Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NY · Mar 18, 2016 → Jan 22, 2024
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Michael Nelson is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 2 issuers between Mar 2016 and Jan 2024: Intrommune Therapeutics, Inc. (New York, NY — biotechnology — 2018–2024; $3.28M reported sold to 15 investors) and PalliaTech, Inc. (Albertson, NY — other health care — 2016; $183K reported sold).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $3.46M sold in total.
Listed alongside Erick Berglund (4 shared filings), William Reisacher (3 shared filings), Hemanshu Pandya (2 shared filings), Jonathan Rich (2 shared filings), Anthony Robinson (1 shared filing) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 SEC release, 9 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Michael Nelson and found 15 differences, 2 worth asking the sponsor about: Regulator action: Continental Stock Transfer and Trust Company, and Michael Nelson (Jan 31, 2003); Form D filed 677 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Michael Nelson has not run yet — it is joining a line of 20,591 names; searches run around the clock at the hosts' allowed rate. Searched so far: 312 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Nelson..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).
9 cases: 2 open, 7 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
15 differences found between the filings for Michael Nelson — 2 worth asking about (compared 5 filings on Oct 24, 2026)
A ap release dated Jan 31, 2003 names Michael Nelson. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
Intrommune Therapeutics, Inc. (last filing Jan 22, 2024; $3,278,840 sold of $20,000,000); PalliaTech, Inc. (last filing Mar 18, 2016; $182,653 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Mar 16, 2022. The Form D was filed Jan 22, 2024 — 677 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 662 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Dec 6, 2023. The Form D was filed Jan 22, 2024 — 47 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 32 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Jan 22, 2024 (first sale Dec 6, 2023). It reports $210,000 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Jul 8, 2021 (first sale Jul 2, 2021). It reports $68,043 sold of $20,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Apr 12, 2018 (first sale Apr 12, 2018). It reports $0 sold of $2,000,100 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Apr 12, 2018 filing lists Michael Nelson as director, promoter; the Jul 8, 2021 Form D/A lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Jun 23, 2021 filing lists a minimum of $5,000; the Jul 8, 2021 Form D/A lists $1,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The issuer's latest filing says it was formed in 2021. The Apr 12, 2018 filing says the first sale was Apr 12, 2018 — before that year.
What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.
This page covers filings where the address state is NY. A separate record, "Michael D Nelson" with address state WA, is listed on 2 filings — most recently by STRATOS GROUP LLC (Mar 14, 2016). The two records do not overlap in time: this page runs Mar 18, 2016 to Jan 22, 2024; the other runs Mar 16, 2009 to Mar 14, 2016.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY. A separate record, "Michael B Nelson" with address state PA, is listed on 5 filings — most recently by Wyngate Capital, LLC (Mar 23, 2015). The two records do not overlap in time: this page runs Mar 18, 2016 to Jan 22, 2024; the other runs Apr 12, 2012 to Mar 23, 2015.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY. A separate record, "Michael Nelson" with address state OH, is listed on 26 filings — most recently by RIVERTOP RENEWABLES, INC (Apr 17, 2013). The two records do not overlap in time: this page runs Mar 18, 2016 to Jan 22, 2024; the other runs Apr 6, 2009 to Apr 17, 2013.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY. A separate record, "Michael L. Nelson" with address state IL, is listed on 5 filings — most recently by HILEX POLY HOLDINGS LLC (Oct 31, 2012). The two records do not overlap in time: this page runs Mar 18, 2016 to Jan 22, 2024; the other runs May 21, 2009 to Oct 31, 2012.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is NY. A separate record, "Michael Nelson" with address state TX, is listed on 1 filing — most recently by Red Rock Energy Partners, Ltd. (Apr 15, 2009). The two records do not overlap in time: this page runs Mar 18, 2016 to Jan 22, 2024; the other has one filing dated Apr 15, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 5 offerings reports sales commissions totalling $98,005; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jan 22, 2024 D Intrommune Therapeutics, Inc. File 021-503082 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 22, 2024 D Intrommune Therapeutics, Inc. File 021-503083 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 8, 2021 D/A Intrommune Therapeutics, Inc. File 021-403944 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Apr 12, 2018 D Intrommune Therapeutics, Inc. File 021-310049 | $98,005 (est.) | $0 | $0 (est.) | LIVINGSTON SECURITIES, LLC BrokerCheck CRD 147364 ↗ via LIVINGSTON SECURITIES, LLC (CRD 147364 ↗) | EDGAR ↗ |
| Mar 18, 2016 D PalliaTech, Inc. File 021-259583 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Michael Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $3.28M from 15 investors (33% of the $10M target) as of the latest filing. Michael is listed as executive officer, director, promoter on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $183K (100% of the $183K target) as of the latest filing. Michael is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Boris Jordan is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
Listed on the same filings as Michael Nelson. Their page shows their other deals.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Apr 28, 2021 File 020-24167 | Regulation Crowdfunding termination of reporting (Form C-TR) Reporting terminated | ZENII, LLC New York, NY | Not reported | Not reported on this form | signer name on this filing (Michael Nelson) + listed as a related person on Form D filings of the same issuer (CIK 1736977) · 85% |
| EDGAR ↗ | Jun 15, 2020 File 020-24167 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | ZENII, LLC NEW YORK, NY | Not reported | Not reported on this form | signer name on this filing (Michael Nelson) + listed as a related person on Form D filings of the same issuer (CIK 1736977) · 85% |
| EDGAR ↗ | Apr 30, 2019 File 020-24167 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | ZENII, LLC NEW YORK, NY | Not reported | Not reported on this form | signer name on this filing (Michael Nelson) + listed as a related person on Form D filings of the same issuer (CIK 1736977) · 85% |
| EDGAR ↗ | Jul 6, 2018 File 020-24167 | Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Jun 29, 2018 | ZENII, LLC New York, NY | $10,000 target · $1,070,000 maximum via NetCapital Funding Portal Inc. (CRD 283596 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Michael Nelson) + listed as a related person on Form D filings of the same issuer (CIK 1736977) · 85% |
| EDGAR ↗ | Jun 12, 2018 File 020-24167 | Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Jun 29, 2018 | ZENII, LLC New York, NY | $10,000 target · $1,070,000 maximum via NetCapital Funding Portal Inc. (CRD 283596 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Michael Nelson) + listed as a related person on Form D filings of the same issuer (CIK 1736977) · 85% |
| EDGAR ↗ | Jun 7, 2018 File 020-24167 | Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Jun 17, 2018 | ZENII, LLC New York, NY | $10,000 target · $1,070,000 maximum via NetCapital Funding Portal Inc. (CRD 283596 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Michael Nelson) + listed as a related person on Form D filings of the same issuer (CIK 1736977) · 85% |
| EDGAR ↗ | Apr 12, 2018 File 020-24167 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Jun 17, 2018 | ZENII, LLC New York, NY | $10,000 target · $1,070,000 maximum via NetCapital Funding Portal Inc. (CRD 283596 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Michael Nelson) + listed as a related person on Form D filings of the same issuer (CIK 1736977) · 85% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Property records are matched to companies only, never to individuals, so none are matched to Michael Nelson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Michael Nelson is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
One-tap searches on sites we do not index ourselves, with the name pre-filled (Albertson, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Michael Nelson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →