PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:08 AM ET

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MK
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Michael Kluger

Named as an officer, director or promoter on SEC Form D filings · TN · May 28, 2009 → Jul 9, 2010

1deal (issuers)
$123Mreported sold
3investors
3Form D filings
2009–2010years on file
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Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Kluger is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between May 2009 and Jul 2010: SCSG EA Acquisition Company, Inc. (Nashville, TN — other health care — 2009–2010; $123M reported sold to 3 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christi Griffin (3 shared filings), David Fitzgerald (3 shared filings), David Maloney (3 shared filings), Gary Brukardt (3 shared filings), Michael Mauldin (3 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 11 court cases matching the name, 3 SEC releases, 2 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Michael Kluger and found 3 differences: Michael Kluger's role changed at SCSG EA Acquisition Company, Inc.: director → executive officer, director; Same name, different state: "Michael Kluger" (NY or IN) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Kluger has not run yet — it is joining a line of 7,573 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

11 cases: 5 closed (disposition not in docket feed), 4 dismissed, 2 judgment

Kluger, Kaplan, Silverman, Katzen & Levine, P.L. v. Imperium Insurance Company closed
District Court, S.D. Florida · No. 1:22-cv-20453 · Filed Feb 14, 2022 · Closed Sep 7, 2022
Role of Kluger, Kaplan, Silverman, Katzen & Levine, P.L.: Plaintiff · Outcome: Terminated 2022-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); different first name (kaplan); court in FL (not a filing state)
Kluger v. Juul Labs, Inc. closed
District Court, N.D. California · No. 3:20-cv-09454 · Filed Dec 30, 2020 · Closed Sep 3, 2024
Role of Kluger: Plaintiff · Outcome: Terminated 2024-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
KLUGER v. National Fire and Marine Insurance Company closed
District Court, S.D. Florida · No. 1:20-cv-23932 · Filed Sep 25, 2020 · Closed Nov 6, 2020
Role of KLUGER: Plaintiff · Outcome: Terminated 2020-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in FL (not a filing state)
McGiveny & Kluger, P.C. v. Windstream Holdings, Inc. dismissed
District Court, S.D. New York · No. 1:14-cv-04217 · Filed Jun 11, 2014 · Closed Feb 19, 2015 · Nature of suit: 190 Other contract actions
Role of McGiveny & Kluger, P.C.: Plaintiff · Outcome: Terminated 2015-02-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); different first name (p); court in NY (not a filing state)
Securities and Exchange Commission v. Kluger closed
District Court, D. Hawaii · No. 1:13-mc-00132 · Filed Jul 26, 2013 · Closed Jul 26, 2013
Role of Kluger: Defendant · Outcome: Terminated 2013-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in HI (not a filing state)
Ramapo Manor Nursing Center, Inc. v. Kluger dismissed
District Court, S.D. New York · No. 7:12-cv-04244 · Filed May 30, 2012 · Closed Apr 15, 2014 · Nature of suit: 190 Other contract actions
Role of Kluger: Defendant · Outcome: Terminated 2014-04-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in NY (not a filing state)
Global Marketing Resources, Inc. v. The Kluger Agency Holdings, Inc. dismissed
District Court, M.D. Florida · No. 8:11-cv-02352 · Filed Oct 17, 2011 · Closed Nov 22, 2011 · Nature of suit: 190 Other contract actions
Role of The Kluger Agency Holdings, Inc.: Defendant · Outcome: Terminated 2011-11-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in FL (not a filing state)
SECURITIES AND EXCHANGE COMMISSION v. KLUGER judgment
District Court, D. New Jersey · No. 2:11-cv-01936 · Filed Apr 6, 2011 · Closed May 2, 2012 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of KLUGER: Defendant · Outcome: Terminated 2012-05-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in NJ (not a filing state)
Max Grp Corporation v. Julius L Kluger dismissed
District Court, C.D. California · No. 2:00-cv-08059 · Filed Jul 26, 2000 · Closed Oct 27, 2000 · Nature of suit: 190 Other contract actions
Role of Julius L Kluger: Defendant · Outcome: Terminated 2000-10-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); different first name (julius); court in CA (not a filing state)
900 Capital Services v. Kluger, Peretz closed
District Court, S.D. Florida · No. 1:97-cv-01564 · Filed May 15, 1997 · Closed Oct 21, 1998 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Kluger, Peretz: Defendant · Outcome: Terminated 1998-10-21 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); different first name (peretz); court in FL (not a filing state)
900 Capital Services v. Kluger Peretz Kaplan judgment
District Court, N.D. California · No. 3:96-cv-00601 · Filed Feb 15, 1996 · Closed Dec 1, 1997 · Nature of suit: 190 Other contract actions
Role of Kluger Peretz Kaplan: Defendant · Outcome: Terminated 1997-12-01 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Matthew H. Kluger Administrative proceeding
SEC · Jun 14, 2012 · Parties as named in the release: Matthew H. Kluger Read the release ↗
same rare surname (5 people in Form D filings); different first name (matthew)
Matthew H. Kluger and Garrett D. Bauer Litigation release
SEC · Apr 25, 2012 · Parties as named in the release: Matthew H. Kluger and Garrett D. Bauer Read the release ↗
same rare surname (5 people in Form D filings); different first name (matthew)
Matthew H. Kluger and Garrett D. Bauer Litigation release
SEC · Apr 6, 2011 · Parties as named in the release: Matthew H. Kluger and Garrett D. Bauer Read the release ↗
same rare surname (5 people in Form D filings); different first name (matthew)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Kluger..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Richard C. Breeden, Esq. v. Kluger closed
United States Bankruptcy Court, N.D. New York · No. 98-52436 · Filed Mar 25, 1998 · Closed Apr 6, 2000
Role of Kluger: Defendant · Outcome: Case closed 2000-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); surname only in the caption; court in NY (not a filing state)
Richard C. Breeden, Esq. v. Ellen Kluger Revocable Living Trust closed
United States Bankruptcy Court, N.D. New York · No. 98-41558 · Filed Feb 13, 1998 · Closed Jun 18, 2002
Role of Ellen Kluger Revocable Living Trust: Defendant · Outcome: Case closed 2002-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 19 federal dockets); different first name (ellen); court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Michael Kluger (compared 3 filings on Oct 24, 2026)

Note · May 28, 2009 – Jul 7, 2010

Michael Kluger's role changed at SCSG EA Acquisition Company, Inc.: director → executive officer, director

The May 28, 2009 filing lists Michael Kluger as director; the Jul 7, 2010 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 28, 2009 ↗Form D · Jul 7, 2010 ↗Michael Kluger — PartnerFacts page ↗SCSG EA Acquisition Company, Inc. — PartnerFacts page ↗
Sources
Note · Nov 19, 2015

Same name, different state: "Michael Kluger" (NY or IN) is a separate record

This page covers filings where the address state is TN. A separate record, "Michael Kluger" with address state NY or IN, is listed on 2 filings — most recently by Prevounce Health, Inc. (Apr 11, 2022). The two records do not overlap in time: this page runs May 28, 2009 to Jul 9, 2010; the other has one filing dated Nov 19, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Kluger (NY,IN) — PartnerFacts page ↗Form D · Apr 11, 2022 ↗Prevounce Health, Inc. — PartnerFacts page ↗Michael Kluger (TN) — this page ↗
Sources
Note · Feb 2, 2010 – May 15, 2013

Same name, different state: "Michael J. Kluger" (NY) is a separate record

This page covers filings where the address state is TN. A separate record, "Michael J. Kluger" with address state NY, is listed on 2 filings — most recently by Altaris Health Partners III, L.P. (May 15, 2013). Both records have filings in the same period (Feb 2, 2010 to Jul 9, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Kluger (NY) — PartnerFacts page ↗Form D · May 15, 2013 ↗Altaris Health Partners III, L.P. — PartnerFacts page ↗Michael Kluger (TN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 2 report finder's fees totalling $1,470,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 9, 2010 D/A
SCSG EA Acquisition Company, Inc.
File 021-144533
$0$240,000$0Morgan Keegan & Company, Inc. (through its division, Shattuck Hammond Partners) BrokerCheck CRD 4161 ↗EDGAR ↗
May 28, 2009 D
SCSG EA Acquisition Company, Inc.
File 021-131550
$0$1,230,000$0Morgan Keegan & Company, Inc. (through its division, Shattuck Hammond Partners) BrokerCheck CRD 4161 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael Kluger on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SE
Other Health Care

SCSG EA Acquisition Company, Inc.

Nashville, TN · May 28, 2009 → Jul 9, 2010 · 3 filings
  • Jul 9, 2010 · D/A · $12,000,000 sold of $12,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 7, 2010 · D · $12,000,000 sold of $12,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 28, 2009 · D · $20,000,000 sold of $20,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $123M from 3 investors (100% of the $12M target) as of the latest filing. Michael is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael J. Kluger — NY, 2 issuers, Feb 2, 2010 → May 15, 2013 · no shared issuer
  • Michael Kluger — NY, IN, 2 issuers, Nov 19, 2015 → Nov 19, 2015 · no shared issuer

People around Michael 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Brukardt

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kluger. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christi Griffin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kluger. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Fitzgerald

Director · 3 shared filings (1 issuer) · also on 6 other issuers

David Fitzgerald is on 7 issuers in total — a repeat sponsor. Their page lists every one.

YC
No photo found yet (own website and image search run after this page is viewed)
Person

Young Chang

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kluger. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Mauldin

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kluger. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Kuerbitz

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kluger. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Maloney

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Kluger. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Greene

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Kluger. Their page shows their other deals.

HJ
No photo found yet (own website and image search run after this page is viewed)
Person

Harry R. Jacobson

Director · 2 shared filings (1 issuer) · also on 11 other issuers

Harry R. Jacobson is on 12 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Green

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kluger. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Kluger by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Kluger is listed on: none on file. No website or social profile named in SCSG EA Acquisition Company, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #328,181 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Nashville, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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