PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

Sponsor Check › Person

MK
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Michael Kelly

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 8, 2015 → Sep 23, 2022

3deals (issuers)
$142.1Mreported sold
55investors
6Form D filings
2015–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Kelly is listed as an executive officer and director on 6 SEC Form D filings by 3 issuers between Jan 2014 and Sep 2022: Think Surgical, Inc. (Fremont, CA — other health care — 2019–2022; $134.2M reported sold to 6 investors), MYOTHERIX, INC. (Emeryville, CA — biotechnology — 2015–2017; $7.93M reported sold to 15 investors) and AMGEN INC (Thousand Oaks, CA — biotechnology — 2014; 34 investors reported).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $142.1M sold in total.

Listed alongside John Kincaid (3 shared filings), Jak Knowles (2 shared filings), Mark de Souza (2 shared filings), Anthony C. Hooper (1 shared filing), Babar Ghias (1 shared filing) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 18 SEC releases, 14 state regulator orders, 21 bankruptcy cases matching the name listed in Key records below.

What this means 54 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Michael Kelly and found 17 differences, 4 worth asking the sponsor about: Regulator action: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge (Apr 1, 2003); Regulator action: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge (Mar 20, 2003); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Kelly has not run yet — it is joining a line of 61,829 names; searches run around the clock at the hosts' allowed rate. Searched so far: 723 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Michael Kelly v. TicketMaster Entertainment. dismissed
District Court, C.D. California · No. 2:09-cv-04507 · Filed Jun 23, 2009 · Closed Nov 3, 2009 · Nature of suit: 370 Other fraud
Role of Michael Kelly: Plaintiff · Outcome: Terminated 2009-11-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

18 SEC releases; 14 state regulator orders

Michael E. Kelly, et al. Litigation release
SEC · Jun 28, 2011 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Jun 8, 2011 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Dec 23, 2010 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Aug 6, 2010 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Jun 29, 2010 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Apr 8, 2010 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Jul 8, 2009 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-13 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts a/k/a Avalon Resorts, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phatasy Tours a/ka/ Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder, and James Theeler
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Apr 18, 2009 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-19 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts a/k/a Avalon Resorts, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phatasy Tours a/ka/ Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Michael E. Kelly, et al. Litigation release
SEC · Apr 15, 2009 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Dec 16, 2008 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-15 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts a/k/a Avalon Resorts, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phantasy Tours a/k/a Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Rick Greene, Roget Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, Dale Lauder, and James Theeler
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Michael E. Kelly, et al. Litigation release
SEC · Nov 6, 2008 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Oct 30, 2008 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-20 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phantasy Tours a/k/a Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder, and James Theeler
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Michael E. Kelly, et al. Litigation release
SEC · Sep 9, 2008 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Sep 9, 2008 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Aug 12, 2008 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · Jul 31, 2008 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Jun 19, 2008 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-11 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts a/k/a Avalon Resorts, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phatasy Tours a/ka/ Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Michael E. Kelly, et al. Litigation release
SEC · May 15, 2008 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly, et al. Litigation release
SEC · May 15, 2008 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Michael E. Kelly Litigation release
SEC · May 14, 2008 · Parties as named in the release: Michael E. Kelly Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Mar 20, 2008 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-16 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts a/k/a Avalon Resorts, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phatasy Tours a/ka/ Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Feb 29, 2008 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-17 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts a/k/a Avalon Resorts, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phatasy Tours a/ka/ Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Jan 24, 2008 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts a/k/a Avalon Resorts, Yucatan Resorts, S.A. Resort Holdings International, Inc., Resort Holdings International, S.A., World Phantasy Tours a/k/a Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Oct 31, 2007 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · S-07-0043-12 · Parties (regulator's caption): Michael Kelly, Yucatan Resorts, S.A., Resort Holdings International, Inc., Resort Holdings International, S.A., World Phantasy Tours a/k/a Majesty Travel a/k/a Viajes Majesty, Galaxy Properties Management, S.A., Gabriel Escalante, Ruttenberg and Associates Financial Marketing, Inc., Mark Ruttenberg, Rick Greene, Roger Stewart, Douglas Laird, Stephen Monroe, Lawrence Beard, Kenneth Christensen, Royal Edwards, Joel Whaley, and Dale Lauder
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in OR (not a filing state)
Michael E. Kelly, et al. Litigation release
SEC · Sep 5, 2007 · Parties as named in the release: Michael E. Kelly, et al. Read the release ↗
same full name in the release title; 22 people with this name in Form D filings; the person's filing state is not named
Order to Cease and Desist and to Show Cause why Civil Penalties and Costs Should not be Imposed MO · Missouri Secretary of State, Securities Division
Order date Mar 14, 2007 · Regulator: Missouri Secretary of State, Securities Division · AP-07-09 · Parties (regulator's caption): Yucatan Resorts, S.A. Resort Holdings International, Inc.; Resort Holdings International, S.A.; World Phantasy Tours, Inc. d/b/a Majesty Travel; Rustyn L. Plunkett; Jayaprakash N. Ghanti; Kirankumar N. Ghanti; Michael E. Kelly; and Carl R. Todd,
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in MO (not a filing state)
Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Feb 21, 2007 · Regulator: Illinois Secretary of State, Securities Department · File No. 0300052 · Parties (regulator's caption): Ruttenberg & Associates, Camelot Group Inc., Yucatan Resorts Inc., Yucatan Resorts S.A., Resort Holding International Inc., Resort Holdings International S.A., World Phantasy Tours Inc., A/K/A Majesty Travel And Viajes Majesty, Galaxy Properties Management S.A., Avalon Resorts, Michael E. Kelly
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in IL (not a filing state)
Temporary Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Jan 16, 2007 · Regulator: Illinois Secretary of State, Securities Department · File No. 0300052 · Parties (regulator's caption): Richard H. Greene, Ruttenberg & Associates, Camelot Group Inc., Yucatan Resorts Inc., Yucatan Resorts S.A., Resort Holding International Inc., Resort Holdings International S.A., World Phantasy Tours Inc., A/K/A Majesty Travel And Viajes Majesty, Galaxy Properties Management S.A., Avalon Resorts, Michael K. Kelly
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in IL (not a filing state)
Consent Order WI · Wisconsin Department of Financial Institutions, Division of Securities
Order date Apr 4, 2003 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-00031 (EX) · Parties (regulator's caption): Yucatan Resorts, S.A. de C.V.; Michael E. Kelly
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in WI (not a filing state)
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge Administrative proceeding
SEC · Apr 1, 2003 · Parties as named in the release: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge Read the release ↗
person name; common name
J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge Administrative proceeding
SEC · Mar 20, 2003 · Parties as named in the release: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge Read the release ↗
person name; common name
Findings of Fact, Conclusions of Law and Order AK · Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development)
Order date Dec 6, 1984 · Regulator: Alaska Division of Banking and Securities (Department of Commerce, Community, and Economic Development) · 85-8-S · Parties (regulator's caption): Timber Crest Limited Offering 1984-1; Michael K. Kelly; Mark Webb
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 22 people with this name in Form D filings; regulator in AK (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Kelly..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 1 open, 20 closed (disposition not in docket feed)

Michael T. Kelly and Debra C. Kelly open
United States Bankruptcy Court, S.D. California · No. 26-00575 · Filed Feb 18, 2026
Role of Michael T. Kelly and Debra C. Kelly: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael Kelly and Debra Kelly closed
United States Bankruptcy Court, S.D. California · No. 15-07590 · Filed Nov 27, 2015 · Closed Oct 12, 2021
Role of Michael Kelly and Debra Kelly: Debtor · Outcome: Case closed 2021-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
MIchael S. Kelly and Cindy R. Kelly closed
United States Bankruptcy Court, C.D. California · No. 6:15-bk-19182 · Filed Sep 16, 2015 · Closed Jan 22, 2016
Role of MIchael S. Kelly and Cindy R. Kelly: Debtor · Outcome: Case closed 2016-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael Kelly and Debra Kelly closed
United States Bankruptcy Court, S.D. California · No. 15-02408 · Filed Apr 14, 2015 · Closed Feb 5, 2016
Role of Michael Kelly and Debra Kelly: Debtor · Outcome: Case closed 2016-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael E. Kelly closed
United States Bankruptcy Court, N.D. California · No. 14-51772 · Filed Apr 24, 2014 · Closed Aug 6, 2014
Role of Michael E. Kelly: Debtor · Outcome: Case closed 2014-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael J. Kelly closed
United States Bankruptcy Court, C.D. California · No. 9:14-bk-10644 · Filed Apr 2, 2014 · Closed Aug 5, 2014
Role of Michael J. Kelly: Debtor · Outcome: Case closed 2014-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael Kelly closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-21581 · Filed May 1, 2013 · Closed Jun 5, 2013
Role of Michael Kelly: Debtor · Outcome: Case closed 2013-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael T Kelly and Darlene M Alvarez closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-18099 · Filed Mar 28, 2013 · Closed Jul 8, 2013
Role of Michael T Kelly and Darlene M Alvarez: Debtor · Outcome: Case closed 2013-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael J Kelly closed
United States Bankruptcy Court, C.D. California · No. 6:12-bk-37162 · Filed Dec 10, 2012 · Closed Mar 25, 2013
Role of Michael J Kelly: Debtor · Outcome: Case closed 2013-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael Kelly closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-47459 · Filed Nov 8, 2012 · Closed Feb 15, 2013
Role of Michael Kelly: Debtor · Outcome: Case closed 2013-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael Kelly closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-57143 · Filed Nov 15, 2011 · Closed Mar 12, 2012
Role of Michael Kelly: Debtor · Outcome: Case closed 2012-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael F Kelly and Phoebe H Kelly closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-42394 · Filed Jul 29, 2011 · Closed Dec 7, 2011
Role of Michael F Kelly and Phoebe H Kelly: Debtor · Outcome: Case closed 2011-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael L. Kelly and Bernadette C. Kelly closed
United States Bankruptcy Court, N.D. California · No. 10-30112 · Filed Jan 15, 2010 · Closed May 13, 2015
Role of Michael L. Kelly and Bernadette C. Kelly: Debtor · Outcome: Case closed 2015-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael Kelly and Christina Kelly closed
United States Bankruptcy Court, S.D. California · No. 09-06751 · Filed May 17, 2009 · Closed Aug 21, 2009
Role of Michael Kelly and Christina Kelly: Debtor · Outcome: Case closed 2009-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael D. Kelly and Linda J. Kelly closed
United States Bankruptcy Court, E.D. California · No. 09-25064 · Filed Mar 23, 2009 · Closed Jul 10, 2009
Role of Michael D. Kelly and Linda J. Kelly: Debtor · Outcome: Case closed 2009-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael T. Kelly and Debra C. Kelly closed
United States Bankruptcy Court, S.D. California · No. 08-01141 · Filed Feb 15, 2008 · Closed Jul 2, 2008
Role of Michael T. Kelly and Debra C. Kelly: Debtor · Outcome: Case closed 2008-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael T. Kelly and Debra C. Kelly closed
United States Bankruptcy Court, S.D. California · No. 08-00253 · Filed Jan 15, 2008 · Closed Apr 8, 2008
Role of Michael T. Kelly and Debra C. Kelly: Debtor · Outcome: Case closed 2008-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael D. Kelly closed
United States Bankruptcy Court, E.D. California · No. 07-90498 · Filed May 15, 2007 · Closed Mar 28, 2008
Role of Michael D. Kelly: Debtor · Outcome: Case closed 2008-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael Kelly and Claudette Kelly closed
United States Bankruptcy Court, E.D. California · No. 07-21661 · Filed Mar 12, 2007 · Closed Oct 25, 2007
Role of Michael Kelly and Claudette Kelly: Debtor · Outcome: Case closed 2007-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael F Kelly closed
United States Bankruptcy Court, C.D. California · No. 2:06-bk-14081 · Filed Aug 26, 2006 · Closed Mar 16, 2007
Role of Michael F Kelly: Debtor · Outcome: Case closed 2007-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
Michael P. Kelly closed
United States Bankruptcy Court, N.D. California · No. 05-13845 · Filed Oct 13, 2005 · Closed Feb 13, 2006
Role of Michael P. Kelly: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1086 federal dockets); 22 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Michael Kelly — 4 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Apr 1, 2003

Regulator action: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge (Apr 1, 2003)

A ap release dated Apr 1, 2003 names Michael Kelly. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge ↗
Sources
Worth asking · Mar 20, 2003

Regulator action: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge (Mar 20, 2003)

A ap release dated Mar 20, 2003 names Michael Kelly. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott James T. Kelly, Administrative Law Judge ↗
Sources
Note · Jan 23, 2015

Michael Kelly appears on 1 deal that stopped filing before reaching its target

AMGEN INC (last filing Jan 23, 2015; $0 sold of $2,500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

AMGEN INC — PartnerFacts page ↗
Sources
Worth asking · Jan 11, 2019 – Mar 13, 2019

Form D filed 61 days after the first sale — Think Surgical, Inc.

The filing says the first sale was Jan 11, 2019. The Form D was filed Mar 13, 2019 — 61 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 46 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 13, 2019 ↗Think Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Aug 18, 2022 – Sep 23, 2022

Form D filed 36 days after the first sale — Think Surgical, Inc.

The filing says the first sale was Aug 18, 2022. The Form D was filed Sep 23, 2022 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 23, 2022 ↗Think Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Aug 18, 2022 – Sep 23, 2022

No amendment in the last 12 months on an offering that may still be open — Think Surgical, Inc. (latest filing Sep 23, 2022)

The latest filing for this offering is dated Sep 23, 2022 (first sale Aug 18, 2022). It reports $5,405,000 sold of $10,405,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 23, 2022 ↗Think Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Jan 11, 2019 – Mar 13, 2019

No amendment in the last 12 months on an offering that may still be open — Think Surgical, Inc. (latest filing Mar 13, 2019)

The latest filing for this offering is dated Mar 13, 2019 (first sale Jan 11, 2019). It reports $134,207,685 sold of $140,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 13, 2019 ↗Think Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Jun 24, 2015 – Jul 8, 2015

No amendment in the last 12 months on an offering that may still be open — MYOTHERIX, INC. (latest filing Jul 8, 2015)

The latest filing for this offering is dated Jul 8, 2015 (first sale Jun 24, 2015). It reports $1,000,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 8, 2015 ↗MYOTHERIX, INC. — PartnerFacts page ↗
Sources
Worth asking · Jan 29, 2014 – Jan 23, 2015

Michael Kelly is no longer listed on the Jan 23, 2015 amendment — AMGEN INC

Michael Kelly appears on the Jan 29, 2014 Form D/A (executive officer) but not on the Jan 23, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 29, 2014 ↗Form D/A · Jan 23, 2015 ↗Michael Kelly — PartnerFacts page ↗AMGEN INC — PartnerFacts page ↗
Sources
Note · Jan 29, 2014 – Jul 8, 2015

Michael Kelly is written 2 different ways on the filings

listed as "Michael A. Kelly" on 2 filings (from Jan 29, 2014), and "Michael Kelly" on 4 filings (from Jul 8, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jan 29, 2014 ↗Form D · Jul 8, 2015 ↗Michael Kelly — PartnerFacts page ↗
Sources
Note · Mar 13, 2019 – Sep 23, 2022

Industry group changed between filings — Think Surgical, Inc.

"Other Technology" (Mar 13, 2019); then "Other Health Care" (Sep 23, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 13, 2019 ↗Form D · Sep 23, 2022 ↗Think Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Jun 27, 2017 – Oct 2, 2026

Same name, different state: "Michael Gerard Kelly" (Y9) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Gerard Kelly" with address state Y9, is listed on 36 filings — most recently by NC Creed Co-Invest Alpha, L.P. (Oct 2, 2026). Both records have filings in the same period (Jun 27, 2017 to Sep 23, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Gerard Kelly (Y9) — PartnerFacts page ↗Form D · Oct 2, 2026 ↗NC Creed Co-Invest Alpha, L.P. — PartnerFacts page ↗Michael Kelly (CA) — this page ↗
Sources
Note · Aug 3, 2012 – Feb 9, 2017

Same name, different state: "Michael Kelly" (OR) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Kelly" with address state OR, is listed on 2 filings — most recently by ONE08 Inc. (Feb 9, 2017). Both records have filings in the same period (Jul 8, 2015 to Feb 9, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Kelly (OR) — PartnerFacts page ↗Form D · Feb 9, 2017 ↗ONE08 Inc. — PartnerFacts page ↗Michael Kelly (CA) — this page ↗
Sources
Note · Aug 6, 2012 – Nov 27, 2015

Same name, different state: "Michael J. Kelly" (NE) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael J. Kelly" with address state NE, is listed on 3 filings — most recently by WESTERN BANCSHARES, INC. (Aug 13, 2019). Both records have filings in the same period (Jul 8, 2015 to Nov 27, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Kelly (NE) — PartnerFacts page ↗Form D · Aug 13, 2019 ↗WESTERN BANCSHARES, INC. — PartnerFacts page ↗Michael Kelly (CA) — this page ↗
Sources
Note · Oct 7, 2011

Same name, different state: "MICHAEL KELLY" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "MICHAEL KELLY" with address state WA, is listed on 2 filings — most recently by BANYAN BRANCH, INC. (Oct 7, 2011). The two records do not overlap in time: this page runs Jul 8, 2015 to Sep 23, 2022; the other has one filing dated Oct 7, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

MICHAEL KELLY (WA) — PartnerFacts page ↗Form D · Oct 7, 2011 ↗BANYAN BRANCH, INC. — PartnerFacts page ↗Michael Kelly (CA) — this page ↗
Sources
Note · May 10, 2011

Same name, different state: "Michael J. Kelly" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael J. Kelly" with address state FL, is listed on 1 filing — most recently by PSCU Financial Services, Inc. (May 10, 2011). The two records do not overlap in time: this page runs Jul 8, 2015 to Sep 23, 2022; the other has one filing dated May 10, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Kelly (FL) — PartnerFacts page ↗Form D · May 10, 2011 ↗PSCU Financial Services, Inc. — PartnerFacts page ↗Michael Kelly (CA) — this page ↗
Sources
Note · Sep 26, 2016 – Mar 1, 2017

Address moved from Union City, CA to Emeryville, CA — MYOTHERIX, INC.

The people listed on the Sep 26, 2016 filing give Union City, CA; on the Mar 1, 2017 filing they give Emeryville, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 26, 2016 ↗Form D · Mar 1, 2017 ↗MYOTHERIX, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 6 offerings reports sales commissions totalling $750,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $600,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 23, 2022 D
Think Surgical, Inc.
File 021-459790
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2019 D
Think Surgical, Inc.
File 021-334695
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2017 D
MYOTHERIX, INC.
File 021-281503
$0$0$600,000 (est.)None listed on this filingEDGAR ↗
Sep 26, 2016 D
MYOTHERIX, INC.
File 021-271287
$0$0$0None listed on this filingEDGAR ↗
Jul 8, 2015 D
MYOTHERIX, INC.
File 021-243228
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2014 D/A
AMGEN INC
File 021-156628
$750,000 (est.)$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
via N/A

Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
via N/A

Banc of America Securities LLC BrokerCheck CRD 26091 ↗
Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Michael Kelly on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TS
Other Health Care

Think Surgical, Inc.

Fremont, CA · Mar 13, 2019 → Sep 23, 2022 · 2 filings
  • Sep 23, 2022 · D · $5,405,000 sold of $10,405,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 13, 2019 · D · $134,207,685 sold of $140,000,000 · 6 investors · min. $100,000 · role: Director EDGAR ↗

Raised $134.2M from 6 investors (100% of the $10.4M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Biotechnology

MYOTHERIX, INC.

Emeryville, CA · Jul 8, 2015 → Mar 1, 2017 · 3 filings
  • Mar 1, 2017 · D · $7,930,719 sold of $7,930,719 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 26, 2016 · D · $500,000 sold of $500,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 8, 2015 · D · $1,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $7.93M from 15 investors (100% of the $7.93M target) as of the latest filing. Michael is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Biotechnology

AMGEN INC

Thousand Oaks, CA · Jan 29, 2014
  • Jan 29, 2014 · D/A · $0 sold of $2,500,000,000 · 34 investors · min. $250,000 · role: Executive Officer EDGAR ↗

34 investors reported; no amount sold yet as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Gerard Kelly — Jersey (as filed: Y9), 35 issuers, Jun 27, 2017 → Oct 2, 2026 · no shared issuer
  • Michael Kelly — NY, 8 issuers, Jan 28, 2019 → Jul 14, 2026 · no shared issuer
  • Michael Kelly — IN, 3 issuers, Jan 19, 2016 → Jun 3, 2022 · no shared issuer
  • MICHAEL KELLY — WA, 2 issuers, Oct 7, 2011 → Oct 7, 2011 · no shared issuer
  • Michael J. Kelly — NE, 2 issuers, Aug 6, 2012 → Nov 27, 2015 · no shared issuer
  • Michael Kelly — OR, 2 issuers, Aug 3, 2012 → Feb 9, 2017 · no shared issuer
  • Michael Kelly — Alberta, Canada (as filed: A0), 2 issuers, Oct 14, 2016 → Aug 19, 2025 · no shared issuer
  • Michael J. Kelly — NY, 2 issuers, Dec 15, 2014 → Nov 1, 2024 · no shared issuer
  • Michael P Kelly — CA, 1 issuer, Apr 15, 2010 → Sep 21, 2012 · no shared issuer
  • Michael J. Kelly — FL, 1 issuer, May 10, 2011 → May 10, 2011 · no shared issuer
  • Michael Kelly — VA, 1 issuer, Apr 18, 2014 → Apr 18, 2014 · no shared issuer
  • Michael Kelly — PA, 1 issuer, Feb 22, 2016 → Oct 18, 2016 · no shared issuer
  • Michael Craig Kelly — TX, 1 issuer, Apr 25, 2018 → Apr 25, 2018 · no shared issuer
  • MICHAEL CHARLES KELLY — British Columbia, Canada (as filed: A1), 1 issuer, Mar 5, 2020 → Apr 14, 2026 · no shared issuer
  • Michael P Kelly — NC, 1 issuer, Jun 30, 2020 → Jun 30, 2020 · no shared issuer
  • Michael Kelly — Ireland (as filed: L2), 1 issuer, Aug 25, 2020 → Aug 25, 2020 · no shared issuer
  • MICHAEL KELLY — MA, 1 issuer, Mar 1, 2023 → Sep 1, 2023 · no shared issuer
  • Michael Kelly, MD — NJ, 1 issuer, Jun 5, 2009 → Jun 5, 2009 · no shared issuer
  • Michael A Kelly — PA, NJ, 1 issuer, Oct 16, 2023 → Oct 16, 2023 · no shared issuer
  • Michael David Kelly — NE, 1 issuer, Jun 10, 2022 → Feb 23, 2023 · no shared issuer

People around Michael 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kincaid

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Kelly. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jak Knowles

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kelly. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark de Souza

Executive Officer · 2 shared filings (1 issuer) · also on 6 other issuers

Mark de Souza is on 7 issuers in total — a repeat sponsor. Their page lists every one.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Frank J. Biondi, Jr.

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kelly. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Baltimore

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Kelly. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald D. Sugar

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Kelly. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Francois de Carbonnel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian M. McNamee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Frank C. Herringer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Bradway

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Judith C. Pelham

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

VC
No photo found yet (own website and image search run after this page is viewed)
Person

Vance D. Coffman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Dittrich

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

GO
No photo found yet (own website and image search run after this page is viewed)
Person

Gilbert S. Omenn

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Hayes

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kelly. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sean E. Harper

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kelly. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony C. Hooper

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Jacks

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Madhavan Balachandran

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Kelly. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Eckert

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kelly. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Patton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hahn

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

John Hahn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Scott A. Tross

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Greg C. Garland

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark P. de Souza

Executive Officer, Director · 1 shared filing (1 issuer) · also on 6 other issuers

Mark P. de Souza is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Babar Ghias

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jinwon Lee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mannami Shuzo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kyung-Taek Han

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Simpson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dvorak

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Weiner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Davis

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

JY
No photo found yet (own website and image search run after this page is viewed)
Person

Jaehoon Yang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kwangjae Lee

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Rebecca Henderson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Scott

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Kelly. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jae-Jun Lee

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Kelly. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Kelly by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Kelly is listed on: none on file. No website or social profile named in Think Surgical, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #144,269 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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