MICHAEL MARGOLIS is listed as a director on 3 SEC Form D filings by 2 issuers between Aug 2009 and Dec 2014: Cocona, Inc. (Boulder, CO — other technology — 2009–2010; $11.4M reported sold to 5 investors) and BackJoy Orthotics, LLC (Boulder, CO — industry reported as "Other" — 2014; $8.67M reported sold to 25 investors).
What this means 2 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $20.1M sold in total.
Listed alongside BRAD POORMAN (2 shared filings), CHRISTOPHER FOUNTAS (2 shared filings), DAVID BURNS (2 shared filings), JAMES GOLDINGER (2 shared filings), PETER GILSON (2 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MICHAEL. Each name links to their own page.
1 of the issuers belongs to the sponsor group Pdc (3 issuers, $7.91M reported sold, 2010–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Pdc has 3 companies on file and $7.91M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for MICHAEL MARGOLIS and found 4 differences: Form D filed 37 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.