Michael Hermsen is listed as an executive officer on 5 SEC Form D filings by 3 issuers between Apr 2011 and Feb 2014: Tower Square Capital Partners IV, L.P. (Springfield, MA — pooled investment fund — 2014; $282.3M reported sold to 36 investors), Tower Square Capital Partners IV-A, L.P. (Springfield, MA — pooled investment fund — 2014; $137.3M reported sold to 8 investors) and Gateway Mezzanine Partners I, L.P. (Sydney, New South Wales, Australia (as filed: C3) — pooled investment fund — 2011–2013; $72.4M reported sold to 8 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $491.9M sold in total.
The issuers belong to 2 sponsor groups: Babson (36 issuers, $62.54B reported sold, 2009–2026) and Gateway Mezzanine (2 issuers, $130.7M reported sold, 2011–2015).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 3 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Michael Hermsen and found 17 differences, 4 worth asking the sponsor about: Bankruptcy case: Michael J. Hermsen and Patricia F. Hermsen; Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.