PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

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Michael L. Roch

Named as an officer, director or promoter on SEC Form D filings · NJ · Sep 18, 2015 → Aug 12, 2025

4deals (issuers)
$4.66Breported sold
217investors
15Form D filings
2015–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael L. Roch is listed as an executive officer and director on 15 SEC Form D filings by 4 issuers between Sep 2015 and Aug 2025: MetLife Commercial Mortgage Income Fund, LP (Whippany, NJ — pooled investment fund — 2015–2025; $4.16B reported sold to 83 investors), MetLife Strategic Hotel Debt Fund, LP (Whippany, NJ — pooled investment fund — 2021; $280M reported sold to 3 investors), MetLife Opportunistic Real Estate Debt Fund, LP (Whippany, NJ — pooled investment fund — 2024–2025; $220M reported sold to 6 investors) and MetLife Commercial Mortgage REIT, LLC (Morristown, NJ — reits and finance — 2016; $63K reported sold to 125 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $4.66B sold in total.

Listed alongside James Brusco (14 shared filings), MetLife Commercial Mortgage Income Fund GP, LLC (11 shared filings, management entity), MetLife Investment Management, LLC (10 shared filings, management entity), David Politano (6 shared filings), MetLife Investment Advisors, LLC (4 shared filings, management entity) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 4 issuers belong to the sponsor group Metlife (27 issuers, $12.54B reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Metlife has 27 companies on file and $12.54B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 court cases matching the name, 3 state regulator orders, 10 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Michael L. Roch and found 11 differences, 5 worth asking the sponsor about: UT securities regulator stipulation and consent order naming Michael L. Roch (Jan 14, 2022); UT securities regulator notice of agency acton & order to show cause naming Michael L. Roch (Nov 14, 2019); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael L. Roch has not run yet — it is joining a line of 60,831 names; searches run around the clock at the hosts' allowed rate. Searched so far: 705 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

14 cases: 2 closed (disposition not in docket feed), 7 dismissed, 5 judgment

Roch v. Perficient, Inc. closed
District Court, S.D. Texas · No. 4:21-cv-03488 · Filed Oct 22, 2021 · Closed Dec 28, 2023
Role of Roch: Plaintiff · Outcome: Terminated 2023-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in TX (not a filing state)
Infiniti Financial v. Infiniti of Roch dismissed
District Court, W.D. New York · No. 6:96-cv-06226 · Filed May 8, 1996 · Closed Jun 28, 1996 · Nature of suit: 190 Other contract actions
Role of Infiniti of Roch: Defendant · Outcome: Terminated 1996-06-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Carp. Pension v. C.P. Ward, Inc. dismissed
District Court, W.D. New York · No. 6:95-cv-06451 · Filed Sep 13, 1995 · Closed Apr 30, 1997 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch. Carp. Pension: Plaintiff · Outcome: Terminated 1997-04-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Carp. Pension v. Installrite Systems judgment
District Court, W.D. New York · No. 6:95-cv-06009 · Filed Jan 5, 1995 · Closed May 12, 1995 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch. Carp. Pension: Plaintiff · Outcome: Terminated 1995-05-12 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Carpenters Pen v. Helena Construction judgment
District Court, W.D. New York · No. 6:94-cv-06553 · Filed Nov 7, 1994 · Closed May 23, 1995 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch. Carpenters Pen: Plaintiff · Outcome: Terminated 1995-05-23 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Laborers Pen. v. D&C Concrete, Inc. judgment
District Court, W.D. New York · No. 6:94-cv-06386 · Filed Aug 15, 1994 · Closed May 4, 1995 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch. Laborers Pen.: Plaintiff · Outcome: Terminated 1995-05-04 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Carpenters Pen v. D & C Concrete, Inc. judgment
District Court, W.D. New York · No. 6:93-cv-06335 · Filed Jul 21, 1993 · Closed Feb 23, 1994 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch. Carpenters Pen: Plaintiff · Outcome: Terminated 1994-02-23 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Community Bank v. Fortune Equity Corp. dismissed
District Court, W.D. New York · No. 6:92-cv-06217 · Filed May 29, 1992 · Closed Mar 12, 1993 · Nature of suit: 190 Other contract actions
Role of Roch. Community Bank: Plaintiff · Outcome: Terminated 1993-03-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Lab. Ann. Fund v. Gordon dismissed
District Court, W.D. New York · No. 6:91-cv-06417 · Filed Oct 11, 1991 · Closed Mar 26, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch. Lab. Ann. Fund: Plaintiff · Outcome: Terminated 1992-03-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch Carp Pen. v. BMS Corp dismissed
District Court, W.D. New York · No. 6:91-cv-06242 · Filed Jun 14, 1991 · Closed Apr 1, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch Carp Pen.: Plaintiff · Outcome: Terminated 1992-04-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Utilities Corp v. McWane, Inc. dismissed
District Court, W.D. New York · No. 6:91-cv-06224 · Filed Jun 5, 1991 · Closed Jun 12, 1992 · Nature of suit: 190 Other contract actions
Role of Roch. Utilities Corp: Plaintiff · Outcome: Terminated 1992-06-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Roch. Carp. Pension v. Vector Industrial dismissed
District Court, W.D. New York · No. 6:91-cv-06192 · Filed May 14, 1991 · Closed Aug 29, 1991 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Roch. Carp. Pension: Plaintiff · Outcome: Terminated 1991-08-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
Lampland v. Marquette Bank Roch closed
District Court, D. Minnesota · No. 3:90-cv-00703 · Filed Dec 4, 1990 · Closed Jan 17, 1992
Role of Marquette Bank Roch: Defendant · Outcome: Terminated 1992-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in MN (not a filing state)
SMITH, LAWRENCE D. v. ROCH. TEL. BUSINESS MARK. judgment
District Court, W.D. New York · No. · Filed Jan 22, 1990 · Closed Jun 9, 1992 · Nature of suit: 791 Employee Retirement Income Security Act
Role of ROCH. TEL. BUSINESS MARK.: Defendant · Outcome: Terminated 1992-06-09 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Stipulation and Consent Order UT · Utah Department of Commerce, Division of Securities
Order date Jan 14, 2022 · Regulator: Utah Department of Commerce, Division of Securities · SD-19-0039 · Parties (regulator's caption): St Roch
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); surname only; regulator in UT (not a filing state)
NOTICE OF AGENCY ACTON & ORDER TO SHOW CAUSE UT · Utah Department of Commerce, Division of Securities
Order date Nov 14, 2019 · Regulator: Utah Department of Commerce, Division of Securities · SD-19-0039 · Parties (regulator's caption): St Roch
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); surname only; regulator in UT (not a filing state)
Administrative action (type not printed in the docket list; see the docket documents) UT · Utah Department of Commerce, Division of Securities
Order date Nov 14, 2019 · Regulator: Utah Department of Commerce, Division of Securities · SD-19-0039 · Parties (regulator's caption): St Roch
As listed by the regulator: Status: Order to Show Cause; Final disposition: 2022-01-13 Docket ↗ Regulator's list ↗
same rare surname (3 people in Form D filings); surname only; regulator in UT (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael L. Roch..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Michael J Roch closed
United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-14659 · Filed Jul 23, 2009 · Closed Dec 14, 2009
Role of Michael J Roch: Debtor · Outcome: Case closed 2009-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); first name matches; court in OH (not a filing state); middle initial differs
Michael J Roch closed
United States Bankruptcy Court, S.D. Ohio · No. 1:00-bk-13538 · Filed Jun 30, 2000 · Closed Feb 2, 2001
Role of Michael J Roch: Debtor · Outcome: Case closed 2001-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); first name matches; court in OH (not a filing state); middle initial differs
First Federal Savings and Loan Association of Roch v. Edwards closed
United States Bankruptcy Court, W.D. New York · No. 1-95-01278 · Filed Nov 6, 1995 · Closed Jan 19, 1996
Role of First Federal Savings and Loan Association of Roch: Plaintiff · Outcome: Case closed 1996-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
First Federal Savings and Loan Association of Roch v. Asprinio closed
United States Bankruptcy Court, W.D. New York · No. 2-93-02187 · Filed Sep 1, 1993 · Closed Nov 9, 1993
Role of First Federal Savings and Loan Association of Roch: Plaintiff · Outcome: Case closed 1993-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
First Federal Savings and Loan Association of Roch v. Oliva closed
United States Bankruptcy Court, D. New Jersey · No. 92-2861 · Filed Sep 21, 1992 · Closed Apr 22, 1997
Role of First Federal Savings and Loan Association of Roch: Plaintiff · Outcome: Case closed 1997-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in the person's filing state (NJ)
First Federal Savings and Loan Association of Roch v. Oliva closed
United States Bankruptcy Court, D. New Jersey · No. 92-02860 · Filed Sep 21, 1992 · Closed Apr 22, 1997
Role of First Federal Savings and Loan Association of Roch: Plaintiff · Outcome: Case closed 1997-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in the person's filing state (NJ)
Forman v. First Federal Savings And Loan Association Of Roch closed
United States Bankruptcy Court, D. New Jersey · No. 91-2327 · Filed Jun 4, 1991 · Closed Mar 18, 1992
Role of First Federal Savings And Loan Association Of Roch: Defendant · Outcome: Case closed 1992-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in the person's filing state (NJ)
Hendrix v. First Federal Savings and Loan Association of Roch closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 89-00413 · Filed May 4, 1989 · Closed Dec 5, 1989
Role of First Federal Savings and Loan Association of Roch: Defendant · Outcome: Case closed 1989-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in PA (not a filing state)
First Federal Savings and Loan Association of Roch v. Foster closed
United States Bankruptcy Court, W.D. New York · No. 1-88-01260 · Filed Nov 29, 1988 · Closed May 28, 1991
Role of First Federal Savings and Loan Association of Roch: Plaintiff · Outcome: Case closed 1991-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
First Federal Savings and Loan Association of Roch v. Ardenski closed
United States Bankruptcy Court, W.D. New York · No. 1-88-01209 · Filed Oct 3, 1988 · Closed May 23, 1990
Role of First Federal Savings and Loan Association of Roch: Plaintiff · Outcome: Case closed 1990-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Michael L. Roch — 5 worth asking about (compared 15 filings on Oct 24, 2026)

Worth asking · Jan 14, 2022

UT securities regulator stipulation and consent order naming Michael L. Roch (Jan 14, 2022)

Utah Department of Commerce, Division of Securities issued a Stipulation and Consent Order dated Jan 14, 2022. Respondents as listed: St Roch. Matched to Michael L. Roch. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

UT order · Stipulation and Consent Order ↗
Sources
Worth asking · Nov 14, 2019

UT securities regulator notice of agency acton & order to show cause naming Michael L. Roch (Nov 14, 2019)

Utah Department of Commerce, Division of Securities issued a NOTICE OF AGENCY ACTON & ORDER TO SHOW CAUSE dated Nov 14, 2019. Respondents as listed: St Roch. Matched to Michael L. Roch. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

UT order · NOTICE OF AGENCY ACTON & ORDER TO SHOW CAUSE ↗
Sources
Worth asking · Nov 14, 2019

UT securities regulator administrative action (type not printed in the docket list; see the docket documents) naming Michael L. Roch (Nov 14, 2019)

Utah Department of Commerce, Division of Securities issued a Administrative action (type not printed in the docket list; see the docket documents) dated Nov 14, 2019. Respondents as listed: St Roch. Outcome as listed: Status: Order to Show Cause; Final disposition: 2022-01-13. Matched to Michael L. Roch. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

UT order · Administrative action (type not printed in the docket list; see the docket documents) ↗
Sources
Note · Sep 21, 1992 – Apr 22, 1997

Bankruptcy case: First Federal Savings and Loan Association of Roch v. Oliva — filed Sep 21, 1992

United States Bankruptcy Court, D. New Jersey docket "First Federal Savings and Loan Association of Roch v. Oliva" filed Sep 21, 1992, closed Apr 22, 1997. Michael L. Roch is listed as Plaintiff ("First Federal Savings and Loan Association of Roch"). Our match estimate: 42%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Note · Sep 21, 1992 – Apr 22, 1997

Bankruptcy case: First Federal Savings and Loan Association of Roch v. Oliva — filed Sep 21, 1992

United States Bankruptcy Court, D. New Jersey docket "First Federal Savings and Loan Association of Roch v. Oliva" filed Sep 21, 1992, closed Apr 22, 1997. Michael L. Roch is listed as Plaintiff ("First Federal Savings and Loan Association of Roch"). Our match estimate: 42%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Note · Jun 4, 1991 – Mar 18, 1992

Bankruptcy case: Forman v. First Federal Savings And Loan Association Of Roch — filed Jun 4, 1991

United States Bankruptcy Court, D. New Jersey docket "Forman v. First Federal Savings And Loan Association Of Roch" filed Jun 4, 1991, closed Mar 18, 1992. Michael L. Roch is listed as Defendant ("First Federal Savings And Loan Association Of Roch"). Our match estimate: 42%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Note · Aug 2, 2021 – Aug 11, 2021

No amendment in the last 12 months on an offering that may still be open — MetLife Strategic Hotel Debt Fund, LP (latest filing Aug 11, 2021)

The latest filing for this offering is dated Aug 11, 2021 (first sale Aug 2, 2021). It reports $280,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 11, 2021 ↗MetLife Strategic Hotel Debt Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Aug 12, 2025 – Aug 12, 2026

Michael L. Roch is no longer listed on the Aug 12, 2026 amendment — MetLife Commercial Mortgage Income Fund, LP

Michael L. Roch appears on the Aug 12, 2025 Form D/A (executive officer, director) but not on the Aug 12, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 12, 2025 ↗Form D/A · Aug 12, 2026 ↗Michael L. Roch — PartnerFacts page ↗MetLife Commercial Mortgage Income Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Jun 6, 2025 – Jun 8, 2026

Michael L. Roch is no longer listed on the Jun 8, 2026 amendment — MetLife Opportunistic Real Estate Debt Fund, LP

Michael L. Roch appears on the Jun 6, 2025 Form D/A (director) but not on the Jun 8, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jun 6, 2025 ↗Form D/A · Jun 8, 2026 ↗Michael L. Roch — PartnerFacts page ↗MetLife Opportunistic Real Estate Debt Fund, LP — PartnerFacts page ↗
Sources
Note · Aug 11, 2023 – Aug 12, 2024

Michael L. Roch's role changed at MetLife Commercial Mortgage Income Fund, LP: executive officer → executive officer, director

The Aug 11, 2023 filing lists Michael L. Roch as executive officer; the Aug 12, 2024 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Aug 11, 2023 ↗Form D/A · Aug 12, 2024 ↗Michael L. Roch — PartnerFacts page ↗MetLife Commercial Mortgage Income Fund, LP — PartnerFacts page ↗
Sources
Note · Sep 18, 2015 – Sep 19, 2016

Address moved from Morristown, NJ to Whippany, NJ — MetLife Commercial Mortgage Income Fund, LP

The people listed on the Sep 18, 2015 filing give Morristown, NJ; on the Sep 19, 2016 filing they give Whippany, NJ. The address now on file (One Metlife Way, Whippany, NJ) is a registered-agent or shared-office address used by 48 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Sep 18, 2015 ↗Form D/A · Sep 19, 2016 ↗MetLife Commercial Mortgage Income Fund, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 4 offerings report sales commissions totalling $2,456,221; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 12, 2025 D/A
MetLife Commercial Mortgage Income Fund, LP
File 021-247885
$2,449,971 (est.)$0$0HFF Securities L.P. BrokerCheck CRD 131585 ↗
MetLife Investments Securities, LLC BrokerCheck CRD 285684 ↗		EDGAR ↗
Jun 6, 2025 D/A
MetLife Opportunistic Real Estate Debt Fund, LP
File 021-515308
$0$0$0MetLife Investments Securities, LLC BrokerCheck CRD 285684 ↗EDGAR ↗
Aug 11, 2021 D
MetLife Strategic Hotel Debt Fund, LP
File 021-409596
$0$0$0MetLife Investments Securities, LLC BrokerCheck CRD 285684 ↗EDGAR ↗
Jan 5, 2016 D
MetLife Commercial Mortgage REIT, LLC
File 021-254489
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Michael L. Roch on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MC
Pooled Investment Fund · group: Metlife

MetLife Commercial Mortgage Income Fund, LP

Whippany, NJ · Sep 18, 2015 → Aug 12, 2025 · 11 filings
  • Aug 12, 2025 · D/A · $4,161,407,882 sold of Indefinite · 83 investors · min. $5,000,000 · role: Executive Officer, Director (Managing Director and Board Member of the General Partner) EDGAR ↗
  • Aug 12, 2024 · D/A · $4,161,407,882 sold of Indefinite · 83 investors · min. $5,000,000 · role: Executive Officer, Director (Managing Director and Board Member of the General Partner) EDGAR ↗
  • Aug 11, 2023 · D/A · $4,161,407,882 sold of Indefinite · 83 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the General Partner) EDGAR ↗
  • Aug 11, 2022 · D/A · $3,845,411,981 sold of Indefinite · 82 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the General Partner) EDGAR ↗
  • Aug 11, 2021 · D/A · $3,387,611,981 sold of Indefinite · 77 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the General Partner) EDGAR ↗
  • Jul 17, 2020 · D/A · $3,215,853,722 sold of Indefinite · 75 investors · min. $5,000,000 · role: Executive Officer (Managing Director of the General Partner) EDGAR ↗
  • Jul 17, 2019 · D/A · $2,323,715,429 sold of Indefinite · 59 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 19, 2018 · D/A · $1,689,400,000 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 19, 2017 · D/A · $1,183,900,000 sold of Indefinite · 26 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 19, 2016 · D/A · $694,000,000 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Sep 18, 2015 · D · $434,000,000 sold of Indefinite · 11 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $4.16B from 83 investors as of the latest filing. Michael is listed as executive officer, director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MO
Pooled Investment Fund · group: Metlife

MetLife Opportunistic Real Estate Debt Fund, LP

Whippany, NJ · Jun 6, 2024 → Jun 6, 2025 · 2 filings
  • Jun 6, 2025 · D/A · $100,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Board Member of the General Partner of the Issuer) EDGAR ↗
  • Jun 6, 2024 · D · $50,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director (Board Member of the General Partner of the Issuer) EDGAR ↗

Raised $220M from 6 investors as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Metlife

MetLife Strategic Hotel Debt Fund, LP

Whippany, NJ · Aug 11, 2021
  • Aug 11, 2021 · D · $280,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director (Board Member of the General Partner of the Issuer) EDGAR ↗

Raised $280M from 3 investors as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
REITS and Finance · group: Metlife

MetLife Commercial Mortgage REIT, LLC

Morristown, NJ · Jan 5, 2016
  • Jan 5, 2016 · D · $62,500 sold of $62,500 · 125 investors · min. $500 · role: Director EDGAR ↗

Raised $63K from 125 investors (100% of the $63K target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Michael 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MI
Management entity

MetLife Investment Management, LLC

Executive Officer · 10 shared filings (3 issuers) · also on 20 other issuers

MetLife Investment Management, LLC is on 23 issuers in total — a repeat sponsor. Their page lists every one.

MI
Management entity

MetLife Investment Advisors, LLC

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael L. Roch. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Brusco

Executive Officer, Director · 14 shared filings (3 issuers)

Listed on the same filings as Michael L. Roch. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Politano

Director, Executive Officer · 6 shared filings (2 issuers) · also on 4 other issuers

David Politano is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Otten

Director · 2 shared filings (2 issuers)

Listed on the same filings as Michael L. Roch. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Brusco

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael L. Roch. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Metlife

27 issuers · 77 filings · $12.54B reported sold · 2013–2026

One team, 27 deal companies. Michael L. Roch is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael L. Roch.

Same business address

42 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): MetLife Commercial Mortgage Income Fund, LP, MetLife Opportunistic Real Estate Debt Fund, LP, MetLife Strategic Hotel Debt Fund, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael L. Roch by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael L. Roch is listed on: none on file. No website or social profile named in MetLife Commercial Mortgage Income Fund, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #13,414 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Whippany, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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