Michael Morini is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Feb 2011: ARIA SYSTEMS, INC. (San Mateo, CA — other technology — 2011; $20.2M reported sold to 8 investors).
What this means One deal on file with the SEC, filed Feb 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andy Frizzel (1 shared filing), Bruce Cleveland (1 shared filing), David S. Labuda (1 shared filing), Edward Sullivan (1 shared filing), Lance Walter (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Michael Morini and found 5 differences, 1 worth asking the sponsor about: Form D filed 63 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.