Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, NY · listed Aug 11, 2011 → Apr 10, 2015
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
9 of 38 offerings report sales commissions totalling $250,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 2, 2020 D File 021-381955 | $0 (est.) | $0 (est.) | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ |
| EDGAR ↗ | Aug 15, 2017 D File 021-292822 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Apr 10, 2015 D File 021-237687 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 29, 2015 D File 021-233125 | $0 | $0 | $0 The issuer charges a management fee that is described in the issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 29, 2015 D File 021-233128 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 28, 2015 D File 021-233029 | $6,250 (est.) | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 16, 2014 D File 021-230203 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2014 D File 021-230204 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2014 D File 021-230205 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2014 D File 021-230207 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2014 D File 021-230208 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2014 D File 021-230211 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 27, 2014 D File 021-220010 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 27, 2014 D File 021-220011 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 27, 2014 D File 021-220012 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 27, 2014 D File 021-219907 | $200,000 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ |
| EDGAR ↗ | Jun 26, 2014 D File 021-219906 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2014 D File 021-219905 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2014 D/A File 021-164287 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 11, 2014 D/A File 021-164288 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2014 D/A File 021-192278 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Mar 4, 2014 D/A File 021-192279 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing |
| EDGAR ↗ | Jan 29, 2014 D File 021-210880 | $6,250 (est.) | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 28, 2014 D File 021-210856 | $6,250 (est.) | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 28, 2014 D File 021-210858 | $6,250 (est.) | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 28, 2014 D File 021-210850 | $6,250 (est.) | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis J. Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 28, 2014 D File 021-210852 | $6,250 (est.) | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H L Equities LLC (CRD 11379 ↗) Phyllis J. Beck BrokerCheck CRD 1030488 ↗ via H & L Equities LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 15, 2014 D/A File 021-189282 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 2, 2013 D File 021-203910 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2013 D File 021-190607 | $6,250 (est.) | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Charles B. Harrison (CRD 3071551 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Phyllis J. Beck (CRD 1020488 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Patrick J. Whelchel (CRD 5389090 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Scott Harrison (CRD 4981070 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Lori Mayfield (CRD 4899271 ↗) |
| EDGAR ↗ | Jan 3, 2013 D File 021-189343 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2013 D File 021-189249 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2013 D File 021-189270 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2013 D File 021-189280 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2013 D File 021-189269 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 13, 2012 D File 021-171765 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 13, 2012 D File 021-171777 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 6, 2010 D File 021-148605 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Ares CLO Funding III LP group: Ares | Executive Officer | Dec 2, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $60,000,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACRC 2017-FL3 Holder REIT LLC group: Ares | Executive Officer Vice President | Aug 15, 2017 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KKR Special Situations (Offshore) Fund Private Investors II L.P. group: Kkr | Director Director of the General Partner of the Issuer | Apr 10, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Credit Alpha Private Investors L.P. group: Kkr | Director Director of the General Partner of the Issuer | Jan 29, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Credit Alpha Fund (US) L.P. group: Kkr | Director Director of the General Partner of the Issuer | Jan 29, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | KRE Broadway Manager LLC group: Kkr | Executive Officer, Director Director and Vice President | Jan 28, 2015 | D | $125,000 similar: $2,500,000–$75,000,000 | $125,000 | 125 similar: 4–63 | $1,000 similar: $15,000–$100,000 |
| EDGAR ↗ | KKR Special Situations (Domestic) Feeder II L.P. group: Kkr | Director Director of the General Partner of the Issuer | Dec 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Special Situations (Domestic) Fund II L.P. group: Kkr | Director Director of the GP of the GP of the Issuer | Dec 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Special Situations (Domestic) Fund Private Investors II L.P. group: Kkr | Director Director of the General Partner of the Issuer | Dec 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Special Situations (EEA) Fund II L.P. group: Kkr | Director Director of the General Partner of the Issuer | Dec 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Special Situations (Offshore) Feeder II L.P. group: Kkr | Director Director of the General Partner of the Issuer | Dec 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Special Situations (TE) Feeder II L.P. group: Kkr | Director Director of the General Partner of the Issuer | Dec 16, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Global Credit Opportunities Fund (Overseas) L.P. group: Kkr | Director Manager of the General Partner of the General Partner of the Issuer | Jun 27, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Global Credit Opportunities Fund L.P. group: Kkr | Director Manager of the General Partner of the General Partner of the Issuer | Jun 27, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Global Credit Opportunities Feeder II L.P. group: Kkr | Director Manager of the General Partner of the General Partner of the Issuer | Jun 27, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Lending Partners II L.P. group: Kkr | Executive Officer CFO, Vice President of the General Partner of the General Partner of the Issuer | Jun 27, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $255,550,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Lending Partners II Feeder L.P. group: Kkr | Executive Officer CFO, Vice President of the General Partner of the Issuer | Jun 26, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $27,950,000 | 86 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Lending Partners II Private Investors L.P. group: Kkr | Executive Officer CFO, Vice President of the General Partner of the Issuer | Jun 26, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $27,500,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Equity Strategies Ltd group: Kkr | Director | Mar 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $199,935,000 | 34 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Equity Strategies L.P. group: Kkr | Director | Mar 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $164,910,000 | 116 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Credit Relative Value Private Investors L.P. group: Kkr | Director Director of the General Partner of the General Partner of the Issuer | Mar 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,500,000 | 46 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Credit Relative Value L.P. group: Kkr | Director Director of the General Partner of the General Partner of the Issuer | Mar 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,500,000 | 2 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | KRE Legends Manager LLC group: Kkr | Executive Officer, Director Director, Vice President and Secretary | Jan 29, 2014 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KKR Sentinel Co-Invest REIT LLC group: Kkr | Executive Officer, Director Director and Vice President | Jan 28, 2014 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KRE Timberwolf Manager LLC group: Kkr | Executive Officer, Director Director, Vice President and Secretary | Jan 28, 2014 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KFN Sentinel REIT LLC group: Kkr | Executive Officer, Director Director and Chief Financial Officer | Jan 28, 2014 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KRE Colonie Manager LLC group: Kkr | Executive Officer, Director Director, Vice President and Secretary | Jan 28, 2014 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | KKR Special Situations (Domestic) Fund Private Investors L.P. group: Kkr | Director Director of the General Partner of the Issuer | Jan 15, 2014 | D/A | Indefinite | $31,250,000 | 20 | No minimum reported |
| EDGAR ↗ | KKR Special Situations (TE) Feeder L.P. group: Kkr | Director Director of the General Partner of the Issuer | Oct 2, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $36,102,564 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | KKR Credit Relative Value Private Investors L.P. group: Kkr | Director Director of the General Partner of the General Partner of the Issuer | Feb 22, 2013 | D | Indefinite | $0 | 0 | $1 |
| EDGAR ↗ | KKR Credit Relative Value L.P. group: Kkr | Director Director of the General Partner of the General Partner of the Issuer | Feb 22, 2013 | D | Indefinite | $0 | 0 | $1 |
| EDGAR ↗ | KRE YTC Manager LLC group: Kkr | Director | Jan 22, 2013 | D | $125,000 | $125,000 | 125 | $1,000 |
| EDGAR ↗ | KKR Special Situations (Domestic) Feeder L.P. group: Kkr | Director Director of the General Partner of the Issuer | Jan 3, 2013 | D | Indefinite | $28,100,000 | 75 | No minimum reported |
| EDGAR ↗ | KKR Special Situations (Domestic) Fund Private Investors L.P. group: Kkr | Director Director of the General Partner of the Issuer | Jan 2, 2013 | D | Indefinite | $3,000,000 | 2 | No minimum reported |
| EDGAR ↗ | KKR Special Situations (Offshore) Feeder L.P. group: Kkr | Director Director of the General Partner of the Issuer | Jan 2, 2013 | D | Indefinite | $7,100,000 | 22 | No minimum reported |
| EDGAR ↗ | KKR Special Situations (Domestic) Fund L.P. group: Kkr | Director Director of the General Partner of the General Partner of the Issuer | Jan 2, 2013 | D | Indefinite | $293,100,000 | 5 | No minimum reported |
| EDGAR ↗ | KKR Special Situations (Offshore) Fund Private Investors L.P. group: Kkr | Director Director of the General Partner of the Issuer | Jan 2, 2013 | D | Indefinite | $2,500,000 | 2 | No minimum reported |
| EDGAR ↗ | KKR Special Situations (Offshore) Fund L.P. group: Kkr | Director Director of the General Partner of the General Partner of the Issuer | Jan 2, 2013 | D | Indefinite | $44,600,000 | 5 | No minimum reported |
| EDGAR ↗ | KKR Lending Partners Private Investors L.P. group: Kkr | Executive Officer CFO, Vice President of the General Partner of the Issuer | Jan 13, 2012 | D | Indefinite | $2,000,000 | 1 | No minimum reported |
| EDGAR ↗ | KKR Lending Partners L.P. group: Kkr | Executive Officer CFO, Vice President of the General Partner of the General Partner of the Issuer | Jan 13, 2012 | D | Indefinite | $102,000,000 | 2 | No minimum reported |
| EDGAR ↗ | KKR Equity Strategies L.P. group: Kkr | Director | Aug 11, 2011 | D | Indefinite | $61,785,000 | 100 | No minimum reported |
| EDGAR ↗ | KKR Mezzanine Partners Offshore Feeder I L.P. group: Kkr | Director Director of the GP of the Issuer. | Oct 6, 2010 | D | Indefinite | $100,000,000 | 1 | $10,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); REITS and Finance / 506(b) (3,490 filings); REITS and Finance / 506(c) (253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Michael R. McFerran. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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