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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:12 AM ET

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Michael Lewis

Named as an officer, director or promoter on SEC Form D filings · Switzerland (as filed: V8), MA · Jul 27, 2012 → Oct 12, 2016

1deal (issuers)
$37.6Mreported sold
20investors
5Form D filings
2012–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Lewis is listed as a director on 5 SEC Form D filings by 1 issuer between May 2011 and Oct 2016: Ocugen, Inc. (Malvern, PA — biotechnology — 2011–2016; $37.6M reported sold to 20 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Joshua Baltzell (4 shared filings), Kevin McArdle (3 shared filings), Kevin Rakin (3 shared filings), Patrick O'Donnell (3 shared filings), Garheng Kong (2 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

The issuer belongs to the sponsor group Ocugen (2 issuers, $351K reported sold, 2011–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Ocugen has 2 companies on file and $351K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 14 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Michael Lewis and found 14 differences: Form D filed 19 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Lewis has not run yet — it is joining a line of 49,089 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Kenneth L. Rubin, CPA and Michael W. Lewis, CPA Robert G. Mahony, Administrative Law Judge Administrative proceeding
SEC · Nov 29, 2004 · Parties as named in the release: Kenneth L. Rubin, CPA and Michael W. Lewis, CPA Robert G. Mahony, Administrative Law Judge Read the release ↗
same full name in the release title; 15 people with this name in Form D filings; the person's filing state is not named
Thomas Houck and Michael Lewis Litigation release
SEC · Jun 6, 2001 · Parties as named in the release: Thomas Houck and Michael Lewis Read the release ↗
same full name in the release title; 15 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Lewis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Michael A. Lewis closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 21-21716 · Filed Jul 29, 2021 · Closed Dec 8, 2021
Role of Michael A. Lewis: Debtor · Outcome: Case closed 2021-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael Lewis closed
United States Bankruptcy Court, D. Massachusetts · No. 19-30805 · Filed Oct 11, 2019 · Closed Feb 18, 2020
Role of Michael Lewis: Debtor · Outcome: Case closed 2020-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
Michael E. Lewis, Sr. and Ruth N. Lewis closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:17-bk-05085 · Filed Dec 11, 2017 · Closed May 7, 2021
Role of Michael E. Lewis, Sr.: Debtor · Outcome: Case closed 2021-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael Lewis and Stephanie Lewis closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 17-10854 · Filed Aug 16, 2017 · Closed Jan 10, 2020
Role of Michael Lewis and Stephanie Lewis: Debtor · Outcome: Case closed 2020-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael D. Lewis and Sara J. Lewis closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:16-bk-03906 · Filed Sep 21, 2016 · Closed Dec 11, 2018
Role of Michael D. Lewis and Sara J. Lewis: Debtor · Outcome: Case closed 2018-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael H Lewis and Cynthia T Lewis closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 15-70038 · Filed Jan 20, 2015 · Closed Jun 22, 2015
Role of Michael H Lewis and Cynthia T Lewis: Debtor · Outcome: Case closed 2015-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael D Lewis closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:14-bk-04730 · Filed Oct 12, 2014 · Closed Aug 18, 2016
Role of Michael D Lewis: Debtor · Outcome: Case closed 2016-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael N. Lewis, Sr. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 14-14357 · Filed May 29, 2014 · Closed Sep 29, 2014
Role of Michael N. Lewis, Sr.: Debtor · Outcome: Case closed 2014-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael B. Lewis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-20122 · Filed Nov 20, 2013 · Closed Jun 26, 2014
Role of Michael B. Lewis: Debtor · Outcome: Case closed 2014-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael Lewis and Michael Lewis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-13164 · Filed Apr 10, 2013 · Closed Nov 10, 2014
Role of Michael Lewis and Michael Lewis: Debtor · Outcome: Case closed 2014-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael C Lewis closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:13-bk-00101 · Filed Jan 9, 2013 · Closed May 2, 2013
Role of Michael C Lewis: Debtor · Outcome: Case closed 2013-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael D. Lewis and Tana L. Lewis closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:12-bk-00559 · Filed Jan 31, 2012 · Closed Oct 29, 2014
Role of Michael D. Lewis and Tana L. Lewis: Debtor · Outcome: Case closed 2014-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
Michael R. Lewis closed
United States Bankruptcy Court, D. Massachusetts · No. 11-21901 · Filed Dec 27, 2011 · Closed Apr 9, 2012
Role of Michael R. Lewis: Debtor · Outcome: Case closed 2012-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
Michael F. Lewis and Stephanie L. Lewis closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 11-10074 · Filed Jan 16, 2011 · Closed May 10, 2011
Role of Michael F. Lewis and Stephanie L. Lewis: Debtor · Outcome: Case closed 2011-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1572 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (PA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Michael Lewis (compared 5 filings on Oct 24, 2026)

Note · Dec 18, 2013 – Jan 6, 2014

Form D filed 19 days after the first sale — Ocugen, Inc.

The filing says the first sale was Dec 18, 2013. The Form D was filed Jan 6, 2014 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 6, 2014 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · Dec 18, 2013 – Jan 6, 2014

No amendment in the last 12 months on an offering that may still be open — Ocugen, Inc. (latest filing Jan 6, 2014)

The latest filing for this offering is dated Jan 6, 2014 (first sale Dec 18, 2013). It reports $10,323,988 sold of $20,647,968 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 6, 2014 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · Jul 20, 2012 – Nov 26, 2012

No amendment in the last 12 months on an offering that may still be open — Ocugen, Inc. (latest filing Nov 26, 2012)

The latest filing for this offering is dated Nov 26, 2012 (first sale Jul 20, 2012). It reports $37,638,679 sold of $58,286,647 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Nov 26, 2012 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · May 13, 2011 – May 26, 2011

No amendment in the last 12 months on an offering that may still be open — Ocugen, Inc. (latest filing May 26, 2011)

The latest filing for this offering is dated May 26, 2011 (first sale May 13, 2011). It reports $34,300,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 26, 2011 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · Jul 27, 2012 – Nov 26, 2012

Offering amount changed between filings — Ocugen, Inc.

The Jul 27, 2012 filing says $58,036,647 offered; the Nov 26, 2012 Form D/A says $58,286,647.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 27, 2012 ↗Form D/A (later) · Nov 26, 2012 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · May 26, 2011 – Jan 6, 2014

Industry group changed between filings — Ocugen, Inc.

"Biotechnology" (May 26, 2011 to Nov 26, 2012); then "Other Health Care" (Jan 6, 2014 to Oct 12, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 26, 2011 ↗Form D · Jan 6, 2014 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · Mar 28, 2011 – Jul 2, 2026

Same name, different state: "Michael S. Lewis" (TX) is a separate record

This page covers filings where the address state is V8 or MA. A separate record, "Michael S. Lewis" with address state TX, is listed on 25 filings — most recently by Velocis Industrial Fund II, LP (Jul 2, 2026). Both records have filings in the same period (Jul 27, 2012 to Oct 12, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael S. Lewis (TX) — PartnerFacts page ↗Form D · Jul 2, 2026 ↗Velocis Industrial Fund II, LP — PartnerFacts page ↗Michael Lewis (V8,MA) — this page ↗
Sources
Note · Oct 21, 2025 – May 1, 2026

Same name, different state: "Michael Lewis" (FL) is a separate record

This page covers filings where the address state is V8 or MA. A separate record, "Michael Lewis" with address state FL, is listed on 12 filings — most recently by Nok Therapeutics, Inc. (May 1, 2026). The two records do not overlap in time: this page runs Jul 27, 2012 to Oct 12, 2016; the other runs Oct 21, 2025 to May 1, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Lewis (FL) — PartnerFacts page ↗Form D/A · May 1, 2026 ↗Nok Therapeutics, Inc. — PartnerFacts page ↗Michael Lewis (V8,MA) — this page ↗
Sources
Note · Feb 18, 2025 – Mar 7, 2025

Same name, different state: "Michael A. Lewis" (OH) is a separate record

This page covers filings where the address state is V8 or MA. A separate record, "Michael A. Lewis" with address state OH, is listed on 2 filings — most recently by Hometown Bancorp Inc. (Mar 7, 2025). The two records do not overlap in time: this page runs Jul 27, 2012 to Oct 12, 2016; the other runs Feb 18, 2025 to Mar 7, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael A. Lewis (OH) — PartnerFacts page ↗Form D/A · Mar 7, 2025 ↗Hometown Bancorp Inc. — PartnerFacts page ↗Michael Lewis (V8,MA) — this page ↗
Sources
Note · Dec 11, 2014

Same name, different state: "Michael E. Lewis" (CT) is a separate record

This page covers filings where the address state is V8 or MA. A separate record, "Michael E. Lewis" with address state CT, is listed on 1 filing — most recently by Cara Therapeutics, Inc. (Dec 11, 2014). Both records have filings in the same period (Dec 11, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael E. Lewis (CT) — PartnerFacts page ↗Form D · Dec 11, 2014 ↗Cara Therapeutics, Inc. — PartnerFacts page ↗Michael Lewis (V8,MA) — this page ↗
Sources
Note · Mar 30, 2009 – Dec 2, 2009

Same name, different state: "Michael Lewis" (TN) is a separate record

This page covers filings where the address state is V8 or MA. A separate record, "Michael Lewis" with address state TN, is listed on 3 filings — most recently by Active Implants Corp (Dec 2, 2009). The two records do not overlap in time: this page runs Jul 27, 2012 to Oct 12, 2016; the other runs Mar 30, 2009 to Dec 2, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Lewis (TN) — PartnerFacts page ↗Form D/A · Dec 2, 2009 ↗Active Implants Corp — PartnerFacts page ↗Michael Lewis (V8,MA) — this page ↗
Sources
Note · Jul 27, 2012 – Nov 26, 2012

Address moved from Boston, MA to Waltham, MA — Ocugen, Inc.

The people listed on the Jul 27, 2012 filing give Boston, MA; on the Nov 26, 2012 filing they give Waltham, MA. The address now on file (5 Great Valley Parkway, Suite 160, Malvern, PA) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jul 27, 2012 ↗Form D/A · Nov 26, 2012 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · May 26, 2011 – Jul 27, 2012

Address moved from Waltham, MA to Boston, MA — Ocugen, Inc.

The people listed on the May 26, 2011 filing give Waltham, MA; on the Jul 27, 2012 filing they give Boston, MA. The address now on file (5 Great Valley Parkway, Suite 160, Malvern, PA) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · May 26, 2011 ↗Form D · Jul 27, 2012 ↗Ocugen, Inc. — PartnerFacts page ↗
Sources
Note · May 26, 2011 – Oct 12, 2016

Michael Lewis is listed with 2 different address states: V8, MA

Switzerland (as filed: V8) on 1 filing (May 26, 2011); MA on 4 filings (Jul 27, 2012 to Oct 12, 2016).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 26, 2011 ↗Form D · Jul 27, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 1 reports finder's fees totalling $1,000,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 12, 2016 D
Ocugen, Inc.
File 021-272337
$0$0$0H.C. Wainwright & Co. LLC BrokerCheck CRD 375 ↗EDGAR ↗
Jan 6, 2014 D
Ocugen, Inc.
File 021-209329
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2012 D/A
Ocugen, Inc.
File 021-181896
$0$0$0None listed on this filingEDGAR ↗
May 26, 2011 D
Ocugen, Inc.
File 021-160440
$0$1,000,000$0Boston Equity Advisors LLC BrokerCheck CRD 103300 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael Lewis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

O
Other Health Care · group: Ocugen

Ocugen, Inc.

Malvern, PA · May 26, 2011 → Oct 12, 2016 · 5 filings
  • Oct 12, 2016 · D · $30,000,001 sold of $30,000,001 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2014 · D · $10,323,988 sold of $20,647,968 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2012 · D/A · $37,638,679 sold of $58,286,647 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 27, 2012 · D · $37,488,679 sold of $58,036,647 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 26, 2011 · D · $34,300,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $37.6M from 20 investors (100% of the $30M target) as of the latest filing. Michael is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (14)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael S. Lewis — TX, 19 issuers, Mar 28, 2011 → Jul 2, 2026 · no shared issuer
  • MICHAEL LEWIS — CA, CO, 5 issuers, Apr 6, 2009 → Apr 30, 2020 · no shared issuer
  • Michael Lewis — FL, 2 issuers, Oct 21, 2025 → May 1, 2026 · no shared issuer
  • Michael Lewis — TN, 1 issuer, Mar 30, 2009 → Dec 2, 2009 · no shared issuer
  • Michael A. Lewis — OH, 1 issuer, Feb 18, 2025 → Mar 7, 2025 · no shared issuer
  • Michael E. Lewis — CT, 1 issuer, Dec 11, 2014 → Dec 11, 2014 · no shared issuer
  • Michael Lewis — NY, 1 issuer, Jun 16, 2016 → Jun 16, 2016 · no shared issuer
  • Michael Lewis — GA, 1 issuer, Jan 24, 2017 → Jan 24, 2017 · no shared issuer
  • Michael Lewis — NM, 1 issuer, Aug 12, 2020 → May 2, 2022 · no shared issuer
  • Michael Lewis — MO, 1 issuer, Jun 11, 2021 → Jun 11, 2021 · no shared issuer
  • Michael Lewis — KY, 1 issuer, Dec 20, 2021 → Dec 20, 2021 · no shared issuer
  • Michael P Lewis — OH, 1 issuer, Jan 21, 2011 → Jan 21, 2011 · no shared issuer
  • Michael J. Lewis — TX, 1 issuer, Nov 19, 2013 → Nov 19, 2013 · no shared issuer
  • Michael E Lewis — FL, 1 issuer, Jan 28, 2015 → Jan 28, 2015 · no shared issuer

People around Michael 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Baltzell

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Lewis. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick O'Donnell

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin McArdle

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Lewis. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Rakin

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Garheng Kong

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Garheng Kong, M.D., Ph.D.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Lewis. Their page shows their other deals.

LT
No photo found yet (own website and image search run after this page is viewed)
Person

Laurence J.B. Tarrant

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Lewis. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Press

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Lewis. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Callahan

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dominic Redfern

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Lewis. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Andriano

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Lewis. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

John Johnson

Director · 1 shared filing (1 issuer) · also on 7 other issuers

John Johnson is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Greenleaf

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gill

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Lewis. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Gridley

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Lieber

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

HR
No photo found yet (own website and image search run after this page is viewed)
Person

HARRY REIN

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Lewis. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

John J. Johnson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Lewis. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Fortune

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Lewis. Their page shows their other deals.

The team behind the deals

O
Sponsor group

Ocugen

2 issuers · 12 filings · $351K reported sold · 2011–2020

One team, 2 deal companies. Michael Lewis is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Lewis.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Lewis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Lewis is listed on: none on file. No website or social profile named in Ocugen, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #215,554 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Malvern, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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