Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:07 AM ET

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Michael J Dugan

Named as an officer, director or promoter on SEC Form D filings · NJ · Feb 22, 2013 → Feb 2, 2022

1deal (issuers)

$735.3Mreported sold

33investors

16Form D filings

2013–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael J Dugan is listed as an executive officer and director on 16 SEC Form D filings by 1 issuer between Feb 2013 and Feb 2022: DriveWealth Holdings, Inc. (Jersey City, NJ — investing — 2013–2022; $735.3M reported sold to 33 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Robert S Cortright (16 shared filings), Aric Rosenbaum (8 shared filings), Kevin Cortright (8 shared filings), Stephen Cortright (8 shared filings), Richard Shriner III (3 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

The issuer belongs to the sponsor group Tab (2 issuers, $19.5M reported sold, 2010–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Tab has 2 companies on file and $19.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 60 bankruptcy cases matching the name listed in Key records below.

What this means 61 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Michael J Dugan and found 14 differences, 1 worth asking the sponsor about: 11 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael J Dugan has not run yet — it is joining a line of 47,284 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

KIMBERLIN, BRETT C. v. DUGAN, MICHAEL closed

District Court, S.D. Indiana · No. 1:84-cv-00640 · Filed Apr 4, 1984 · Closed Mar 5, 1986

Role of DUGAN, MICHAEL: Defendant · Outcome: Terminated 1986-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in IN (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael J Dugan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

60 cases: 2 open, 58 closed (disposition not in docket feed)

Michael N. Dugan and Dolores J. Dugan open

United States Bankruptcy Court, W.D. Pennsylvania · No. 18-70835 · Filed Nov 30, 2018

Role of Michael N. Dugan and Dolores J. Dugan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael J. Dugan, Sr. and CoryAnn Dugan open

United States Bankruptcy Court, W.D. Pennsylvania · No. 18-24285 · Filed Nov 1, 2018

Role of Michael J. Dugan, Sr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state)

Michael T Dugan closed

United States Bankruptcy Court, S.D. Georgia · No. 17-11454 · Filed Sep 28, 2017 · Closed Jan 3, 2022

Role of Michael T Dugan: Debtor · Outcome: Case closed 2022-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in GA (not a filing state); middle initial differs

Michael J Dugan closed

United States Bankruptcy Court, N.D. Illinois · No. 16-22095 · Filed Jul 8, 2016 · Closed Oct 6, 2016

Role of Michael J Dugan: Debtor · Outcome: Case closed 2016-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in IL (not a filing state)

Michael J. Dugan and Mandi D Dugan closed

United States Bankruptcy Court, M.D. Florida · No. 3:16-bk-00055 · Filed Jan 8, 2016 · Closed Dec 29, 2017

Role of Michael J. Dugan and Mandi D Dugan: Debtor · Outcome: Case closed 2017-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in FL (not a filing state)

Michael C Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 2:14-bk-54940 · Filed Jul 10, 2014 · Closed Dec 4, 2014

Role of Michael C Dugan: Debtor · Outcome: Case closed 2014-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

MICHAEL DUGAN and CRYSTAL LEE DUGAN closed

United States Bankruptcy Court, D. Arizona · No. 2:13-bk-01656 · Filed Feb 6, 2013 · Closed Apr 17, 2015

Role of MICHAEL DUGAN and CRYSTAL LEE DUGAN: Debtor · Outcome: Case closed 2015-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in AR (not a filing state); middle initial differs

Michael W. Dugan closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 12-22093 · Filed Apr 20, 2012 · Closed Sep 6, 2012

Role of Michael W. Dugan: Debtor · Outcome: Case closed 2012-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael C Dugan closed

United States Bankruptcy Court, N.D. Ohio · No. 11-53804 · Filed Oct 8, 2011 · Closed Feb 9, 2012

Role of Michael C Dugan: Debtor · Outcome: Case closed 2012-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Wendy Ann Dugan and Michael E. Dugan closed

United States Bankruptcy Court, N.D. Ohio · No. 11-13654 · Filed Apr 29, 2011 · Closed Aug 17, 2011

Role of Michael E. Dugan: Debtor · Outcome: Case closed 2011-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael S Dugan, Jr and Anne H Dugan closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 10-16727 · Filed Aug 11, 2010 · Closed Mar 29, 2011

Role of Michael S Dugan, Jr: Debtor · Outcome: Case closed 2011-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael Dugan closed

United States Bankruptcy Court, S.D. Florida. · No. 09-30846 · Filed Sep 29, 2009 · Closed Mar 31, 2011

Role of Michael Dugan: Debtor · Outcome: Case closed 2011-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in FL (not a filing state)

Michael S. Dugan and Whitney M. Spigener closed

United States Bankruptcy Court, D. Connecticut · No. 09-22239 · Filed Aug 6, 2009 · Closed Nov 17, 2009

Role of Michael S. Dugan and Whitney M. Spigener: Debtor · Outcome: Case closed 2009-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CT (not a filing state); middle initial differs

Michael E. Dugan closed

United States Bankruptcy Court, M.D. Louisiana · No. 08-11541 · Filed Nov 6, 2008 · Closed Jan 6, 2010

Role of Michael E. Dugan: Debtor · Outcome: Case closed 2010-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in LA (not a filing state); middle initial differs

Michael Dugan and Beverly Dugan closed

United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-16421 · Filed Oct 21, 2008 · Closed Feb 6, 2009

Role of Michael Dugan and Beverly Dugan: Debtor · Outcome: Case closed 2009-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in FL (not a filing state); middle initial differs

MICHAEL F. DUGAN and LYNN A. PARISE closed

United States Bankruptcy Court, D. Montana · No. 08-61194 · Filed Sep 3, 2008 · Closed Sep 24, 2009

Role of MICHAEL F. DUGAN and LYNN A. PARISE: Debtor · Outcome: Case closed 2009-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in MT (not a filing state); middle initial differs

Michael S Dugan, Jr and Anne H Dugan closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 07-13240 · Filed Jun 4, 2007 · Closed Dec 30, 2009

Role of Michael S Dugan, Jr: Debtor · Outcome: Case closed 2009-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael J Dugan and Marsha M Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-76103 · Filed Oct 15, 2005 · Closed Mar 22, 2006

Role of Michael J Dugan and Marsha M Dugan: Debtor · Outcome: Case closed 2006-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state)

Anna L. Dugan and Michael R. Dugan closed

United States Bankruptcy Court, D. Massachusetts · No. 05-50057 · Filed Oct 14, 2005 · Closed Feb 23, 2006

Role of Michael R. Dugan: Debtor · Outcome: Case closed 2006-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in MA (not a filing state); middle initial differs

Michael T. Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-39506 · Filed Sep 12, 2005 · Closed Oct 13, 2006

Role of Michael T. Dugan: Debtor · Outcome: Case closed 2006-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael R. Dugan and Sandra A. Dugan closed

United States Bankruptcy Court, N.D. Oklahoma · No. 05-14760 · Filed Jul 28, 2005 · Closed Nov 24, 2005

Role of Michael R. Dugan and Sandra A. Dugan: Debtor · Outcome: Case closed 2005-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OK (not a filing state); middle initial differs

Michael M. Dugan closed

United States Bankruptcy Court, N.D. California · No. 05-53850 · Filed Jun 23, 2005 · Closed Jan 11, 2006

Role of Michael M. Dugan: Debtor · Outcome: Case closed 2006-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CA (not a filing state); middle initial differs

Michael W. Dugan and Denise A. Dugan closed

United States Bankruptcy Court, D. Connecticut · No. 05-31896 · Filed Apr 15, 2005 · Closed Aug 16, 2005

Role of Michael W. Dugan and Denise A. Dugan: Debtor · Outcome: Case closed 2005-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CT (not a filing state); middle initial differs

Michael G. Dugan closed

United States Bankruptcy Court, N.D. California · No. 04-11661 · Filed Jul 10, 2004 · Closed Jul 13, 2004

Role of Michael G. Dugan: Debtor · Outcome: Case closed 2004-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CA (not a filing state); middle initial differs

Michael G. Dugan closed

United States Bankruptcy Court, N.D. California · No. 04-11660 · Filed Jul 10, 2004 · Closed Oct 18, 2004

Role of Michael G. Dugan: Debtor · Outcome: Case closed 2004-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CA (not a filing state); middle initial differs

Michael Dugan closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 04-25287 · Filed Apr 21, 2004 · Closed Aug 20, 2004

Role of Michael Dugan: Debtor · Outcome: Case closed 2004-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state)

Michael D. Dugan closed

United States Bankruptcy Court, N.D. Ohio · No. 04-50398 · Filed Jan 29, 2004 · Closed Jun 30, 2004

Role of Michael D. Dugan: Debtor · Outcome: Case closed 2004-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael T Dugan and Cathy A Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 3:03-bk-40260 · Filed Nov 21, 2003 · Closed Apr 8, 2005

Role of Michael T Dugan and Cathy A Dugan: Debtor · Outcome: Case closed 2005-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael W Dugan closed

United States Bankruptcy Court, W.D. Washington · No. 03-50273 · Filed Oct 3, 2003 · Closed Jan 20, 2004

Role of Michael W Dugan: Debtor · Outcome: Case closed 2004-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in WA (not a filing state); middle initial differs

Michael J. Dugan closed

United States Bankruptcy Court, D. Connecticut · No. 03-31368 · Filed Mar 18, 2003 · Closed Jul 16, 2003

Role of Michael J. Dugan: Debtor · Outcome: Case closed 2003-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CT (not a filing state)

Michael T Dugan and Cathy A Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 3:03-bk-31106 · Filed Feb 14, 2003 · Closed Jan 20, 2004

Role of Michael T Dugan and Cathy A Dugan: Debtor · Outcome: Case closed 2004-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael J. Dugan closed

United States Bankruptcy Court, D. Massachusetts · No. 02-46410 · Filed Oct 21, 2002 · Closed Feb 14, 2003

Role of Michael J. Dugan: Debtor · Outcome: Case closed 2003-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in MA (not a filing state)

Michael L. Dugan closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 02-30786 · Filed Oct 3, 2002 · Closed Sep 16, 2003

Role of Michael L. Dugan: Debtor · Outcome: Case closed 2003-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

MICHAEL O. DUGAN closed

United States Bankruptcy Court, D. Arizona · No. 2:02-bk-02364 · Filed Feb 19, 2002 · Closed Jul 30, 2002

Role of MICHAEL O. DUGAN: Debtor · Outcome: Case closed 2002-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in AR (not a filing state); middle initial differs

Michael Dugan and Julie Dugan closed

United States Bankruptcy Court, N.D. California · No. 01-56150 · Filed Dec 19, 2001 · Closed Oct 27, 2004

Role of Michael Dugan and Julie Dugan: Debtor · Outcome: Case closed 2004-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CA (not a filing state); middle initial differs

Michael P. Dugan closed

United States Bankruptcy Court, D. New Jersey · No. 01-39677 · Filed Aug 29, 2001 · Closed Apr 28, 2003

Role of Michael P. Dugan: Debtor · Outcome: Case closed 2003-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in the person's filing state (NJ); middle initial differs

Michael T Dugan and Cathy A Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 3:01-bk-33706 · Filed May 24, 2001 · Closed Aug 4, 2003

Role of Michael T Dugan and Cathy A Dugan: Debtor · Outcome: Case closed 2003-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael E. Dugan and Serena Dugan closed

United States Bankruptcy Court, N.D. California · No. 01-30932 · Filed Apr 6, 2001 · Closed Jul 10, 2001

Role of Michael E. Dugan and Serena Dugan: Debtor · Outcome: Case closed 2001-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CA (not a filing state); middle initial differs

Michael H. Dugan and Marilyn H. Dugan closed

United States Bankruptcy Court, N.D. New York · No. 01-12193 · Filed Apr 5, 2001 · Closed Nov 5, 2001

Role of Michael H. Dugan and Marilyn H. Dugan: Debtor · Outcome: Case closed 2001-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in NY (not a filing state); middle initial differs

Michael T. Dugan closed

United States Bankruptcy Court, S.D. Florida. · No. 01-20049 · Filed Jan 4, 2001 · Closed Jul 17, 2001

Role of Michael T. Dugan: Debtor · Outcome: Case closed 2001-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in FL (not a filing state); middle initial differs

Michael T Dugan and Cathy A Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 3:00-bk-34326 · Filed Aug 24, 2000 · Closed Oct 4, 2001

Role of Michael T Dugan and Cathy A Dugan: Debtor · Outcome: Case closed 2001-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael F. Dugan closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 00-19049 · Filed Jul 19, 2000 · Closed Dec 19, 2000

Role of Michael F. Dugan: Debtor · Outcome: Case closed 2000-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael Dugan closed

United States Bankruptcy Court, N.D. Illinois · No. 00-01370 · Filed Jan 18, 2000 · Closed Jan 31, 2005

Role of Michael Dugan: Debtor · Outcome: Case closed 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in IL (not a filing state)

Michael W. Dugan and Amy L. Dugan closed

United States Bankruptcy Court, N.D. Ohio · No. 99-63950 · Filed Dec 13, 1999 · Closed May 9, 2000

Role of Michael W. Dugan and Amy L. Dugan: Debtor · Outcome: Case closed 2000-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael W. Dugan and Denise A. Dugan closed

United States Bankruptcy Court, D. Connecticut · No. 98-34780 · Filed Nov 2, 1998 · Closed Apr 14, 1999

Role of Michael W. Dugan and Denise A. Dugan: Debtor · Outcome: Case closed 1999-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in CT (not a filing state); middle initial differs

Michael S. Dugan, Jr. and Anne H. Dugan closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 98-30774 · Filed Aug 25, 1998 · Closed Mar 25, 1999

Role of Michael S. Dugan, Jr.: Debtor · Outcome: Case closed 1999-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael S Dugan and Kerrie L Dugan closed

United States Bankruptcy Court, S.D. Ohio · No. 2:98-bk-56870 · Filed Jul 16, 1998 · Closed Nov 27, 1998

Role of Michael S Dugan and Kerrie L Dugan: Debtor · Outcome: Case closed 1998-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state); middle initial differs

Michael Dugan and Theresa M. Dugan closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 97-35442 · Filed Dec 19, 1997 · Closed Apr 10, 1998

Role of Michael Dugan and Theresa M. Dugan: Debtor · Outcome: Case closed 1998-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael H. Dugan closed

United States Bankruptcy Court, N.D. Georgia · No. 97-73629 · Filed Aug 1, 1997 · Closed Nov 17, 1997

Role of Michael H. Dugan: Debtor · Outcome: Case closed 1997-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in GA (not a filing state); middle initial differs

Michael J. Dugan and Marsha M. Dugan closed

United States Bankruptcy Court, N.D. Ohio · No. 96-30700 · Filed Mar 7, 1996 · Closed Jul 31, 1996

Role of Michael J. Dugan and Marsha M. Dugan: Debtor · Outcome: Case closed 1996-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OH (not a filing state)

MICHAEL R. DUGAN closed

United States Bankruptcy Court, D. Montana · No. 95-51040 · Filed Jun 6, 1995 · Closed Sep 18, 1995

Role of MICHAEL R. DUGAN: Debtor · Outcome: Case closed 1995-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in MT (not a filing state); middle initial differs

Michael J. Dugan and Colleen M. Dugan closed

United States Bankruptcy Court, W.D. Michigan · No. 95-80131 · Filed Jan 11, 1995 · Closed Jul 18, 1997

Role of Michael J. Dugan and Colleen M. Dugan: Debtor · Outcome: Case closed 1997-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in MI (not a filing state)

Michael Dugan and Leona H Dugan closed

United States Bankruptcy Court, E.D. New York · No. 8-94-70284 · Filed Feb 7, 1994 · Closed Nov 24, 1998

Role of Michael Dugan and Leona H Dugan: Debtor · Outcome: Case closed 1998-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in NY (not a filing state); middle initial differs

Michael Dugan closed

United States Bankruptcy Court, D. Massachusetts · No. 92-18135 · Filed Aug 6, 1992 · Closed Dec 28, 1992

Role of Michael Dugan: Debtor · Outcome: Case closed 1992-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in MA (not a filing state)

Michael J. Dugan and Mary E. Dugan closed

United States Bankruptcy Court, W.D. Louisiana · No. 92-11967 · Filed Jul 1, 1992 · Closed Jul 30, 1996

Role of Michael J. Dugan and Mary E. Dugan: Debtor · Outcome: Case closed 1996-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in LA (not a filing state)

Michael E. Dugan and Diane Dugan closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 92-22697 · Filed Jun 30, 1992 · Closed Nov 4, 1992

Role of Michael E. Dugan and Diane Dugan: Debtor · Outcome: Case closed 1992-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael L. Dugan and Melanie Rae Dugan closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 90-20458 · Filed Feb 22, 1990 · Closed Oct 26, 1990

Role of Michael L. Dugan and Melanie Rae Dugan: Debtor · Outcome: Case closed 1990-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael H. Dugan and Barbara A. Dugan closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:90-bk-00202 · Filed Feb 12, 1990 · Closed Apr 3, 1992

Role of Michael H. Dugan and Barbara A. Dugan: Debtor · Outcome: Case closed 1992-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in PA (not a filing state); middle initial differs

Michael H Dugan closed

United States Bankruptcy Court, N.D. Illinois · No. 88-17863 · Filed Nov 18, 1988 · Closed May 15, 1990

Role of Michael H Dugan: Debtor · Outcome: Case closed 1990-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in IL (not a filing state); middle initial differs

MICHAEL E. DUGAN and SUDA DUGAN closed

United States Bankruptcy Court, W.D. Oklahoma · No. 88-01491 · Filed Mar 8, 1988 · Closed Jun 21, 1988

Role of MICHAEL E. DUGAN and SUDA DUGAN: Debtor · Outcome: Case closed 1988-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 96 federal dockets); court in OK (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Michael J Dugan — 1 worth asking about (compared 16 filings on Oct 24, 2026)

Worth asking · Feb 22, 2013 – May 1, 2015

11 filings report more than 10% of the money raised going to insiders

36% of the money raised went to insiders — DriveWealth Holdings, Inc. · 21% of the money raised went to insiders — DriveWealth Holdings, Inc. · 21% of the money raised went to insiders — DriveWealth Holdings, Inc. · 21% of the money raised went to insiders — DriveWealth Holdings, Inc. · 12% of the money raised went to insiders — DriveWealth Holdings, Inc. · and 6 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Feb 22, 2013 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗Form D/A · May 1, 2015 ↗Form D/A · Feb 18, 2015 ↗

Sources

Form D · Feb 22, 2013 ↗ (Feb 22, 2013)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)
Form D/A · May 1, 2015 ↗ (May 1, 2015)
Form D/A · Feb 18, 2015 ↗ (Feb 18, 2015)
Form D/A · Feb 10, 2015 ↗ (Feb 10, 2015)
Form D/A · Nov 3, 2014 ↗ (Nov 3, 2014)
Form D/A · Feb 25, 2014 ↗ (Feb 25, 2014)
Form D/A · Nov 20, 2013 ↗ (Nov 20, 2013)

Note · Feb 12, 2013 – Jul 30, 2020

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — DriveWealth Holdings, Inc. (latest filing Jul 30, 2020) · No amendment in the last 12 months on an offering that may still be open — DriveWealth Holdings, Inc. (latest filing Dec 1, 2017) · No amendment in the last 12 months on an offering that may still be open — DriveWealth Holdings, Inc. (latest filing May 1, 2015) · No amendment in the last 12 months on an offering that may still be open — DriveWealth Holdings, Inc. (latest filing May 1, 2015)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 30, 2020 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗Form D · Dec 1, 2017 ↗Form D/A · May 1, 2015 ↗

Sources

Form D · Jul 30, 2020 ↗ (Jul 30, 2020)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)
Form D · Dec 1, 2017 ↗ (Dec 1, 2017)
Form D/A · May 1, 2015 ↗ (May 1, 2015)
Form D · May 1, 2015 ↗ (May 1, 2015)

Note · Dec 1, 2017 – Jul 30, 2020

Michael J Dugan's role changed at DriveWealth Holdings, Inc.: executive officer, director → executive officer

The Dec 1, 2017 filing lists Michael J Dugan as executive officer, director; the Jul 30, 2020 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 1, 2017 ↗Form D · Jul 30, 2020 ↗Michael J Dugan — PartnerFacts page ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D · Dec 1, 2017 ↗ (Dec 1, 2017)
Form D · Jul 30, 2020 ↗ (Jul 30, 2020)
Michael J Dugan — PartnerFacts page ↗
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Feb 25, 2014 – Nov 3, 2014

Michael J Dugan's role changed at DriveWealth Holdings, Inc.: executive officer → executive officer, director

The Feb 25, 2014 filing lists Michael J Dugan as executive officer; the Nov 3, 2014 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Feb 25, 2014 ↗Form D/A · Nov 3, 2014 ↗Michael J Dugan — PartnerFacts page ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D/A · Feb 25, 2014 ↗ (Feb 25, 2014)
Form D/A · Nov 3, 2014 ↗ (Nov 3, 2014)
Michael J Dugan — PartnerFacts page ↗
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Feb 22, 2013 – Aug 27, 2013

Offering amount changed between filings — DriveWealth Holdings, Inc.

The Feb 22, 2013 filing says $250,000 offered; the Aug 27, 2013 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 22, 2013 ↗Form D/A (later) · Aug 27, 2013 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Feb 22, 2013 ↗ (Feb 22, 2013)
Form D/A (later) · Aug 27, 2013 ↗ (Aug 27, 2013)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Feb 25, 2014 – Nov 3, 2014

Minimum investment changed between filings — DriveWealth Holdings, Inc.

The Feb 25, 2014 filing lists a minimum of $125,000; the Nov 3, 2014 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 25, 2014 ↗Form D/A (later) · Nov 3, 2014 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Feb 25, 2014 ↗ (Feb 25, 2014)
Form D/A (later) · Nov 3, 2014 ↗ (Nov 3, 2014)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Oct 10, 2013 – Nov 20, 2013

Minimum investment changed between filings — DriveWealth Holdings, Inc.

The Oct 10, 2013 filing lists a minimum of $125,000; the Nov 20, 2013 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 10, 2013 ↗Form D/A (later) · Nov 20, 2013 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Oct 10, 2013 ↗ (Oct 10, 2013)
Form D/A (later) · Nov 20, 2013 ↗ (Nov 20, 2013)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Nov 20, 2013

Minimum investment changed between filings — DriveWealth Holdings, Inc.

The Nov 20, 2013 filing lists a minimum of $150,000; the Nov 20, 2013 Form D/A lists $125,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 20, 2013 ↗Form D/A (later) · Nov 20, 2013 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 20, 2013 ↗ (Nov 20, 2013)
Form D/A (later) · Nov 20, 2013 ↗ (Nov 20, 2013)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Sep 12, 2013 – Oct 10, 2013

Minimum investment changed between filings — DriveWealth Holdings, Inc.

The Sep 12, 2013 filing lists a minimum of $150,000; the Oct 10, 2013 Form D/A lists $125,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 12, 2013 ↗Form D/A (later) · Oct 10, 2013 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Sep 12, 2013 ↗ (Sep 12, 2013)
Form D/A (later) · Oct 10, 2013 ↗ (Oct 10, 2013)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Feb 22, 2013 – Aug 27, 2013

Minimum investment changed between filings — DriveWealth Holdings, Inc.

The Feb 22, 2013 filing lists a minimum of $250,000; the Aug 27, 2013 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 22, 2013 ↗Form D/A (later) · Aug 27, 2013 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Feb 22, 2013 ↗ (Feb 22, 2013)
Form D/A (later) · Aug 27, 2013 ↗ (Aug 27, 2013)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Feb 22, 2013 – May 1, 2015

Michael J Dugan is written 2 different ways on the filings

listed as "Michael J Dugan" on 15 filings (from Feb 22, 2013), and "Michael Dugan" on the May 1, 2015 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 22, 2013 ↗Form D · May 1, 2015 ↗Michael J Dugan — PartnerFacts page ↗

Sources

Note · Feb 22, 2013 – Dec 1, 2017

Industry group changed between filings — DriveWealth Holdings, Inc.

"Investing" (Feb 22, 2013 to May 1, 2015); then "Other Banking and Financial Services" (May 1, 2015); then "Investing" (Dec 1, 2017 to Feb 2, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 22, 2013 ↗Form D · May 1, 2015 ↗Form D · Dec 1, 2017 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗

Sources

Form D · Feb 22, 2013 ↗ (Feb 22, 2013)
Form D · May 1, 2015 ↗ (May 1, 2015)
Form D · Dec 1, 2017 ↗ (Dec 1, 2017)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Feb 22, 2013 – Dec 1, 2017

Reported revenue range changed between filings — DriveWealth Holdings, Inc.

"No Revenues" (Feb 22, 2013); then "$1 - $1,000,000" (Nov 3, 2014); then "$1,000,001 - $5,000,000" (May 1, 2015); then "Decline to Disclose" (Dec 1, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 22, 2013 ↗Form D/A · Nov 3, 2014 ↗Form D/A · May 1, 2015 ↗Form D · Dec 1, 2017 ↗

Sources

Form D · Feb 22, 2013 ↗ (Feb 22, 2013)
Form D/A · Nov 3, 2014 ↗ (Nov 3, 2014)
Form D/A · May 1, 2015 ↗ (May 1, 2015)
Form D · Dec 1, 2017 ↗ (Dec 1, 2017)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)

Note · Feb 25, 2014 – Feb 2, 2022

4 address changes between filings

Address moved from Chatham, NJ to Jersey City, NJ — DriveWealth Holdings, Inc. · Address moved from Morristown, NJ to Chatham, NJ — DriveWealth Holdings, Inc. · Address moved from Chatham, NJ to Morristown, NJ — DriveWealth Holdings, Inc. · Address moved from Morristown, NJ to Chatham, NJ — DriveWealth Holdings, Inc.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Oct 5, 2021 ↗Form D · Feb 2, 2022 ↗DriveWealth Holdings, Inc. — PartnerFacts page ↗Form D/A · Feb 10, 2015 ↗

Sources

Form D · Oct 5, 2021 ↗ (Oct 5, 2021)
Form D · Feb 2, 2022 ↗ (Feb 2, 2022)
DriveWealth Holdings, Inc. — PartnerFacts page ↗ (Feb 2, 2022)
Form D/A · Feb 10, 2015 ↗ (Feb 10, 2015)
Form D/A · Feb 18, 2015 ↗ (Feb 18, 2015)
Form D/A · Nov 3, 2014 ↗ (Nov 3, 2014)
Form D/A · Feb 25, 2014 ↗ (Feb 25, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $28,471,750; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,165,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 2, 2022 D DriveWealth Holdings, Inc. File 021-431985	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 5, 2021 D DriveWealth Holdings, Inc. File 021-415736	$26,621,750	$0	$0	GCA Advisors, LLC BrokerCheck CRD 127835 ↗	EDGAR ↗
Jul 30, 2020 D DriveWealth Holdings, Inc. File 021-372128	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 1, 2017 D DriveWealth Holdings, Inc. File 021-299930	$1,500,000 (est.)	$0	$0	Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗	EDGAR ↗
May 1, 2015 D/A DriveWealth Holdings, Inc. File 021-192290	$350,000	$0	$1,165,000 (est.)	Scura Paley Securities LLC BrokerCheck CRD 118219 ↗ via Scura Paley Securities LLC (CRD 118219 ↗)	EDGAR ↗
May 1, 2015 D DriveWealth Holdings, Inc. File 021-239039	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael J Dugan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Investing · group: Tab

DriveWealth Holdings, Inc.

Jersey City, NJ · Feb 22, 2013 → Feb 2, 2022 · 16 filings

Feb 2, 2022 · D · $17,475,973 sold of $17,475,973 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Oct 5, 2021 · D · $735,304,487 sold of $735,304,487 · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jul 30, 2020 · D · $47,066,496 sold of $59,847,644 · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Dec 1, 2017 · D · $21,136,468 sold of $24,896,314 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
May 1, 2015 · D/A · $5,647,325 sold of Indefinite · 33 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
May 1, 2015 · D · $4,227,979 sold of $6,227,288 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Feb 18, 2015 · D/A · $5,647,325 sold of Indefinite · 33 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Feb 10, 2015 · D/A · $5,447,325 sold of Indefinite · 33 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Nov 3, 2014 · D/A · $5,083,750 sold of Indefinite · 31 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
Feb 25, 2014 · D/A · $2,575,000 sold of Indefinite · 11 investors · min. $125,000 · role: Executive Officer EDGAR ↗
Nov 20, 2013 · D/A · $2,450,000 sold of Indefinite · 11 investors · min. $125,000 · role: Executive Officer EDGAR ↗
Nov 20, 2013 · D/A · $2,450,000 sold of Indefinite · 10 investors · min. $150,000 · role: Executive Officer EDGAR ↗
Oct 10, 2013 · D/A · $2,050,000 sold of Indefinite · 8 investors · min. $125,000 · role: Executive Officer EDGAR ↗
Sep 12, 2013 · D/A · $1,175,000 sold of Indefinite · 5 investors · min. $150,000 · role: Executive Officer EDGAR ↗
Aug 27, 2013 · D/A · $675,000 sold of Indefinite · 3 investors · min. $150,000 · role: Executive Officer EDGAR ↗
Feb 22, 2013 · D · $250,000 sold of $250,000 · 1 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $735.3M from 33 investors (100% of the $17.5M target) as of the latest filing. Michael is listed as executive officer, director on 16 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Michael 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert S Cortright

Executive Officer, Director · 16 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Cortright

Executive Officer · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Aric Rosenbaum

Executive Officer · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Cortright

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Shriner III

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chung Sok Chon

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Julie Coin

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Deven Parekh

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Donato Cuttone

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

V. Michael Fitzgerald

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Clifford Friedman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel Dall'Asta

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Monaco

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

George Pat Wilson IV

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Matthew Wiegand

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Matthew Weigland

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael J Dugan. Their page shows their other deals.

The team behind the deals

Sponsor group

Tab

2 issuers · 17 filings · $19.5M reported sold · 2010–2022

DH DriveWealth Holdings, Inc. Investing · $735.3M sold · 2013 · listed
TN TAB Networks, Inc. Other Banking and Financial Services · $2M sold · 2010

One team, 2 deal companies. Michael J Dugan is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael J Dugan.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael J Dugan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael J Dugan is listed on: none on file. No website or social profile named in DriveWealth Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #166,166 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Jersey City, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Michael J Dugan

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

11 filings report more than 10% of the money raised going to insiders

4 offerings have no amendment in the last 12 months and may still be open

Michael J Dugan's role changed at DriveWealth Holdings, Inc.: executive officer, director → executive officer

Michael J Dugan's role changed at DriveWealth Holdings, Inc.: executive officer → executive officer, director

Offering amount changed between filings — DriveWealth Holdings, Inc.

Minimum investment changed between filings — DriveWealth Holdings, Inc.

Minimum investment changed between filings — DriveWealth Holdings, Inc.

Minimum investment changed between filings — DriveWealth Holdings, Inc.

Minimum investment changed between filings — DriveWealth Holdings, Inc.

Minimum investment changed between filings — DriveWealth Holdings, Inc.

Michael J Dugan is written 2 different ways on the filings

Industry group changed between filings — DriveWealth Holdings, Inc.

Reported revenue range changed between filings — DriveWealth Holdings, Inc.

4 address changes between filings

5. Money to insiders

Deals 1

People around Michael 16

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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Monitor this person