PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:50 AM ET

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MICHAEL ROE

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 26, 2013 → Nov 15, 2013

1deal (issuers)
$6.34Mreported sold
100investors
3Form D filings
2013year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

MICHAEL ROE is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Aug 2013 and Apr 2016: DecisionPoint Systems, Inc. (Irvine, CA — other technology — 2013–2016; $6.34M reported sold to 100 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bryan Moss (2 shared filings), DAVID RIFKIN (2 shared filings), DONALD DALICANDRO (2 shared filings), JAY SHEEHY (2 shared filings), LAWRENCE YELIN (2 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MICHAEL. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 39 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for MICHAEL ROE and found 12 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Nicholas Toms (Jan 20, 2016); Regulator action naming a team member: Taglich Brothers, Inc. and Richard C. Oh (Sep 15, 2004); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for MICHAEL ROE has not run yet — it is joining a line of 41,918 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

United States v. Roe, Michael open
District Court, W.D. Wisconsin · No. 3:98-cr-00106 · Filed Nov 5, 1998
Role of Roe, Michael: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state); criminal docket
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MICHAEL ROE..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 3 open, 36 closed (disposition not in docket feed)

Katelyn A Roe and Michael L Roe open
United States Bankruptcy Court, N.D. New York · No. 26-10500 · Filed May 4, 2026
Role of Michael L Roe: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Michael A Roe and Stephanie D Roe open
United States Bankruptcy Court, E.D. Kentucky · No. 25-10324 · Filed Dec 4, 2025
Role of Michael A Roe and Stephanie D Roe: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
Michael C Roe open
United States Bankruptcy Court, N.D. Illinois · No. 24-06597 · Filed May 2, 2024
Role of Michael C Roe: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Michael J. Roe and Nicole A. Roe closed
United States Bankruptcy Court, N.D. Ohio · No. 18-31212 · Filed Apr 17, 2018 · Closed Jul 31, 2018
Role of Michael J. Roe and Nicole A. Roe: Debtor · Outcome: Case closed 2018-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Michael W Roe closed
United States Bankruptcy Court, N.D. Illinois · No. 17-08633 · Filed Mar 20, 2017 · Closed Jan 10, 2020
Role of Michael W Roe: Debtor · Outcome: Case closed 2020-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Michael L. Roe and Mary M. Roe closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-14-14397 · Filed Oct 13, 2014 · Closed Feb 2, 2015
Role of Michael L. Roe and Mary M. Roe: Debtor · Outcome: Case closed 2015-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Michael A. Roe and Sabrina R. Roe closed
United States Bankruptcy Court, E.D. Wisconsin · No. 14-31344 · Filed Sep 8, 2014 · Closed Jan 5, 2015
Role of Michael A. Roe and Sabrina R. Roe: Debtor · Outcome: Case closed 2015-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in WI (not a filing state)
Michael A. Roe closed
United States Bankruptcy Court, W.D. Louisiana · No. 13-10453 · Filed Feb 26, 2013 · Closed Jun 20, 2018
Role of Michael A. Roe: Debtor · Outcome: Case closed 2018-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
Michael A Roe closed
United States Bankruptcy Court, W.D. Washington · No. 11-18454 · Filed Jul 15, 2011 · Closed Apr 12, 2012
Role of Michael A Roe: Debtor · Outcome: Case closed 2012-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Michael A. Roe closed
United States Bankruptcy Court, N.D. Iowa · No. 11-01307 · Filed Jun 2, 2011 · Closed Sep 21, 2011
Role of Michael A. Roe: Debtor · Outcome: Case closed 2011-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)
MICHAEL W ROE closed
United States Bankruptcy Court, D. Nevada · No. 10-19525 · Filed May 24, 2010 · Closed Sep 30, 2010
Role of MICHAEL W ROE: Debtor · Outcome: Case closed 2010-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)
Michael S. Roe and Shawn L Udovich-Roe closed
United States Bankruptcy Court, E.D. Michigan · No. 10-47925 · Filed Mar 12, 2010 · Closed Jul 9, 2010
Role of Michael S. Roe and Shawn L Udovich-Roe: Debtor · Outcome: Case closed 2010-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Michael J Roe closed
United States Bankruptcy Court, D. Oregon · No. 09-66730 · Filed Dec 10, 2009 · Closed Mar 25, 2010
Role of Michael J Roe: Debtor · Outcome: Case closed 2010-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
Michael S Roe closed
United States Bankruptcy Court, N.D. Illinois · No. 09-29460 · Filed Aug 12, 2009 · Closed Nov 30, 2009
Role of Michael S Roe: Debtor · Outcome: Case closed 2009-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Michael W Roe closed
United States Bankruptcy Court, N.D. Illinois · No. 09-00553 · Filed Jan 9, 2009 · Closed Oct 30, 2014
Role of Michael W Roe: Debtor · Outcome: Case closed 2014-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Michael L. Roe and Angela R. Roe closed
United States Bankruptcy Court, W.D. Texas · No. 05-53321 · Filed Jun 7, 2005 · Closed Feb 19, 2010
Role of Michael L. Roe and Angela R. Roe: Debtor · Outcome: Case closed 2010-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Michael D Roe, Jr and Jenifer L Roe closed
United States Bankruptcy Court, S.D. Iowa · No. 05-01194 · Filed Mar 3, 2005 · Closed Jun 7, 2005
Role of Michael D Roe, Jr: Debtor · Outcome: Case closed 2005-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)
Michael P Roe and Nancy L Roe closed
United States Bankruptcy Court, N.D. Illinois · No. 04-32415 · Filed Sep 1, 2004 · Closed Feb 26, 2007
Role of Michael P Roe and Nancy L Roe: Debtor · Outcome: Case closed 2007-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Michael D. Roe and Janine D. Roe closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-14123 · Filed Mar 24, 2004 · Closed Jul 26, 2004
Role of Michael D. Roe and Janine D. Roe: Debtor · Outcome: Case closed 2004-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Michael Roe closed
United States Bankruptcy Court, W.D. Louisiana · No. 04-10106 · Filed Jan 13, 2004 · Closed May 24, 2005
Role of Michael Roe: Debtor · Outcome: Case closed 2005-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
Michael S Roe and Dawn M Roe closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-26192 · Filed Dec 22, 2003 · Closed Nov 13, 2007
Role of Michael S Roe and Dawn M Roe: Debtor · Outcome: Case closed 2007-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
MICHAEL J ROE closed
United States Bankruptcy Court, D. Minnesota · No. 03-31839 · Filed Mar 14, 2003 · Closed Jul 16, 2003
Role of MICHAEL J ROE: Debtor · Outcome: Case closed 2003-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)
Michael P Roe and Nancy L Roe closed
United States Bankruptcy Court, N.D. Illinois · No. 02-25696 · Filed Jul 3, 2002 · Closed Dec 16, 2004
Role of Michael P Roe and Nancy L Roe: Debtor · Outcome: Case closed 2004-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Michael S. Roe and Rachel D. Roe closed
United States Bankruptcy Court, W.D. Oklahoma · No. 02-13499 · Filed Apr 12, 2002 · Closed Oct 1, 2002
Role of Michael S. Roe and Rachel D. Roe: Debtor · Outcome: Case closed 2002-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in OK (not a filing state)
Michael T Roe and Traci Roe closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-14815 · Filed Feb 19, 2002 · Closed Jun 21, 2002
Role of Michael T Roe and Traci Roe: Debtor · Outcome: Case closed 2002-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael A Roe and Pauline G Roe closed
United States Bankruptcy Court, S.D. Ohio · No. 1:02-bk-10175 · Filed Jan 9, 2002 · Closed Jul 11, 2002
Role of Michael A Roe and Pauline G Roe: Debtor · Outcome: Case closed 2002-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Michael A. Roe and Tammara L. Roe closed
United States Bankruptcy Court, D. New Jersey · No. 00-42125 · Filed Dec 15, 2000 · Closed Mar 27, 2001
Role of Michael A. Roe and Tammara L. Roe: Debtor · Outcome: Case closed 2001-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
MICHAEL W. ROE and PRISCILLA F. ROE closed
United States Bankruptcy Court, D. Arizona · No. 2:00-bk-01796 · Filed Feb 24, 2000 · Closed Aug 22, 2000
Role of MICHAEL W. ROE and PRISCILLA F. ROE: Debtor · Outcome: Case closed 2000-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Michael J Roe and Sheryl L Roe closed
United States Bankruptcy Court, S.D. Ohio · No. 3:99-bk-36372 · Filed Dec 16, 1999 · Closed Apr 24, 2000
Role of Michael J Roe and Sheryl L Roe: Debtor · Outcome: Case closed 2000-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Michael R. Roe closed
United States Bankruptcy Court, M.D. Florida · No. 3:99-bk-05924 · Filed Aug 3, 1999 · Closed May 17, 2000
Role of Michael R. Roe: Debtor · Outcome: Case closed 2000-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Michael P. Roe and Trishia A. Roe closed
United States Bankruptcy Court, N.D. Ohio · No. 99-52205 · Filed Jul 22, 1999 · Closed Nov 29, 1999
Role of Michael P. Roe and Trishia A. Roe: Debtor · Outcome: Case closed 1999-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Michael A. Roe closed
United States Bankruptcy Court, W.D. Louisiana · No. 99-11661 · Filed Jun 11, 1999 · Closed Dec 11, 2001
Role of Michael A. Roe: Debtor · Outcome: Case closed 2001-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in LA (not a filing state)
Michael R. Roe and Gwendolyn E. Roe closed
United States Bankruptcy Court, W.D. Tennessee · No. 98-37379 · Filed Dec 16, 1998 · Closed May 13, 1999
Role of Michael R. Roe and Gwendolyn E. Roe: Debtor · Outcome: Case closed 1999-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in TN (not a filing state)
Michael A Roe and Glenna S Roe closed
United States Bankruptcy Court, S.D. Ohio · No. 2:98-bk-61741 · Filed Dec 7, 1998 · Closed Aug 29, 2001
Role of Michael A Roe and Glenna S Roe: Debtor · Outcome: Case closed 2001-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Michael F. Roe and Melissa A. Roe closed
United States Bankruptcy Court, N.D. Texas · No. 96-33420 · Filed May 24, 1996 · Closed Feb 10, 1998
Role of Michael F. Roe and Melissa A. Roe: Debtor · Outcome: Case closed 1998-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Laura A. Roe and Michael T. Roe closed
United States Bankruptcy Court, N.D. New York · No. 96-10407 · Filed Jan 29, 1996 · Closed Jun 13, 1996
Role of Michael T. Roe: Debtor · Outcome: Case closed 1996-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Michael L. Roe and Marye S. Roe closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:94-bk-30259 · Filed Mar 11, 1994 · Closed Jun 10, 1994
Role of Michael L. Roe and Marye S. Roe: Debtor · Outcome: Case closed 1994-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in WV (not a filing state)
MICHAEL L ROE closed
United States Bankruptcy Court, D. Minnesota · No. 92-35916 · Filed Nov 6, 1992 · Closed Mar 5, 1993
Role of MICHAEL L ROE: Debtor · Outcome: Case closed 1993-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in MN (not a filing state)
Michael A. Roe closed
United States Bankruptcy Court, N.D. Georgia · No. 91-03450 · Filed Dec 26, 1991 · Closed Apr 29, 1992
Role of Michael A. Roe: Debtor · Outcome: Case closed 1992-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for MICHAEL ROE — 3 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jan 20, 2016

Regulator action naming a team member: Nicholas Toms (Jan 20, 2016)

An SEC litigation release dated Jan 20, 2016 names NICHOLAS TOMS (listed on the same filings). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Sep 15, 2004

Regulator action naming a team member: Taglich Brothers, Inc. and Richard C. Oh (Sep 15, 2004)

A ap release dated Sep 15, 2004 names Michael N. Taglich (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Nov 15, 2013

Paid seller listed without a CRD number: SIGMA CAPITAL ADVISORS — DecisionPoint Systems, Inc.

SIGMA CAPITAL ADVISORS is listed as receiving sales compensation on 1 filing (Nov 15, 2013) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Mar 31, 2016 – Apr 13, 2016

No amendment in the last 12 months on an offering that may still be open — DecisionPoint Systems, Inc. (latest filing Apr 13, 2016)

The latest filing for this offering is dated Apr 13, 2016 (first sale Mar 31, 2016). It reports $1,025,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 12, 2013 – Nov 15, 2013

No amendment in the last 12 months on an offering that may still be open — DecisionPoint Systems, Inc. (latest filing Nov 15, 2013)

The latest filing for this offering is dated Nov 15, 2013 (first sale Nov 12, 2013). It reports $3,835,000 sold of $4,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Aug 15, 2013 – Aug 26, 2013

No amendment in the last 12 months on an offering that may still be open — DecisionPoint Systems, Inc. (latest filing Aug 26, 2013)

The latest filing for this offering is dated Aug 26, 2013 (first sale Aug 15, 2013). It reports $1,756,400 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Aug 26, 2013 – Apr 13, 2016

MICHAEL ROE is written 2 different ways on the filings

listed as "Michael ROE" on 2 filings (from Aug 26, 2013), and "Michael P. Roe" on the Apr 13, 2016 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Aug 26, 2013 – Apr 13, 2016

Industry group changed between filings — DecisionPoint Systems, Inc.

"Computers" (Aug 26, 2013 to Nov 15, 2013); then "Other Technology" (Apr 13, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Aug 26, 2013 – Apr 13, 2016

Reported revenue range changed between filings — DecisionPoint Systems, Inc.

"$25,000,001 - $100,000,000" (Aug 26, 2013); then "Decline to Disclose" (Apr 13, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Aug 30, 2018 – Apr 23, 2019

Same name, different state: "Michael Roe" (NJ) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Roe" with address state NJ, is listed on 2 filings — most recently by 4R Ventures II, LLC (Apr 23, 2019). The two records do not overlap in time: this page runs Aug 26, 2013 to Nov 15, 2013; the other runs Aug 30, 2018 to Apr 23, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 16, 2015

Same name, different state: "Michael Roe" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Roe" with address state NY, is listed on 1 filing — most recently by Fast Parent, LLC (Sep 16, 2015). The two records do not overlap in time: this page runs Aug 26, 2013 to Nov 15, 2013; the other has one filing dated Sep 16, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 4, 2012

Same name, different state: "Michael A. Roe" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael A. Roe" with address state MA, is listed on 1 filing — most recently by FirstBest Systems, Inc. (Apr 4, 2012). The two records do not overlap in time: this page runs Aug 26, 2013 to Nov 15, 2013; the other has one filing dated Apr 4, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 3 offerings report sales commissions totalling $564,440; 1 reports finder's fees totalling $115,050; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 13, 2016 D
DecisionPoint Systems, Inc.
File 021-261185
$82,000 (est.)$0$0
The proceeds of this Offering will be used by the Company for working capital and general corporate purposes, which may include executive compensation.
Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗EDGAR ↗
Nov 15, 2013 D
DecisionPoint Systems, Inc.
File 021-206452
$306,800 (est.)$115,050 (est.)$0TAGLICH BROTHERS, INC. BrokerCheck CRD 29102 ↗
SIGMA CAPITAL ADVISORS no CRD number reported
EDGAR ↗
Aug 26, 2013 D
DecisionPoint Systems, Inc.
File 021-201850
$175,640$0$0NEWPORT COAST SECURITIES, INC. BrokerCheck CRD 16944 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael ROE on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

DecisionPoint Systems, Inc.

Irvine, CA · Aug 26, 2013 → Apr 13, 2016 · 3 filings
  • Apr 13, 2016 · D · $1,025,000 sold of $4,000,000 · 20 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Nov 15, 2013 · D · $3,835,000 sold of $4,500,000 · 65 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Aug 26, 2013 · D · $1,756,400 sold of $5,000,000 · 30 investors · min. $12,000 · role: Executive Officer EDGAR ↗

Raised $6.34M from 100 investors (100% of the $4M target) as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Roe — NJ, 2 issuers, Aug 30, 2018 → Apr 23, 2019 · no shared issuer
  • Michael A. Roe — MA, 1 issuer, Apr 4, 2012 → Apr 4, 2012 · no shared issuer
  • Michael Roe — NY, 1 issuer, Sep 16, 2015 → Sep 16, 2015 · no shared issuer

People around Michael 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JAY SHEEHY

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

NT
No photo found yet (own website and image search run after this page is viewed)
Person

NICHOLAS TOMS

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

MARC FERLAND

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

RALPH HUBREGSEN

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT CHAIKEN

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID RIFKIN

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

DONALD DALICANDRO

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Moss

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael ROE. Their page shows their other deals.

LY
No photo found yet (own website and image search run after this page is viewed)
Person

LAWRENCE YELIN

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael N. Taglich

Director · 1 shared filing (1 issuer) · also on 17 other issuers

Michael N. Taglich is on 18 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Seid

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael ROE. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Bravman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael ROE. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Chris

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN CHIS

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Schroeder

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Henry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley P. Jaworski, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James A. DeSocio

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Guttilla

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael ROE. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Smith

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael ROE. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to MICHAEL ROE by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael ROE is listed on: none on file. No website or social profile named in DecisionPoint Systems, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #245,366 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Members get an email when MICHAEL ROE appears on a new Form D, or when a court case or SEC action is matched to them. See plans →