jul 29, 2016 · 2 filings
  • Jul 29, 2016 · D/A · $110,302,100 sold of Indefinite · 400 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 16, 2015 · D · $13,370,000 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $110.3M from 400 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AN
Pooled Investment Fund · group: Alternative

Apollo Natural Resources II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Jul 16, 2015 → Jul 29, 2016 · 2 filings
  • Jul 29, 2016 · D/A · $132,267,078 sold of Indefinite · 519 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jul 16, 2015 · D · $6,780,000 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

Raised $132.3M from 519 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MI
Pooled Investment Fund · group: Alternative

MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 14, 2011 → Apr 18, 2016 · 6 filings
  • Apr 18, 2016 · D/A · $37,915,316 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 9, 2015 · D/A · $32,947,316 sold of Indefinite · 79 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $24,371,573 sold of Indefinite · 48 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $22,261,767 sold of Indefinite · 49 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $30,604,482 sold of Indefinite · 71 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 14, 2011 · D/A · $26,436,613 sold of Indefinite · 72 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $37.9M from 79 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Alternative

MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 14, 2011 → Apr 18, 2016 · 6 filings
  • Apr 18, 2016 · D/A · $58,222,183 sold of Indefinite · 187 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 9, 2015 · D/A · $52,122,183 sold of Indefinite · 187 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $28,303,235 sold of Indefinite · 96 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $30,485,660 sold of Indefinite · 109 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $38,036,944 sold of Indefinite · 158 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 14, 2011 · D/A · $34,266,319 sold of Indefinite · 164 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $58.2M from 187 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Pooled Investment Fund · group: Alternative

Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 13, 2011 → Apr 18, 2016 · 6 filings
  • Apr 18, 2016 · D/A · $65,570,307 sold of Indefinite · 184 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 7, 2015 · D/A · $65,570,307 sold of Indefinite · 184 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Apr 11, 2014 · D/A · $30,905,414 sold of Indefinite · 70 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2013 · D/A · $34,424,071 sold of Indefinite · 76 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $39,957,900 sold of Indefinite · 111 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 13, 2011 · D/A · $47,579,793 sold of Indefinite · 130 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $65.6M from 184 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Alternative

PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 5, 2014 → Feb 23, 2016 · 3 filings
  • Feb 23, 2016 · D/A · $5,610,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 23, 2015 · D/A · $5,435,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 5, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $5.61M from 3 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Alternative

PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 20, 2014 → Feb 23, 2016 · 3 filings
  • Feb 23, 2016 · D/A · $98,367,347 sold of Indefinite · 173 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 23, 2015 · D/A · $96,539,250 sold of Indefinite · 170 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 20, 2014 · D/A · $33,236,518 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $98.4M from 173 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Alternative

Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 2, 2011 → Feb 22, 2016 · 6 filings
  • Feb 22, 2016 · D/A · $91,152,643 sold of Indefinite · 149 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 17, 2015 · D/A · $90,259,643 sold of Indefinite · 143 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 31, 2014 · D/A · $85,675,971 sold of Indefinite · 102 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Feb 1, 2013 · D/A · $49,150,693 sold of Indefinite · 102 investors · min. $250,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Feb 2, 2012 · D/A · $38,343,330 sold of Indefinite · 97 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Feb 2, 2011 · D/A · $26,404,849 sold of Indefinite · 60 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $91.2M from 149 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AD
Pooled Investment Fund · group: Alternative

Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 2, 2011 → Feb 22, 2016 · 6 filings
  • Feb 22, 2016 · D/A · $82,966,886 sold of Indefinite · 332 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Feb 17, 2015 · D/A · $82,886,886 sold of Indefinite · 329 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 31, 2014 · D/A · $59,447,060 sold of Indefinite · 222 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Feb 1, 2013 · D/A · $65,040,407 sold of Indefinite · 254 investors · min. $250,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Feb 2, 2012 · D/A · $50,549,017 sold of Indefinite · 223 investors · min. $250,000 · role: Executive Officer (Chief Finanacial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Feb 2, 2011 · D/A · $31,751,670 sold of Indefinite · 105 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $83M from 332 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Alternative

Alternative Strategies Private Equity Bridge Vehicle, LLC

Charlotte, NC · Oct 30, 2015
  • Oct 30, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: Alternative

Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Oct 6, 2014 → Oct 8, 2015 · 3 filings
  • Oct 8, 2015 · D/A · $31,745,600 sold of Indefinite · 105 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Oct 7, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Oct 6, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $31.7M from 105 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: Alternative

Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Aug 26, 2014 → Aug 14, 2015 · 3 filings
  • Aug 14, 2015 · D/A · $100,140,175 sold of Indefinite · 357 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Sep 2, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Aug 26, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $100.1M from 357 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OR
Pooled Investment Fund · group: Alternative

OakTree Real Estate Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Jan 2, 2014 → Jan 7, 2015 · 2 filings
  • Jan 7, 2015 · D/A · $19,468,000 sold of Indefinite · 68 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Jan 2, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $19.5M from 68 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Alternative

Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Dec 26, 2013 → Dec 24, 2014 · 2 filings
  • Dec 24, 2014 · D/A · $2,765,000 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Vice President of the Managing Member) EDGAR ↗
  • Dec 26, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

Raised $2.77M from 18 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Pooled Investment Fund · group: Alternative

GAI Mesirow Insight Fund, LLC

Charlotte, NC · May 31, 2011 → Dec 23, 2014 · 6 filings
  • Dec 23, 2014 · D/A · $147,065,674 sold of Indefinite · 785 investors · min. $50,000 · role: Executive Officer (Vice President of the Investment Adviser) EDGAR ↗
  • Jun 4, 2014 · D/A · $106,943,274 sold of Indefinite · 560 investors · min. $50,000 · role: Executive Officer (Vice President and CFO of Investment Adviser) EDGAR ↗
  • Jun 10, 2013 · D/A · $146,853,570 sold of Indefinite · 750 investors · min. $50,000 · role: Executive Officer (Vice President and CFO of the Investment Adviser) EDGAR ↗
  • Jun 12, 2012 · D/A · $257,595,820 sold of Indefinite · 789 investors · min. $50,000 · role: Executive Officer (Vice President and CFO of the Investment Adviser) EDGAR ↗
  • Dec 14, 2011 · D/A · $178,153,419 sold of Indefinite · 4 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 31, 2011 · D/A · $178,153,419 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $257.6M from 789 investors as of the latest filing. Michael is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Alternative

GAI Aurora Opportunities Fund, LLC

Charlotte, NC · Jan 7, 2011 → Dec 23, 2014 · 3 filings
  • Dec 23, 2014 · D/A · $133,595,551 sold of Indefinite · 556 investors · min. $50,000 · role: Executive Officer (Vice President of the Investment Adviser) EDGAR ↗
  • Jan 11, 2012 · D/A · $56,534,000 sold of Indefinite · 212 investors · min. $50,000 · role: Executive Officer (Treasurer) EDGAR ↗
  • Jan 7, 2011 · D · $25,001,000 sold of Indefinite · 2 investors · min. $50,000 · role: Executive Officer (Treasurer) EDGAR ↗

Raised $133.6M from 556 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Alternative

Contrarian Capital II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Oct 7, 2014
  • Oct 7, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Alternative

Contrarian Capital ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Oct 7, 2014
  • Oct 7, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DC
Pooled Investment Fund · group: Alternative

DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 13, 2011 → Apr 11, 2014 · 3 filings
  • Apr 11, 2014 · D/A · $30,873,281 sold of Indefinite · 111 investors · min. $100,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
  • Apr 11, 2012 · D/A · $61,433,566 sold of Indefinite · 238 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 13, 2011 · D/A · $72,732,721 sold of Indefinite · 275 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $75.4M from 390 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund · group: Alternative

Halcyon Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 20, 2013 → Feb 20, 2014 · 2 filings
  • Feb 20, 2014 · D/A · $6,939,252 sold of Indefinite · 7 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Feb 20, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

Raised $6.94M from 7 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund · group: Alternative

Halcyon Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Dec 26, 2013
  • Dec 26, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Alternative

Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Dec 15, 2010 → Dec 18, 2013 · 4 filings
  • Dec 18, 2013 · D/A · $121,217,691 sold of Indefinite · 334 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗
  • Dec 18, 2012 · D/A · $174,712,270 sold of Indefinite · 396 investors · min. $250,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Dec 15, 2011 · D/A · $171,839,175 sold of Indefinite · 498 investors · min. $250,000 · role: Executive Officer, Director (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Dec 15, 2010 · D/A · $109,934,930 sold of Indefinite · 347 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $174.7M from 498 investors as of the latest filing. Michael is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Alternative

Cinque Partners VII LLC

Charlotte, NC · Jun 29, 2011 → Nov 7, 2013 · 3 filings
  • Nov 7, 2013 · D/A · $66,136,347 sold of Indefinite · 68 investors · min. $1,000,000 · role: Executive Officer (Officer of Alternative Strategies Group, Inc., Managing Member of the Issuer) EDGAR ↗
  • Aug 31, 2012 · D/A · $71,598,887 sold of Indefinite · 85 investors · min. $1,000,000 · role: Executive Officer (Officer of Alternative Strategies Grouop, Inc., Managing Member of the Issuer) EDGAR ↗
  • Jun 29, 2011 · D/A · $75,197,434 sold of Indefinite · 89 investors · min. $1,000,000 · role: Executive Officer (Officer of Wells Fargo Alternative Asset Management, LLC, Managing Member of the Issuer) EDGAR ↗

Raised $75.2M from 89 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Alternative

Cinque Partners Fund I LLC

Charlotte, NC · Jun 29, 2011 → Nov 7, 2013 · 3 filings
  • Nov 7, 2013 · D/A · $18,731,306 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Officer of Alternative Strategies Group, Inc., Managing Member of the Issuer) EDGAR ↗
  • Aug 31, 2012 · D/A · $28,537,198 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (Officer of Alternative Strategies Group, Inc., Managing Member of the Issuer) EDGAR ↗
  • Jun 29, 2011 · D/A · $29,162,491 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer (Officer of Wells Fargo Alternative Asset Management, LLC, Managing Member of the Issuer) EDGAR ↗

Raised $29.2M from 23 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Alternative

ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Jul 8, 2010 → Jul 3, 2013 · 4 filings
  • Jul 3, 2013 · D/A · $3,075,506 sold of Indefinite · 46 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2012 · D/A · $12,843,524 sold of Indefinite · 37 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2011 · D/A · $12,859,019 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Jul 8, 2010 · D/A · $8,605,000 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $12.9M from 46 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Jul 8, 2010 → Jul 3, 2013 · 4 filings
  • Jul 3, 2013 · D/A · $8,991,397 sold of Indefinite · 133 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2012 · D/A · $15,824,169 sold of Indefinite · 82 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2011 · D/A · $12,451,788 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Jul 8, 2010 · D/A · $6,672,312 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $15.8M from 133 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AH
Pooled Investment Fund · group: Alternative

ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Jul 8, 2010 → Jul 3, 2013 · 4 filings
  • Jul 3, 2013 · D/A · $6,789,664 sold of Indefinite · 95 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2012 · D/A · $12,206,321 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2011 · D/A · $21,013,719 sold of Indefinite · 103 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Jul 8, 2010 · D/A · $28,227,233 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $3.77B from 165 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Alternative

Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Jul 8, 2010 → Jul 3, 2013 · 4 filings
  • Jul 3, 2013 · D/A · $44,754,261 sold of Indefinite · 137 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2012 · D/A · $79,076,737 sold of Indefinite · 175 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2011 · D/A · $71,197,347 sold of Indefinite · 98 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Jul 8, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $79.1M from 175 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KS
Pooled Investment Fund · group: Alternative

KKR Special Situations ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Jun 24, 2013
  • Jun 24, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Managed Futures Legends Fund, LLC

Charlotte, NC · Jun 10, 2011 → Jun 10, 2013 · 3 filings
  • Jun 10, 2013 · D/A · $10,124,326 sold of Indefinite · 80 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jun 7, 2012 · D/A · $8,064,000 sold of Indefinite · 61 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jun 10, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $10.1M from 80 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Alternative

Altis Global Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · May 27, 2011 → May 23, 2013 · 3 filings
  • May 23, 2013 · D/A · $9,118,230 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • May 25, 2012 · D/A · $41,594,690 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • May 27, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $41.6M from 5 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DC
Pooled Investment Fund · group: Alternative

Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 15, 2011 → Apr 11, 2013 · 3 filings
  • Apr 11, 2013 · D/A · $18,155,398 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 11, 2012 · D/A · $27,366,901 sold of Indefinite · 62 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Apr 15, 2011 · D/A · $36,314,130 sold of Indefinite · 75 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $43.1M from 118 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BS
Pooled Investment Fund · group: Alternative

BlackRock Special Credit Opportunities II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Jan 30, 2013
  • Jan 30, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EA
Pooled Investment Fund · group: Alternative

Endowment ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Dec 15, 2010 → Dec 18, 2012 · 3 filings
  • Dec 18, 2012 · D/A · $16,203,333 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Dec 15, 2011 · D/A · $37,052,362 sold of Indefinite · 41 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗
  • Dec 15, 2010 · D/A · $51,962,295 sold of Indefinite · 43 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $52M from 43 investors as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BS
Pooled Investment Fund · group: Alternative

BlackRock Special Credit Opportunities ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC

Charlotte, NC · Sep 19, 2012
  • Sep 19, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
Pooled Investment Fund · group: Alternative

Macquarie Asia Pacific II ASP Fund, LLC

Charlotte, NC · Jul 6, 2011 → Jul 6, 2012 · 2 filings
  • Jul 6, 2012 · D/A · $11,943,574 sold of Indefinite · 58 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jul 6, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $11.9M from 58 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CE
Pooled Investment Fund · group: Alternative

Carlyle Energy Mezzanine Access-ASP Fund, LLC

Charlotte, NC · Jan 9, 2012 → Feb 28, 2012 · 2 filings
  • Feb 28, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Vice President and Chief Financial Officer) EDGAR ↗
  • Jan 9, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight TEI Fund I, LLC

Charlotte, NC · May 31, 2011 → Dec 14, 2011 · 2 filings
  • Dec 14, 2011 · D/A · $45,253,625 sold of Indefinite · 174 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 31, 2011 · D/A · $45,253,625 sold of Indefinite · 174 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $45.3M from 174 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight Fund A, LLC

Charlotte, NC · May 31, 2011 → Dec 14, 2011 · 2 filings
  • Dec 14, 2011 · D/A · $1,609,276 sold of Indefinite · 13 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 31, 2011 · D/A · $1,609,276 sold of Indefinite · 13 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $3.11M from 13 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight TEI Fund A, LLC

Charlotte, NC · May 31, 2011 → Dec 14, 2011 · 2 filings
  • Dec 14, 2011 · D/A · $2,993,651 sold of Indefinite · 28 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 31, 2011 · D/A · $2,993,651 sold of Indefinite · 28 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $2.99M from 28 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Mesirow Insight Fund I, LLC

Charlotte, NC · May 31, 2011 → Dec 14, 2011 · 2 filings
  • Dec 14, 2011 · D/A · $128,296,867 sold of Indefinite · 571 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • May 31, 2011 · D/A · $128,296,867 sold of Indefinite · 571 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $128.3M from 571 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Multi-Strategy Fund II, Super Accredited, L.P.

Charlotte, NC · Oct 12, 2010 → Oct 6, 2011 · 2 filings
  • Oct 6, 2011 · D/A · $23,793,378 sold of Indefinite · 19 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Oct 12, 2010 · D/A · $20,927,777 sold of Indefinite · 23 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $78.6M from 41 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Multi-Strategy, Super Accredited, L.P.

Charlotte, NC · Oct 12, 2010 → Oct 6, 2011 · 2 filings
  • Oct 6, 2011 · D/A · $124,109,056 sold of Indefinite · 102 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Oct 12, 2010 · D/A · $138,101,493 sold of Indefinite · 133 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $324.5M from 186 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AH
Pooled Investment Fund · group: Alternative

ASGI Hedged Equities, Super Accredited, L.P.

Charlotte, NC · Oct 12, 2010 → Oct 6, 2011 · 2 filings
  • Oct 6, 2011 · D/A · $86,993,195 sold of Indefinite · 92 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Oct 12, 2010 · D/A · $113,311,402 sold of Indefinite · 111 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $182M from 203 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AH
Pooled Investment Fund · group: Alternative

ASGI Hedged Equities, Accredited, L.P.

Charlotte, NC · Oct 12, 2010 → Oct 5, 2011 · 2 filings
  • Oct 5, 2011 · D/A · $46,098,490 sold of Indefinite · 56 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Oct 12, 2010 · D/A · $64,684,711 sold of Indefinite · 56 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $87M from 68 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI Multi-Strategy, Accredited, L.P.

Charlotte, NC · Oct 12, 2010 → Oct 5, 2011 · 2 filings
  • Oct 5, 2011 · D/A · $25,957,575 sold of Indefinite · 85 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗
  • Oct 12, 2010 · D/A · $26,228,211 sold of Indefinite · 61 investors · min. $250,000 · role: Executive Officer (Executive Officer of the General Partner) EDGAR ↗

Raised $44.9M from 85 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WF
Pooled Investment Fund · group: Alternative

Wells Fargo QP, LLC

San Francisco, CA · Jun 29, 2011
  • Jun 29, 2011 · D/A · $21,988,005 sold of $21,988,005 · 23 investors · min. $250,000 · role: Executive Officer (Officer of Wells Fargo Alternative Asset Management, LLC, the Managing Member of the Issuer.) EDGAR ↗

Raised $22M from 23 investors (100% of the $22M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WF
Pooled Investment Fund · group: Alternative

WELLS FARGO MULTI STRATEGY 50 HEDGE FUND LLC

San Francisco, CA · Jun 29, 2011
  • Jun 29, 2011 · D/A · $45,312,769 sold of Indefinite · 90 investors · min. $500,000 · role: Executive Officer (Officer of Wells Fargo Alternative Asset Management, LLC, Managing Member of the Issuer.) EDGAR ↗

Raised $45.3M from 97 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KO
Pooled Investment Fund · group: Alternative

K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 15, 2011
  • Apr 15, 2011 · D/A · $18,076,970 sold of Indefinite · 41 investors · min. $100,000 · role: Executive Officer (Chief Operating Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $18.1M from 41 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GG
Pooled Investment Fund · group: Alternative

GS Global Equity Long Short ASP Fund, a Series of Alternative Strategies Platform LLC

Charlotte, NC · Apr 14, 2011
  • Apr 14, 2011 · D/A · $29,734,380 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $29.7M from 35 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GG
Pooled Investment Fund · group: Alternative

GS Global Equity Long Short Institutional ASP Fund, a Series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 13, 2011
  • Apr 13, 2011 · D/A · $9,217,380 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $9.22M from 22 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KL
Pooled Investment Fund · group: Alternative

K2 LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 13, 2011
  • Apr 13, 2011 · D/A · $15,798,155 sold of Indefinite · 71 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $15.8M from 71 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SG
Pooled Investment Fund · group: Alternative

Siguler Guff Distressed Real Estate ASP Fund, LLC

Charlotte, NC · Mar 2, 2011
  • Mar 2, 2011 · D/A · $48,328,360 sold of Indefinite · 152 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $48.3M from 152 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PI
Pooled Investment Fund · group: Alternative

Pinehurst Institutional Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Jul 8, 2010
  • Jul 8, 2010 · D/A · $250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $23.4M from 70 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PT
Pooled Investment Fund · group: Alternative

Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Jul 8, 2010
  • Jul 8, 2010 · D/A · $1,225,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $3.79B from 168 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PC
Pooled Investment Fund · group: Alternative

Pamlico Capital II ASP Fund, LLC

Charlotte, NC · Jul 7, 2010
  • Jul 7, 2010 · D/A · $26,673,000 sold of Indefinite · 103 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $26.7M from 103 investors as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Roman — UT, 1 issuer, Oct 10, 2025 → Oct 10, 2025 · no shared issuer
  • Michael Roman — TX, 1 issuer, Nov 10, 2015 → Sep 30, 2016 · no shared issuer

People around Michael 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

WF
Management entity

Wells Fargo Investment Institute, Inc.

Promoter · 268 shared filings (89 issuers)

Wells Fargo Investment Institute, Inc. is on 89 issuers in total — a repeat sponsor. Their page lists every one.

AS
Management entity

Alternative Strategies Group, Inc.

Promoter, Executive Officer · 188 shared filings (81 issuers) · also on 1 other issuer

Alternative Strategies Group, Inc. is on 82 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Britta Perkio Patterson

Director, Executive Officer · 448 shared filings (126 issuers) · also on 1 other issuer

Britta Perkio Patterson is on 127 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Coltrin

Executive Officer · 428 shared filings (115 issuers) · also on 6 other issuers

Rob Coltrin is on 121 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Taback

Executive Officer, Director · 355 shared filings (108 issuers) · also on 2 other issuers

Adam Taback is on 110 issuers in total — a repeat sponsor. Their page lists every one.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Nicolosi

Executive Officer, Director · 310 shared filings (96 issuers) · also on 16 other issuers

Sean Nicolosi is on 112 issuers in total — a repeat sponsor. Their page lists every one.

YN
No photo found yet (own website and image search run after this page is viewed)
Person

Yukari Nakano

Executive Officer, Director · 166 shared filings (77 issuers) · also on 3 other issuers

Yukari Nakano is on 80 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James F. Angelos

Executive Officer · 155 shared filings (74 issuers)

James F. Angelos is on 74 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Doretta Dunegan

Executive Officer · 146 shared filings (77 issuers)

Doretta Dunegan is on 77 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam I. Taback

Director, Executive Officer · 116 shared filings (50 issuers) · also on 1 other issuer

Adam I. Taback is on 51 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Mavico

Executive Officer · 115 shared filings (52 issuers) · also on 21 other issuers

Daniel J. Mavico is on 73 issuers in total — a repeat sponsor. Their page lists every one.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Dean A. Junkans

Director, Executive Officer · 86 shared filings (47 issuers) · also on 1 other issuer

Dean A. Junkans is on 48 issuers in total — a repeat sponsor. Their page lists every one.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Lloyd Lipsett

Executive Officer · 66 shared filings (47 issuers) · also on 2 other issuers

Lloyd Lipsett is on 49 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sheelpa P. Brown

Executive Officer · 62 shared filings (46 issuers) · also on 1 other issuer

Sheelpa P. Brown is on 47 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael H. Koonce

Executive Officer · 59 shared filings (44 issuers) · also on 2 other issuers

Michael H. Koonce is on 46 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Anil Kumar

Executive Officer · 59 shared filings (44 issuers) · also on 1 other issuer

Anil Kumar is on 45 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Schmal

Director · 25 shared filings (8 issuers)

Dennis Schmal is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Dean

Executive Officer, Director · 24 shared filings (8 issuers)

James Dean is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Hook

Executive Officer, Director · 24 shared filings (8 issuers)

Jonathan Hook is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Dunn

Executive Officer, Director · 24 shared filings (8 issuers)

James Dunn is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hille

Executive Officer, Director · 19 shared filings (4 issuers)

Listed on the same filings as Michael Roman. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Britta McCorduck

Executive Officer · 16 shared filings (16 issuers) · also on 11 other issuers

Britta McCorduck is on 27 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Golding

Executive Officer, Director · 15 shared filings (8 issuers)

Stephen Golding is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Coltrin

Executive Officer · 12 shared filings (7 issuers)

Robert Coltrin is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Coltin

Executive Officer · 12 shared filings (5 issuers)

Rob Coltin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen I. Golding

Director · 7 shared filings (4 issuers)

Listed on the same filings as Michael Roman. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Holmes

Director · 5 shared filings (5 issuers)

Timothy Holmes is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Hille

Director · 5 shared filings (5 issuers)

Jonathan Hille is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Britta Perkio

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Michael Roman. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Ankit Patel

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Michael Roman. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brigid Breen

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as Michael Roman. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Adelman

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Michael Roman. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Alternative

115 issuers · 433 filings · $4.56B reported sold · 2009–2021

One team, 115 deal companies. Michael Roman is listed on 112 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Roman.

I
Sponsor group

Icapital

30 issuers · 238 filings · $3.45B reported sold · 2009–2026

One team, 30 deal companies. Michael Roman is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Roman.

AC
Sponsor group

Agility Comprehensive

3 issuers · 45 filings · $8.1B reported sold · 2009–2026

One team, 3 deal companies. Michael Roman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Roman.

FV
Sponsor group

Ft Vest

43 issuers · 174 filings · $7.29B reported sold · 2011–2026

One team, 43 deal companies. Michael Roman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Roman.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 89 of the 133 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC, ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC, Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC, Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC, GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC, Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC, Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC, Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC, Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC, Apollo Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC, Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC, Graham Absolute Return ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC, Agility Multi-Asset Income Fund, BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC, Wellington Hawkes Bay ASP Fund, a series of the Alternative Strategies Platform, LLC, DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC, Corbin Multi-Strategy Fund, LLC, STRATEGIC VALUE RESTRUCTURING ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC, Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC, Maverick ASP Fund, a series of the Alternative Strategies Platform, LLC, DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC, DPIP Via Series, a series of Alternative Strategies Direct Private Investment Program, LLC, WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC, Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC, Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC, York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC, Alternative Income Legends II ASP Fund, a series of Alternative Strategies Platform, LLC, OrbiMed Asia Partners IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, BC Double Impact II ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, Apollo Natural Resources III ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, BREP IX ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, MP Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC, Canyon Balanced II ASP Fund, a series of Alternative Strategies Platform, LLC, RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PRIVATE CAPITAL PLATFORM, LLC, Bridge Multifamily IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC, Strategic Partners VIII ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, ANGELO GORDON DIRECT LENDING III ASP FUND, a series of Alternative Strategies Private Capital Platform, LLC, KKR European V ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, LS Distressed XI ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC, York Multi-Strategy II ASP Fund, a series of Alternative Strategies Platform, LLC, GSO Energy II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC, Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC, GoldenTree Credit Opportunities II ASP Fund, a series of Alternative Strategies Platform, LLC, Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC, ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC, Multi-Strategy Legends ASP Fund, a series of Alternative Strategies Platform, LLC, Matlin Patterson Securitized Credit II ASP Fund, a series of Alternative Strategies Platform LLC, Tricadia Credit Strategies II ASP Fund, a series of Alternative Strategies Platform, LLC, Landmark Equity Partners XVI ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, DPIP Project Greenleaf Series, a series of Alternative Strategies Direct Private Investment Program, LLC, DPIP Project Lion Series, a series of Alternative Strategies Direct Private Investment Program, LLC, BREP Asia II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC, Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, OrbiMed Asia Partners III ASP Fund, a series of the Alternatives Strategies Private Equity Platform LLC, Visium Healthcare Partners ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Carlyle Realty Partners VIII ASP Fund, a series of the Alternative Strategies Private Equity Platform LLC, Blue Mountain Long Short Equity ASP Fund, a series of Alternative Strategies Platform LLC, Landmark Equity Partners XV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Ares Energy Infrastructure V ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, StepStone Tactical Growth II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, KKR Special Situations II ASP Fund, a series of Alternative Strategies Platform, LLC, MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC, Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC, PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC, PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLC, Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC, Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC, Alternative Strategies Private Equity Bridge Vehicle, LLC, Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, OakTree Real Estate Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC, Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLC, GAI Aurora Opportunities Fund, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Roman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 133 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Roman is listed on: none on file. No website or social profile named in Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #281,271 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlotte, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗North Carolina eCourts portal ↗California — find the county court ↗Los Angeles Superior Court case search ↗New York WebCivil Supreme ↗Wisconsin state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗North Carolina Secretary of State business search ↗California Secretary of State business search ↗New York Secretary of State business search ↗Wisconsin Secretary of State business search ↗OpenCorporates ↗

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