Michael J. Hess is listed as a director on 2 SEC Form D filings by 1 issuer between Jun 2011 and Aug 2011: Bothell Medical/Dental Associates, LLC (Edmonds, WA — commercial — 2011; $5.75M reported sold to 9 investors).
What this means One deal on file with the SEC, filed Aug 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 SEC releases, 1 bankruptcy case matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Michael J. Hess and found 8 differences: Form D filed 23 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.