Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

Sponsor Check › Person

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Michael McDonnell

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 9, 2022 → Mar 11, 2026

3deals (issuers)

$5.23Breported sold

666investors

35Form D filings

2022–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael McDonnell is listed as an executive officer and director on 35 SEC Form D filings by 3 issuers between Mar 2022 and Mar 2026: NEW YORK LIFE INSURANCE & ANNUITY CORP (New York, NY — insurance — 2022–2026; $3.03B reported sold to 227 investors), NEW YORK LIFE INSURANCE CO (New York, NY — insurance — 2024–2026; $2.06B reported sold to 319 investors) and NEW YORK LIFE INSURANCE & ANNUITY CORP (New York, NY — insurance — 2022–2026; $136.3M reported sold to 120 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $5.23B sold in total.

Listed alongside Craig L. DeSanto (35 shared filings), Eric Feldstein (35 shared filings), Thomas A. Hendry (35 shared filings), Amy Miller (33 shared filings), Robert M. Gardner (32 shared filings) and 37 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 3 issuers belong to the sponsor group Longtail (15 issuers, $3.29B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Longtail has 15 companies on file and $3.29B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 34 bankruptcy cases matching the name listed in Key records below.

What this means 36 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 35 public filings for Michael McDonnell and found 15 differences, 5 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael McDonnell has not run yet — it is #23,206 of 44,520 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 dismissed, 1 closed (disposition not in docket feed)

Garden City Boxing v. Michael L McDonnell dismissed

District Court, C.D. California · No. 2:03-cv-07054 · Filed Oct 1, 2003 · Closed Apr 26, 2004 · Nature of suit: 890 Other statutory actions

Role of Michael L McDonnell: Defendant · Outcome: Terminated 2004-04-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Michael McDonnell v. Jo Anne Barnhart closed

District Court, C.D. California · No. 2:00-cv-07859 · Filed Jul 20, 2000 · Closed Aug 23, 2002 · Nature of suit: 864 S.S.I.D.

Role of Michael McDonnell: Plaintiff · Outcome: Terminated 2002-08-23 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael McDonnell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 2 open, 32 closed (disposition not in docket feed)

Michael P. McDonnell open

United States Bankruptcy Court, W.D. Pennsylvania · No. 26-70259 · Filed Jun 15, 2026

Role of Michael P. McDonnell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

Michael K. McDonnell open

United States Bankruptcy Court, W.D. New York · No. 1-25-10739 · Filed Jun 22, 2025

Role of Michael K. McDonnell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael G McDonnell, Jr closed

United States Bankruptcy Court, D. New Jersey · No. 18-15585 · Filed Mar 22, 2018 · Closed Jun 29, 2018

Role of Michael G McDonnell, Jr: Debtor · Outcome: Case closed 2018-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Michael McDonnell closed

United States Bankruptcy Court, E.D. New York · No. 1-16-40543 · Filed Feb 9, 2016 · Closed May 12, 2016

Role of Michael McDonnell: Debtor · Outcome: Case closed 2016-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael G. McDonnell, Sr. and Diane McDonnell closed

United States Bankruptcy Court, D. New Jersey · No. 13-26305 · Filed Jul 25, 2013 · Closed Apr 21, 2014

Role of Michael G. McDonnell, Sr.: Debtor · Outcome: Case closed 2014-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Michael A. McDonnell and Eileen D. McDonnell closed

United States Bankruptcy Court, D. Massachusetts · No. 12-16534 · Filed Aug 3, 2012 · Closed Jan 28, 2013

Role of Michael A. McDonnell and Eileen D. McDonnell: Debtor · Outcome: Case closed 2013-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Michael P. McDonnell and Margaret P. McDonnell closed

United States Bankruptcy Court, N.D. New York · No. 11-61037 · Filed May 12, 2011 · Closed Aug 31, 2011

Role of Michael P. McDonnell and Margaret P. McDonnell: Debtor · Outcome: Case closed 2011-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael J McDonnell closed

United States Bankruptcy Court, E.D. New York · No. 8-11-71402 · Filed Mar 9, 2011 · Closed Mar 15, 2012

Role of Michael J McDonnell: Debtor · Outcome: Case closed 2012-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael W McDonnell and Doris A Anderson closed

United States Bankruptcy Court, N.D. Ohio · No. 10-50946 · Filed Mar 4, 2010 · Closed Dec 15, 2011

Role of Michael W McDonnell and Doris A Anderson: Debtor · Outcome: Case closed 2011-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Michael P. McDonnell and Jill A. McDonnell closed

United States Bankruptcy Court, N.D. Ohio · No. 07-12757 · Filed Apr 19, 2007 · Closed Aug 7, 2007

Role of Michael P. McDonnell and Jill A. McDonnell: Debtor · Outcome: Case closed 2007-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Michael McDonnell closed

United States Bankruptcy Court, E.D. Virginia · No. 07-70080 · Filed Jan 17, 2007 · Closed Apr 30, 2007

Role of Michael McDonnell: Debtor · Outcome: Case closed 2007-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

Michael K. McDonnell closed

United States Bankruptcy Court, W.D. New York · No. 1-06-03639 · Filed Nov 17, 2006 · Closed Feb 28, 2007

Role of Michael K. McDonnell: Debtor · Outcome: Case closed 2007-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael D. McDonnell closed

United States Bankruptcy Court, E.D. Michigan · No. 05-82623 · Filed Oct 14, 2005 · Closed May 5, 2006

Role of Michael D. McDonnell: Debtor · Outcome: Case closed 2006-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Michael B McDonnell closed

United States Bankruptcy Court, W.D. Washington · No. 05-27073 · Filed Oct 13, 2005 · Closed Feb 21, 2006

Role of Michael B McDonnell: Debtor · Outcome: Case closed 2006-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

Michael B. McDonnell closed

United States Bankruptcy Court, N.D. California · No. 05-11994 · Filed Aug 3, 2005 · Closed Nov 15, 2005

Role of Michael B. McDonnell: Debtor · Outcome: Case closed 2005-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Michael K Mcdonnell and Veronica A Mcdonnell closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-25040 · Filed Jun 30, 2005 · Closed Aug 22, 2006

Role of Michael K Mcdonnell and Veronica A Mcdonnell: Debtor · Outcome: Case closed 2006-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Michael McDonnell and Sandra K. McDonnell closed

United States Bankruptcy Court, D. Oregon · No. 04-64667 · Filed Jun 14, 2004 · Closed Sep 13, 2005

Role of Michael McDonnell and Sandra K. McDonnell: Debtor · Outcome: Case closed 2005-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)

Michael D. McDonnell closed

United States Bankruptcy Court, E.D. Michigan · No. 04-56382 · Filed Jun 8, 2004 · Closed Oct 27, 2004

Role of Michael D. McDonnell: Debtor · Outcome: Case closed 2004-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Michael McDonnell and Nancy McDonnell closed

United States Bankruptcy Court, E.D. New York · No. 8-04-81210 · Filed Mar 1, 2004 · Closed Jun 17, 2004

Role of Michael McDonnell and Nancy McDonnell: Debtor · Outcome: Case closed 2004-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael C. McDonnell closed

United States Bankruptcy Court, E.D. Missouri · No. 03-51864 · Filed Sep 5, 2003 · Closed Jan 8, 2004

Role of Michael C. McDonnell: Debtor · Outcome: Case closed 2004-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)

Michael McDonnell closed

United States Bankruptcy Court, M.D. Florida · No. 6:03-bk-09415 · Filed Aug 13, 2003 · Closed Jul 13, 2006

Role of Michael McDonnell: Debtor · Outcome: Case closed 2006-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Michael McDonnell and Mary Ellen McDonnell closed

United States Bankruptcy Court, D. Connecticut · No. 03-33167 · Filed Jun 19, 2003 · Closed Oct 15, 2003

Role of Michael McDonnell and Mary Ellen McDonnell: Debtor · Outcome: Case closed 2003-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Michael G McDonnell and Tammy L McDonnell closed

United States Bankruptcy Court, D. New Jersey · No. 02-13574 · Filed Apr 10, 2002 · Closed Aug 2, 2007

Role of Michael G McDonnell and Tammy L McDonnell: Debtor · Outcome: Case closed 2007-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Michael McDonnell and Terryann Noel McDonnell closed

United States Bankruptcy Court, D. New Jersey · No. 01-51188 · Filed Feb 2, 2001 · Closed May 9, 2001

Role of Michael McDonnell and Terryann Noel McDonnell: Debtor · Outcome: Case closed 2001-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Michael T McDonnell closed

United States Bankruptcy Court, E.D. New York · No. 8-01-80145 · Filed Jan 9, 2001 · Closed May 8, 2001

Role of Michael T McDonnell: Debtor · Outcome: Case closed 2001-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael R. McDonnell closed

United States Bankruptcy Court, S.D. Florida. · No. 99-25461 · Filed Aug 17, 1999 · Closed Dec 9, 2004

Role of Michael R. McDonnell: Debtor · Outcome: Case closed 2004-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Michael McDonnell and Diane McDonnell closed

United States Bankruptcy Court, D. New Jersey · No. 98-18071 · Filed Aug 31, 1998 · Closed Dec 9, 1998

Role of Michael McDonnell and Diane McDonnell: Debtor · Outcome: Case closed 1998-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Carol B. McDonnell and Michael K. McDonnell closed

United States Bankruptcy Court, E.D. Virginia · No. 98-12395 · Filed Mar 26, 1998 · Closed Mar 14, 2003

Role of Michael K. McDonnell: Debtor · Outcome: Case closed 2003-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

Michael McDonnell closed

United States Bankruptcy Court, S.D. California · No. 98-02026 · Filed Feb 11, 1998 · Closed May 29, 1998

Role of Michael McDonnell: Debtor · Outcome: Case closed 1998-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

MICHAEL P MCDONNELL closed

United States Bankruptcy Court, D. Minnesota · No. 97-45002 · Filed Jul 16, 1997 · Closed Nov 5, 1997

Role of MICHAEL P MCDONNELL: Debtor · Outcome: Case closed 1997-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)

Michael C. McDonnell and Camille M. McDonnell closed

United States Bankruptcy Court, W.D. New York · No. 1-97-10031 · Filed Jan 3, 1997 · Closed May 12, 1997

Role of Michael C. McDonnell and Camille M. McDonnell: Debtor · Outcome: Case closed 1997-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Michael Mcdonnell and Sandra Mcdonnell closed

United States Bankruptcy Court, C.D. California · No. 8:94-bk-20686 · Filed Oct 21, 1994 · Closed Mar 15, 1995

Role of Michael Mcdonnell and Sandra Mcdonnell: Debtor · Outcome: Case closed 1995-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Michael K. Mcdonnell closed

United States Bankruptcy Court, C.D. California · No. 1:92-bk-39824 · Filed Jul 31, 1992 · Closed Dec 18, 1992

Role of Michael K. Mcdonnell: Debtor · Outcome: Case closed 1992-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

MICHAEL E. MCDONNELL and CLINTHEA MCDONNELL closed

United States Bankruptcy Court, S.D. Mississippi · No. 92-08451 · Filed May 22, 1992 · Closed Oct 21, 1992

Role of MICHAEL E. MCDONNELL and CLINTHEA MCDONNELL: Debtor · Outcome: Case closed 1992-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 59 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Michael McDonnell — 5 worth asking about (compared 35 filings on Oct 24, 2026)

Note · Jul 31, 1997 – Apr 3, 2026

11 bankruptcy cases name the subject or team members

Bankruptcy case: David J. Doyaga, Sr., Solely as Chapter 7 Trustee v. New York Life Insurance Company — filed Apr 3, 2026 · Bankruptcy case: Shimon Schimmel and New York Life Insurance Company — filed Apr 5, 2024 · Bankruptcy case: Barr v. New York Life Insurance and Annuity Corporation — filed Nov 24, 2020 · Bankruptcy case: Richardson v. New York Life Insurance and Annuity Corporation — filed Aug 9, 2019 · Bankruptcy case: Howard P. Magaliff, Chapter 7 Trustee of Allways E v. New York Life Insurance and Annuity Corporation d — filed Dec 9, 2018 · and 6 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗NEW YORK LIFE INSURANCE CO — PartnerFacts page ↗Docket · United States Bankruptcy Court, E.D. New York ↗Docket · United States Bankruptcy Court, N.D. Ohio ↗

Sources

Docket · United States Bankruptcy Court, E.D. New York ↗ (Apr 3, 2026)
NEW YORK LIFE INSURANCE CO — PartnerFacts page ↗ (Feb 12, 2026)
Docket · United States Bankruptcy Court, E.D. New York ↗ (Apr 5, 2024)
Docket · United States Bankruptcy Court, N.D. Ohio ↗ (Nov 24, 2020)
Docket · United States Bankruptcy Court, C.D. Illinois ↗ (Aug 9, 2019)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Docket · United States Bankruptcy Court, S.D. New York ↗ (Dec 9, 2018)
Docket · United States Bankruptcy Court, M.D. Tennessee ↗ (Feb 4, 2014)

Worth asking · Mar 9, 2022 – Mar 12, 2025

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 12, 2025 ↗Form D/A (later) · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗Form D/A (earlier) · Mar 14, 2024 ↗

Sources

Form D/A (earlier) · Mar 12, 2025 ↗ (Mar 12, 2025)
Form D/A (later) · Mar 12, 2025 ↗ (Mar 12, 2025)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Form D/A (earlier) · Mar 14, 2024 ↗ (Mar 14, 2024)
Form D/A (later) · Mar 14, 2024 ↗ (Mar 14, 2024)
Form D/A (earlier) · Mar 13, 2023 ↗ (Mar 13, 2023)
Form D/A (later) · Mar 13, 2023 ↗ (Mar 13, 2023)
Form D/A (earlier) · Mar 9, 2022 ↗ (Mar 9, 2022)

Worth asking · Mar 14, 2024 – Mar 12, 2025

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 14, 2024 filing reports 151 investors; the Mar 12, 2025 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 14, 2024 ↗ (Mar 14, 2024)
Form D/A (later) · Mar 12, 2025 ↗ (Mar 12, 2025)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Worth asking · Mar 9, 2022 – Mar 13, 2023

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 9, 2022 filing reports 133 investors; the Mar 13, 2023 Form D/A reports 99 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 9, 2022 ↗Form D/A (later) · Mar 13, 2023 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 9, 2022 ↗ (Mar 9, 2022)
Form D/A (later) · Mar 13, 2023 ↗ (Mar 13, 2023)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Worth asking · Mar 13, 2023

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 13, 2023 filing reports 151 investors; the Mar 13, 2023 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 13, 2023 ↗Form D/A (later) · Mar 13, 2023 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 13, 2023 ↗ (Mar 13, 2023)
Form D/A (later) · Mar 13, 2023 ↗ (Mar 13, 2023)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Worth asking · Dec 16, 1997 – Mar 11, 2026

7 Form Ds were filed more than 15 days after the first sale

Form D filed 8,641 days after the first sale — NEW YORK LIFE INSURANCE & ANNUITY CORP · Form D filed 8,729 days after the first sale — NEW YORK LIFE INSURANCE & ANNUITY CORP · Form D filed 10,312 days after the first sale — NEW YORK LIFE INSURANCE & ANNUITY CORP · Form D filed 2,224 days after the first sale — NEW YORK LIFE INSURANCE & ANNUITY CORP · Form D filed 3,815 days after the first sale — NEW YORK LIFE INSURANCE & ANNUITY CORP · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 11, 2026 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗Form D · Mar 11, 2026 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D · Mar 11, 2026 ↗ (Mar 11, 2026)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Form D · Mar 11, 2026 ↗ (Mar 11, 2026)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Form D · Mar 11, 2026 ↗ (Mar 11, 2026)
Form D · Mar 11, 2026 ↗ (Mar 11, 2026)
Form D · Mar 11, 2026 ↗ (Mar 11, 2026)
Form D · Mar 11, 2026 ↗ (Mar 11, 2026)

Note · Dec 16, 1997 – Mar 12, 2025

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE & ANNUITY CORP (latest filing Mar 12, 2025) · No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE & ANNUITY CORP (latest filing Mar 12, 2025) · No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE & ANNUITY CORP (latest filing Mar 12, 2025) · No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE & ANNUITY CORP (latest filing Mar 12, 2025) · No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE CO (latest filing Mar 4, 2025) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗Form D/A · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A · Mar 12, 2025 ↗ (Mar 12, 2025)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Form D/A · Mar 12, 2025 ↗ (Mar 12, 2025)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Form D/A · Mar 12, 2025 ↗ (Mar 12, 2025)
Form D/A · Mar 12, 2025 ↗ (Mar 12, 2025)
Form D/A · Mar 4, 2025 ↗ (Mar 4, 2025)
NEW YORK LIFE INSURANCE CO — PartnerFacts page ↗ (Feb 12, 2026)

Note · Mar 12, 2025 – Mar 11, 2026

4 role changes for the same people across filings

Michael McDonnell's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: executive officer → executive officer, director · Michael McDonnell's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: director → executive officer, director · Michael McDonnell's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: executive officer, director → director · Michael McDonnell's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: executive officer → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Mar 12, 2025 ↗Form D · Mar 11, 2026 ↗Michael McDonnell — PartnerFacts page ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A · Mar 12, 2025 ↗ (Mar 12, 2025)
Form D · Mar 11, 2026 ↗ (Mar 11, 2026)
Michael McDonnell — PartnerFacts page ↗
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Form D · Feb 3, 2026 ↗ (Feb 3, 2026)
Form D · Mar 11, 2026 ↗ (Mar 11, 2026)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)
Form D/A · Mar 12, 2025 ↗ (Mar 12, 2025)

Note · Mar 14, 2024 – Mar 12, 2025

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 14, 2024 filing lists a minimum of $250,000; the Mar 12, 2025 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 14, 2024 ↗ (Mar 14, 2024)
Form D/A (later) · Mar 12, 2025 ↗ (Mar 12, 2025)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Note · Mar 12, 2025

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 12, 2025 filing lists a minimum of $100,000,000; the Mar 12, 2025 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 12, 2025 ↗Form D/A (later) · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 12, 2025 ↗ (Mar 12, 2025)
Form D/A (later) · Mar 12, 2025 ↗ (Mar 12, 2025)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Note · Mar 14, 2024

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 14, 2024 filing lists a minimum of $100,000,000; the Mar 14, 2024 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 14, 2024 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 14, 2024 ↗ (Mar 14, 2024)
Form D/A (later) · Mar 14, 2024 ↗ (Mar 14, 2024)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Note · Mar 13, 2023

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 13, 2023 filing lists a minimum of $250,000; the Mar 13, 2023 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 13, 2023 ↗Form D/A (later) · Mar 13, 2023 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 13, 2023 ↗ (Mar 13, 2023)
Form D/A (later) · Mar 13, 2023 ↗ (Mar 13, 2023)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Note · Mar 9, 2022

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 9, 2022 filing lists a minimum of $100,000,000; the Mar 9, 2022 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 9, 2022 ↗Form D/A (later) · Mar 9, 2022 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 9, 2022 ↗ (Mar 9, 2022)
Form D/A (later) · Mar 9, 2022 ↗ (Mar 9, 2022)
NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗ (Mar 11, 2026)

Note · Mar 9, 2022 – Mar 4, 2025

Michael McDonnell is written 2 different ways on the filings

listed as "Michael McDonnell" on 32 filings (from Mar 9, 2022), and "Michael K. McDonnell" on 3 filings (from Mar 4, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 9, 2022 ↗Form D/A · Mar 4, 2025 ↗Michael McDonnell — PartnerFacts page ↗

Sources

Note · Jan 24, 2023 – Jun 14, 2024

Same name, different state: "MICHAEL P. MCDONNELL" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "MICHAEL P. MCDONNELL" with address state MA, is listed on 2 filings — most recently by THL Automation Fund II, L.P. (Jun 14, 2024). Both records have filings in the same period (Jan 24, 2023 to Jun 14, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

MICHAEL P. MCDONNELL (MA) — PartnerFacts page ↗Form D/A · Jun 14, 2024 ↗THL Automation Fund II, L.P. — PartnerFacts page ↗Michael McDonnell (NY) — this page ↗

Sources

MICHAEL P. MCDONNELL (MA) — PartnerFacts page ↗ (Jun 14, 2024)
Form D/A · Jun 14, 2024 ↗ (Jun 14, 2024)
THL Automation Fund II, L.P. — PartnerFacts page ↗ (Jun 14, 2024)
Michael McDonnell (NY) — this page ↗ (Mar 11, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

10 of 15 offerings report sales commissions totalling $254,185,131; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 11, 2026 D NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-576134	$51,178,310	$0	$0	M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) Clark Securities Inc. BrokerCheck CRD 43803 ↗ via Clark Securities Inc. (CRD 43803 ↗) Northwestern Mutual Investment Services, LLC BrokerCheck CRD 2881 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) TBG Financial & Insurance Services BrokerCheck CRD 26984 ↗ via TBG Financial & Insurance Services (CRD 26984 ↗) Executive Services Securities BrokerCheck CRD 25299 ↗ via Executive Services Securities (CRD 25299 ↗) Tower Square Securities Inc. BrokerCheck CRD 833 ↗ via Tower Square Securities Inc. (CRD 833 ↗) FAS Corp. BrokerCheck CRD 43536 ↗ via FAS Corp. (CRD 43536 ↗) ValMark Securities, Inc. BrokerCheck CRD 31243 ↗ via ValMark Securities, Inc. (CRD 31243 ↗) Newport Group Securities, Inc. BrokerCheck CRD 29722 ↗ via Newport Group Securities, Inc. (CRD 29722 ↗) NYLIFE Securities LLC BrokerCheck CRD 5167 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Douglas Forstrom BrokerCheck CRD 1155360 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) MAG Financial Inc. BrokerCheck CRD 36327 ↗ via MAG Financial Inc. (CRD 36327 ↗) Manor House Capital, LLC BrokerCheck CRD 140863 ↗ via Manor House Capital, LLC (CRD 140863 ↗) Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗ via Lincoln Financial Advisors Corp. (CRD 3978 ↗) MML Investors Services, Inc. BrokerCheck CRD 10409 ↗ via MML Investors Services, Inc. (CRD 10409 ↗) Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ via Deutsche Bank Securities Inc. (CRD 2525 ↗) Ross Securities Corporation BrokerCheck CRD 113796 ↗ via Ross Securities Corporation (CRD 113796 ↗) Park Avenue Securities LLC BrokerCheck CRD 46173 ↗ via Park Avenue Securities LLC (CRD 46173 ↗) Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗ via Wealth Preservation Associates LLC (CRD 35277 ↗) First Liberties Financial BrokerCheck CRD 14432 ↗ via First Liberties Financial (CRD 14432 ↗) Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗ via Oglivie Security Advisors Corporation (CRD 10105 ↗) World Equity Group, Inc. BrokerCheck CRD 29087 ↗ via World Equity Group, Inc. (CRD 29087 ↗) NYLINK Insurance Agency Incorporated no CRD number reported via NYLIFE Securities, LLC (CRD 5167 ↗) James M. Foyt BrokerCheck CRD 3152720 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) Russell H. Vandevelde BrokerCheck CRD 2030209 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) Phillip Pickett BrokerCheck CRD 4739154 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) Domenic Matthew Dipiero BrokerCheck CRD 4772723 ↗ via NCG Securities, LLC (CRD 160481 ↗) Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗) MSI Financial Services Inc BrokerCheck CRD 14251 ↗ via MSI Financial Services Inc (CRD 14251 ↗) UBS Financial Services Inc BrokerCheck CRD 8174 ↗ via UBS Financial Services Inc (CRD 8174 ↗) OneAmerica Securities, Inc. BrokerCheck CRD 4173 ↗ via OneAmerica Securities, Inc. (CRD 4173 ↗) Morgan Stanley Ins Services BrokerCheck CRD 149777 ↗ via Morgan Stanley Ins Services (CRD 149777 ↗) MML Insurance Agency, Inc. BrokerCheck CRD 168638 ↗ via MML Insurance Agency, Inc. (CRD 168638 ↗) Triad Insurance, Inc. BrokerCheck CRD 25803 ↗ via Triad Advisors LLC (CRD 25803 ↗) Cetera Advisor Networks, LLC BrokerCheck CRD 13572 ↗ via Cetera Advisor Networks, LLC (CRD 13572 ↗) USI Securities, Inc. BrokerCheck CRD 43793 ↗ via USI Securities, Inc. (CRD 43793 ↗) Ascensus Broker Dealer Services, LLC BrokerCheck CRD 36478 ↗ via Ascensus Broker Dealer Services, LLC (CRD 36478 ↗) Cetera Advisors, LLC BrokerCheck CRD 10299 ↗ via Cetera Advisors, LLC (CRD 10299 ↗)	EDGAR ↗
Mar 11, 2026 D NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-576136	$27,728,781	$0	$0	M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) ValMark Securities, Inc. BrokerCheck CRD 31243 ↗ via ValMark Securities, Inc. (CRD 31243 ↗) Newport Group Securities, Inc. BrokerCheck CRD 29722 ↗ via Newport Group Securities, Inc. (CRD 29722 ↗) NFP Advisor Services, LLC BrokerCheck CRD 42046 ↗ via NFP Advisor Services, LLC (CRD 42046 ↗) Executive Services Securities BrokerCheck CRD 25299 ↗ via Executive Services Securities (CRD 25299 ↗) Tower Square Securities Inc. BrokerCheck CRD 833 ↗ via Tower Square Securities Inc. (CRD 833 ↗) FAS Corp. BrokerCheck CRD 43536 ↗ via FAS Corp. (CRD 43536 ↗) NYLIFE Securities, Inc. BrokerCheck CRD 5167 ↗ via NYLIFE Securities, Inc. (CRD 5167 ↗) Douglas Forstrom BrokerCheck CRD 1155360 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗) UBS Financial Services BrokerCheck CRD 8174 ↗ via UBS Financial Services (CRD 8174 ↗) Triad Insurance, Inc. BrokerCheck CRD 25803 ↗ via Triad Insurance, Inc. (CRD 25803 ↗) Cetera Advisor Networks, LLC BrokerCheck CRD 13572 ↗ via Cetera Advisor Networks, LLC (CRD 13572 ↗) Cetera Advisors, LLC BrokerCheck CRD 10299 ↗ via Cetera Advisors, LLC (CRD 10299 ↗) Triad Advisors LLC BrokerCheck CRD 25803 ↗ via Triad Advisors LLC (CRD 25803 ↗) USI Securities, Inc. BrokerCheck CRD 43793 ↗ via USI Securities, Inc. (CRD 43793 ↗) Northwestern Mutual Investment Services BrokerCheck CRD 2881 ↗ via Northwestern Mutual Investment Services (CRD 2881 ↗) Ascensus Broker Dealer Services, LLC BrokerCheck CRD 36478 ↗ via Ascensus Broker Dealer Services, LLC (CRD 36478 ↗)	EDGAR ↗
Mar 11, 2026 D NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-576137	$46,982,918	$0	$0	Newport Group Securities Inc. BrokerCheck CRD 29722 ↗ via Newport Group Securities,Inc. (CRD 29722 ↗) M Holdings Securities, Inc BrokerCheck CRD 43285 ↗ via M Holdings Securities, Inc. (CRD 43285 ↗) Kestra Investment Services LLC. BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗) Northwestern Mutual Investment Services LLC BrokerCheck CRD 2881 ↗ via Northwestern Mutual Investment Services LLC (CRD 2881 ↗) Morgan Stanley Insurance Services, Inc. BrokerCheck CRD 149777 ↗ via Morgan Stanley Insurance Services, Inc. (CRD 149777 ↗) VALMARK SECURITIES, INC. BrokerCheck CRD 31243 ↗ via VALMARK SECURITIES, INC. (CRD 31243 ↗) CARRIE HALL BrokerCheck CRD 1405784 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Triad Insurance, Inc. BrokerCheck CRD 25803 ↗ via Triad Advisors LLC. (CRD 25803 ↗) Lion Street Financial LLC BrokerCheck CRD 165828 ↗ via Lion Street Financial LLC (CRD 165828 ↗) USI Securities, Inc. BrokerCheck CRD 43793 ↗ via USI Securities, Inc. (CRD 43793 ↗) Ascensus Broker Dealer Services, LLC BrokerCheck CRD 36478 ↗ via Ascensus Broker Dealer Services, LLC (CRD 36478 ↗) Executive Insurance Agency BrokerCheck CRD 31243 ↗ via Valmark Securities, Inc. (CRD 31243 ↗) The Leaders Group BrokerCheck CRD 37157 ↗ via The Leaders Group (CRD 37157 ↗) Capacuity Securities Inc. BrokerCheck CRD 15384 ↗ via Capacuity Securities Inc. (CRD 15384 ↗) OSAIC Wealth, Inc. BrokerCheck CRD 23131 ↗ via OSAIC Wealth, Inc. (CRD 23131 ↗)	EDGAR ↗
Mar 11, 2026 D NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-576205	$3,000,000	$0	$0	Kenneth D. Miller no CRD number reported via NYLIFE Securities Inc. (CRD 5167 ↗) Raymond Schoenke no CRD number reported via Schoenke & Associates Securities Corp (CRD 31245 ↗) Clark Consulting no CRD number reported via Clark Securities Inc. (CRD 43803 ↗) TBG Financial& Insurance Services BrokerCheck CRD 26984 ↗ via TBG Financial & Insurance Services (CRD 26984 ↗) Executive Services Securities BrokerCheck CRD 25299 ↗ via Executive Services Securities (CRD 25299 ↗) Tower Square Securities Inc. BrokerCheck CRD 833 ↗ via Tower Square Securities Inc. (CRD 833 ↗) FAS Corp. BrokerCheck CRD 43536 ↗ via FAS Corp. (CRD 43536 ↗) ValMark Securities, Inc. BrokerCheck CRD 31243 ↗ via ValMark Securities, Inc. (CRD 31243 ↗) Newport Group Securities, Inc. BrokerCheck CRD 29722 ↗ via Newport Group Securities, Inc. (CRD 29722 ↗) NYLIFE Securities LLC BrokerCheck CRD 5167 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Douglas Forstrom BrokerCheck CRD 1155360 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Triad Insurance, Inc. BrokerCheck CRD 25803 ↗ via Triad Insurance, Inc. (CRD 25803 ↗) Cetera Advisor Networks, LLC BrokerCheck CRD 13572 ↗ via Cetera Advisor Networks, LLC (CRD 13572 ↗) Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗ via Lincoln Financial Advisors Corp. (CRD 3978 ↗) MML Investors Services, Inc. BrokerCheck CRD 10409 ↗ via MML Investors Services, Inc. (CRD 10409 ↗) Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ via Deutsche Bank Securities Inc. (CRD 2525 ↗) Ross Securities Corporation BrokerCheck CRD 113796 ↗ via Ross Securities Corporation (CRD 113796 ↗) Park Avenue Securities LLC BrokerCheck CRD 46173 ↗ via Park Avenue Securities LLC (CRD 46173 ↗) M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗ via Wealth Preservation Associates LLC (CRD 35277 ↗) NYLIFE Securities LLC BrokerCheck CRD 5167 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) First Liberties Financial BrokerCheck CRD 14432 ↗ via First Liberties Financial (CRD 14432 ↗) Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗ via Oglivie Security Advisors Corporation (CRD 10105 ↗) World Equity Group, Inc. BrokerCheck CRD 29087 ↗ via World Equity Group, Inc. (CRD 29087 ↗) LPL Financial LLC BrokerCheck CRD 6413 ↗ via LPL Financial LLC (CRD 6413 ↗) Lion Street Financial BrokerCheck CRD 165828 ↗ via Lion Street Financial (CRD 165828 ↗) Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗)	EDGAR ↗
Mar 11, 2026 D NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-576206	$6,417,020	$0	$0	Walnut Street Securities, Inc. BrokerCheck CRD 15840 ↗ via Walnut Street Securities, Inc. (CRD 15840 ↗) Valmark Securities, Inc. BrokerCheck CRD 31243 ↗ via Valmark Securities, Inc. (CRD 31243 ↗) Investors Capital Corporation BrokerCheck CRD 30613 ↗ via Investors Capital Corporation (CRD 30613 ↗) Northwestern Mutual Investment Services, LLC BrokerCheck CRD 2881 ↗ via Northwestern Mutual Investment Services, Inc. (CRD 2881 ↗) NYLINK Insurance Agency Incorporated no CRD number reported via NYLIFE Securities, LLC (CRD 5167 ↗) Royal Alliance Associates BrokerCheck CRD 23131 ↗ via Royal alliance Associates (CRD 23131 ↗) American Portfolios Financial Services BrokerCheck CRD 18487 ↗ via American Portfolios Financial Services (CRD 18487 ↗) New Investors World, Inc. BrokerCheck CRD 109356 ↗ via New Investors World, Inc. (CRD 109356 ↗) NFP Securities, Inc. BrokerCheck CRD 42046 ↗ via NFP Securities, Inc. (CRD 42046 ↗) Stern Capital LLC BrokerCheck CRD 131226 ↗ via Stern Capital LLC (CRD 131226 ↗) First Montauk Securities Corp. BrokerCheck CRD 13755 ↗ via First Montauk Securities Corp. (CRD 13755 ↗) MAG Financial Inc. BrokerCheck CRD 36327 ↗ via MAG Financial Inc. (CRD 36327 ↗) Manor House Capital, LLC BrokerCheck CRD 140863 ↗ via Manor House Capital, LLC (CRD 140863 ↗) Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗ via Lincoln Financial Advisors Corp. (CRD 3978 ↗) MML Investors Services, Inc. BrokerCheck CRD 10409 ↗ via MML Investors Services, Inc. (CRD 10409 ↗) Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ via Deutsche Bank Securities Inc. (CRD 2525 ↗) Ross Securities Corporation BrokerCheck CRD 113796 ↗ via Ross Securities Corporation (CRD 113796 ↗) Park Avenue Securities LLC BrokerCheck CRD 46173 ↗ via Park Avenue Securities LLC (CRD 46173 ↗) M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗ via Wealth Preservation Associates LLC (CRD 35277 ↗) NYLIFE Securities LLC BrokerCheck CRD 5167 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) First Liberties Financial BrokerCheck CRD 14432 ↗ via First Liberties Financial (CRD 14432 ↗) Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗ via Oglivie Security Advisors Corporation (CRD 10105 ↗) World Equity Group, Inc. BrokerCheck CRD 29087 ↗ via World Equity Group, Inc. (CRD 29087 ↗) LPL Financial LLC BrokerCheck CRD 6413 ↗ via LPL Financial LLC (CRD 6413 ↗) Lion Street Financial BrokerCheck CRD 165828 ↗ via Lion Street Financial (CRD 165828 ↗) Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗)	EDGAR ↗
Mar 11, 2026 D NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-576139	$9,337,339	$0	$0	M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) NYLIFE Securities LLC BrokerCheck CRD 5167 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Wachovia Insurance Services, Inc. BrokerCheck CRD 35419 ↗ via Wachovia Insurance Services, Inc. (CRD 35419 ↗) GA Financial, Inc. BrokerCheck CRD 42293 ↗ via GA Financial, Inc. (CRD 42293 ↗) NYLINK Insurance Agency Incorporated no CRD number reported via NYLIFE Securities, LLC (CRD 5167 ↗) Royal Alliance Associates BrokerCheck CRD 23131 ↗ via Royal alliance Associates (CRD 23131 ↗) American Portfolios Financial Services BrokerCheck CRD 18487 ↗ via American Portfolios Financial Services (CRD 18487 ↗) New Investors World, Inc. BrokerCheck CRD 109356 ↗ via New Investors World, Inc. (CRD 109356 ↗) NFP Securities, Inc. BrokerCheck CRD 42046 ↗ via NFP Securities, Inc. (CRD 42046 ↗) Stern Capital LLC BrokerCheck CRD 131226 ↗ via Stern Capital LLC (CRD 131226 ↗) First Montauk Securities Corp. BrokerCheck CRD 13755 ↗ via First Montauk Securities Corp. (CRD 13755 ↗) MAG Financial Inc. BrokerCheck CRD 36327 ↗ via MAG Financial Inc. (CRD 36327 ↗) Manor House Capital, LLC BrokerCheck CRD 140863 ↗ via Manor House Capital, LLC (CRD 140863 ↗) Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗ via Lincoln Financial Advisors Corp. (CRD 3978 ↗) MML Investors Services, Inc. BrokerCheck CRD 10409 ↗ via MML Investors Services, Inc. (CRD 10409 ↗) Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ via Deutsche Bank Securities Inc. (CRD 2525 ↗) Ross Securities Corporation BrokerCheck CRD 113796 ↗ via Ross Securities Corporation (CRD 113796 ↗) Park Avenue Securities LLC BrokerCheck CRD 46173 ↗ via Park Avenue Securities LLC (CRD 46173 ↗) Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗ via Wealth Preservation Associates LLC (CRD 35277 ↗) First Liberties Financial BrokerCheck CRD 14432 ↗ via First Liberties Financial (CRD 14432 ↗) Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗ via Oglivie Security Advisors Corporation (CRD 10105 ↗) World Equity Group, Inc. BrokerCheck CRD 29087 ↗ via World Equity Group, Inc. (CRD 29087 ↗) LPL Financial LLC BrokerCheck CRD 6413 ↗ via LPL Financial LLC (CRD 6413 ↗) Lion Street Financial BrokerCheck CRD 165828 ↗ via Lion Street Financial (CRD 165828 ↗)	EDGAR ↗
Feb 12, 2026 D NEW YORK LIFE INSURANCE CO File 021-573469	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 3, 2026 D NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-572231	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 12, 2025 D/A NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-72713-6N	$51,176,870	$0	$0	M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) Clark Securities Inc. BrokerCheck CRD 43803 ↗ via Clark Securities Inc. (CRD 43803 ↗) Northwestern Mutual Investment Services, LLC BrokerCheck CRD 2881 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) TBG Financial & Insurance Services BrokerCheck CRD 26984 ↗ via TBG Financial & Insurance Services (CRD 26984 ↗) Executive Services Securities BrokerCheck CRD 25299 ↗ via Executive Services Securities (CRD 25299 ↗) Tower Square Securities Inc. BrokerCheck CRD 833 ↗ via Tower Square Securities Inc. (CRD 833 ↗) FAS Corp. BrokerCheck CRD 43536 ↗ via FAS Corp. (CRD 43536 ↗) ValMark Securities, Inc. BrokerCheck CRD 31243 ↗ via ValMark Securities, Inc. (CRD 31243 ↗) Newport Group Securities, Inc. BrokerCheck CRD 29722 ↗ via Newport Group Securities, Inc. (CRD 29722 ↗) NYLIFE Securities LLC BrokerCheck CRD 5167 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Douglas Forstrom BrokerCheck CRD 1155360 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) MAG Financial Inc. BrokerCheck CRD 36327 ↗ via MAG Financial Inc. (CRD 36327 ↗) Manor House Capital, LLC BrokerCheck CRD 140863 ↗ via Manor House Capital, LLC (CRD 140863 ↗) Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗ via Lincoln Financial Advisors Corp. (CRD 3978 ↗) MML Investors Services, Inc. BrokerCheck CRD 10409 ↗ via MML Investors Services, Inc. (CRD 10409 ↗) Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ via Deutsche Bank Securities Inc. (CRD 2525 ↗) Ross Securities Corporation BrokerCheck CRD 113796 ↗ via Ross Securities Corporation (CRD 113796 ↗) Park Avenue Securities LLC BrokerCheck CRD 46173 ↗ via Park Avenue Securities LLC (CRD 46173 ↗) Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗ via Wealth Preservation Associates LLC (CRD 35277 ↗) First Liberties Financial BrokerCheck CRD 14432 ↗ via First Liberties Financial (CRD 14432 ↗) Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗ via Oglivie Security Advisors Corporation (CRD 10105 ↗) World Equity Group, Inc. BrokerCheck CRD 29087 ↗ via World Equity Group, Inc. (CRD 29087 ↗) NYLINK Insurance Agency Incorporated no CRD number reported via NYLIFE Securities, LLC (CRD 5167 ↗) James M. Foyt BrokerCheck CRD 3152720 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) Russell H. Vandevelde BrokerCheck CRD 2030209 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) Phillip Pickett BrokerCheck CRD 4739154 ↗ via Northwestern Mutual Investment Services, LLC (CRD 2881 ↗) Domenic Matthew Dipiero BrokerCheck CRD 4772723 ↗ via NCG Securities, LLC (CRD 160481 ↗) Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗) MSI Financial Services Inc BrokerCheck CRD 14251 ↗ via MSI Financial Services Inc (CRD 14251 ↗) UBS Financial Services Inc BrokerCheck CRD 8174 ↗ via UBS Financial Services Inc (CRD 8174 ↗) OneAmerica Securities, Inc. BrokerCheck CRD 4173 ↗ via OneAmerica Securities, Inc. (CRD 4173 ↗) Morgan Stanley Ins Services BrokerCheck CRD 149777 ↗ via Morgan Stanley Ins Services (CRD 149777 ↗) MML Insurance Agency, Inc. BrokerCheck CRD 168638 ↗ via MML Insurance Agency, Inc. (CRD 168638 ↗) Triad Insurance, Inc. BrokerCheck CRD 25803 ↗ via Triad Advisors LLC (CRD 25803 ↗) Cetera Advisor Networks, LLC BrokerCheck CRD 13572 ↗ via Cetera Advisor Networks, LLC (CRD 13572 ↗) USI Securities, Inc. BrokerCheck CRD 43793 ↗ via USI Securities, Inc. (CRD 43793 ↗) Ascensus Broker Dealer Services, LLC BrokerCheck CRD 36478 ↗ via Ascensus Broker Dealer Services, LLC (CRD 36478 ↗)	EDGAR ↗
Mar 12, 2025 D/A NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-255279	$26,036,135	$0	$0	M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) ValMark Securities, Inc. BrokerCheck CRD 31243 ↗ via ValMark Securities, Inc. (CRD 31243 ↗) Newport Group Securities, Inc. BrokerCheck CRD 29722 ↗ via Newport Group Securities, Inc. (CRD 29722 ↗) NFP Advisor Services, LLC BrokerCheck CRD 42046 ↗ via NFP Advisor Services, LLC (CRD 42046 ↗) Executive Services Securities BrokerCheck CRD 25299 ↗ via Executive Services Securities (CRD 25299 ↗) Tower Square Securities Inc. BrokerCheck CRD 833 ↗ via Tower Square Securities Inc. (CRD 833 ↗) FAS Corp. BrokerCheck CRD 43536 ↗ via FAS Corp. (CRD 43536 ↗) NYLIFE Securities, Inc. BrokerCheck CRD 5167 ↗ via NYLIFE Securities, Inc. (CRD 5167 ↗) Douglas Forstrom BrokerCheck CRD 1155360 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Kestra Investment Services LLC BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗) UBS Financial Services BrokerCheck CRD 8174 ↗ via UBS Financial Services (CRD 8174 ↗) Triad Insurance, Inc. BrokerCheck CRD 25803 ↗ via Triad Insurance, Inc. (CRD 25803 ↗) Cetera Advisor Networks, LLC BrokerCheck CRD 13572 ↗ via Cetera Advisor Networks, LLC (CRD 13572 ↗) Cetera Advisors, LLC BrokerCheck CRD 10299 ↗ via Cetera Advisors, LLC (CRD 10299 ↗) Triad Advisors LLC BrokerCheck CRD 25803 ↗ via Triad Advisors LLC (CRD 25803 ↗) USI Securities, Inc. BrokerCheck CRD 43793 ↗ via USI Securities, Inc. (CRD 43793 ↗) Northwestern Mutual Investment Services BrokerCheck CRD 2881 ↗ via Northwestern Mutual Investment Services (CRD 2881 ↗) Ascensus Broker Dealer Services, LLC BrokerCheck CRD 36478 ↗ via Ascensus Broker Dealer Services, LLC (CRD 36478 ↗)	EDGAR ↗
Mar 12, 2025 D/A NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-362589	$23,609,419	$0	$0	Newport Group Securities Inc. BrokerCheck CRD 29722 ↗ via Newport Group Securities,Inc. (CRD 29722 ↗) M Holdings Securities, Inc BrokerCheck CRD 43285 ↗ via M Holdings Securities, Inc. (CRD 43285 ↗) Kestra Investment Services LLC. BrokerCheck CRD 42046 ↗ via Kestra Investment Services LLC (CRD 42046 ↗) Northwestern Mutual Investment Services LLC BrokerCheck CRD 2881 ↗ via Northwestern Mutual Investment Services LLC (CRD 2881 ↗) Morgan Stanley Insurance Services, Inc. BrokerCheck CRD 149777 ↗ via Morgan Stanley Insurance Services, Inc. (CRD 149777 ↗) VALMARK SECURITIES, INC. BrokerCheck CRD 31243 ↗ via VALMARK SECURITIES, INC. (CRD 31243 ↗) CARRIE HALL BrokerCheck CRD 1405784 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Triad Insurance, Inc. BrokerCheck CRD 25803 ↗ via Triad Advisors LLC. (CRD 25803 ↗) Lion Street Financial LLC BrokerCheck CRD 165828 ↗ via Lion Street Financial LLC (CRD 165828 ↗) USI Securities, Inc. BrokerCheck CRD 43793 ↗ via USI Securities, Inc. (CRD 43793 ↗) Ascensus Broker Dealer Services, LLC BrokerCheck CRD 36478 ↗ via Ascensus Broker Dealer Services, LLC (CRD 36478 ↗) Executive Insurance Agency BrokerCheck CRD 31243 ↗ via Valmark Securities, Inc. (CRD 31243 ↗) The Leaders Group BrokerCheck CRD 37157 ↗ via The Leaders Group (CRD 37157 ↗)	EDGAR ↗
Mar 12, 2025 D/A NEW YORK LIFE INSURANCE & ANNUITY CORP File 021-49767	$8,718,339	$0	$0	M Holdings Securities Inc. BrokerCheck CRD 43285 ↗ via M Holdings Securities Inc. (CRD 43285 ↗) NYLIFE Securities LLC BrokerCheck CRD 5167 ↗ via NYLIFE Securities LLC (CRD 5167 ↗) Wachovia Insurance Services, Inc. BrokerCheck CRD 35419 ↗ via Wachovia Insurance Services, Inc. (CRD 35419 ↗) GA Financial, Inc. BrokerCheck CRD 42293 ↗ via GA Financial, Inc. (CRD 42293 ↗) NYLINK Insurance Agency Incorporated no CRD number reported via NYLIFE Securities, LLC (CRD 5167 ↗) Royal Alliance Associates BrokerCheck CRD 23131 ↗ via Royal alliance Associates (CRD 23131 ↗) American Portfolios Financial Services BrokerCheck CRD 18487 ↗ via American Portfolios Financial Services (CRD 18487 ↗) New Investors World, Inc. BrokerCheck CRD 109356 ↗ via New Investors World, Inc. (CRD 109356 ↗) NFP Securities, Inc. BrokerCheck CRD 42046 ↗ via NFP Securities, Inc. (CRD 42046 ↗) Stern Capital LLC BrokerCheck CRD 131226 ↗ via Stern Capital LLC (CRD 131226 ↗) First Montauk Securities Corp. BrokerCheck CRD 13755 ↗ via First Montauk Securities Corp. (CRD 13755 ↗) MAG Financial Inc. BrokerCheck CRD 36327 ↗ via MAG Financial Inc. (CRD 36327 ↗) Manor House Capital, LLC BrokerCheck CRD 140863 ↗ via Manor House Capital, LLC (CRD 140863 ↗) Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗ via Lincoln Financial Advisors Corp. (CRD 3978 ↗) MML Investors Services, Inc. BrokerCheck CRD 10409 ↗ via MML Investors Services, Inc. (CRD 10409 ↗) Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ via Deutsche Bank Securities Inc. (CRD 2525 ↗) Ross Securities Corporation BrokerCheck CRD 113796 ↗ via Ross Securities Corporation (CRD 113796 ↗) Park Avenue Securities LLC BrokerCheck CRD 46173 ↗ via Park Avenue Securities LLC (CRD 46173 ↗) Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗ via Wealth Preservation Associates LLC (CRD 35277 ↗) First Liberties Financial BrokerCheck CRD 14432 ↗ via First Liberties Financial (CRD 14432 ↗) Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗ via Oglivie Security Advisors Corporation (CRD 10105 ↗) World Equity Group, Inc. BrokerCheck CRD 29087 ↗ via World Equity Group, Inc. (CRD 29087 ↗) LPL Financial LLC BrokerCheck CRD 6413 ↗ via LPL Financial LLC (CRD 6413 ↗) Lion Street Financial BrokerCheck CRD 165828 ↗ via Lion Street Financial (CRD 165828 ↗)	EDGAR ↗
Mar 4, 2025 D/A NEW YORK LIFE INSURANCE CO File 021-267971	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 12, 2025 D NEW YORK LIFE INSURANCE CO File 021-538013	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 14, 2024 D NEW YORK LIFE INSURANCE CO File 021-505257	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Michael McDonnell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Insurance · group: Longtail

NEW YORK LIFE INSURANCE & ANNUITY CORP

New York, NY · Mar 9, 2022 → Mar 11, 2026 · 26 filings

Mar 11, 2026 · D · $505,329,837 sold of Indefinite · 151 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
Mar 11, 2026 · D · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
Mar 11, 2026 · D · $3,033,110,297 sold of Indefinite · 227 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Mar 11, 2026 · D · $2,016,462,443 sold of Indefinite · 155 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
Mar 11, 2026 · D · $1,837,269,784 sold of Indefinite · 179 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
Feb 3, 2026 · D · $1,702,641,383 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
Mar 12, 2025 · D/A · $2,362,250,139 sold of Indefinite · 207 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 12, 2025 · D/A · $1,991,085,527 sold of Indefinite · 133 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 12, 2025 · D/A · $1,830,489,296 sold of Indefinite · 179 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 12, 2025 · D/A · $505,329,837 sold of Indefinite · 151 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 12, 2025 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
Mar 14, 2024 · D/A · $505,539,837 sold of Indefinite · 151 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 14, 2024 · D/A · $1,826,709,576 sold of Indefinite · 119 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 14, 2024 · D/A · $2,029,235,097 sold of Indefinite · 170 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 14, 2024 · D/A · $1,958,652,155 sold of Indefinite · 131 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 14, 2024 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗
Mar 13, 2023 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗
Mar 13, 2023 · D/A · $505,129,837 sold of Indefinite · 151 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 13, 2023 · D/A · $1,813,207,388 sold of Indefinite · 99 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 13, 2023 · D/A · $1,049,647,424 sold of Indefinite · 27 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 13, 2023 · D/A · $1,904,839,459 sold of Indefinite · 129 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 9, 2022 · D/A · $505,101,081 sold of Indefinite · 133 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 9, 2022 · D/A · $958,266,207 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 9, 2022 · D/A · $1,786,273,548 sold of Indefinite · 118 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Mar 9, 2022 · D/A · $1,799,736,989 sold of Indefinite · 73 investors · min. $250,000 · role: Executive Officer EDGAR ↗
Mar 9, 2022 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer EDGAR ↗

Raised $3.03B from 227 investors as of the latest filing. Michael is listed as executive officer, director on 26 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Insurance · group: Longtail

NEW YORK LIFE INSURANCE & ANNUITY CORP

New York, NY · Mar 9, 2022 → Mar 11, 2026 · 5 filings

Mar 11, 2026 · D · $136,299,569 sold of Indefinite · 120 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
Mar 12, 2025 · D/A · $135,351,413 sold of Indefinite · 119 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Mar 14, 2024 · D/A · $132,819,829 sold of Indefinite · 106 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Mar 13, 2023 · D/A · $129,951,729 sold of Indefinite · 105 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Mar 9, 2022 · D/A · $117,665,544 sold of Indefinite · 89 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $136.3M from 120 investors as of the latest filing. Michael is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Insurance · group: Longtail

NEW YORK LIFE INSURANCE CO

New York, NY · Feb 14, 2024 → Feb 12, 2026 · 4 filings

Feb 12, 2026 · D · $849,611 sold of Indefinite · 316 investors · min. $1 · role: Executive Officer (Senior Vice President and General Counsel) EDGAR ↗
Mar 4, 2025 · D/A · $2,064,179,530 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Senior Vice President & General Counsel) EDGAR ↗
Feb 12, 2025 · D · $863,560 sold of Indefinite · 319 investors · min. $1 · role: Executive Officer (Senior Vice President and General Counsel) EDGAR ↗
Feb 14, 2024 · D · $0 sold of Indefinite · 314 investors · min. $1 · role: Executive Officer (Senior Vice President and General Counsel) EDGAR ↗

Raised $2.06B from 319 investors as of the latest filing. Michael is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

MICHAEL P. MCDONNELL — MA, 1 issuer, Jan 24, 2023 → Jun 14, 2024 · no shared issuer

People around Michael 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

No photo found yet (own website and image search run after this page is viewed)

Person

Craig L. DeSanto

Executive Officer, Director · 35 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas A. Hendry

Executive Officer, Director · 35 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Eric Feldstein

Executive Officer, Director · 35 shared filings (3 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amy Miller

Executive Officer, Director · 33 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert M. Gardner

Executive Officer, Director · 32 shared filings (3 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Janis C. Rubin

Executive Officer · 31 shared filings (2 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Colleen A. Meade

Executive Officer · 31 shared filings (2 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jodi Kravitz

Executive Officer, Director · 31 shared filings (2 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael A. Gamble

Executive Officer · 31 shared filings (2 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Anthony R. Malloy

Executive Officer, Director · 27 shared filings (3 issuers) · also on 2 other issuers

Anthony R. Malloy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Alexander I. Cook

Executive Officer, Director · 21 shared filings (3 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark J. Madgett

Executive Officer, Director · 20 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Elizabeth K. Brill

Executive Officer, Director · 19 shared filings (3 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Matthew D. Wion

Executive Officer, Director · 18 shared filings (2 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank Harte

Executive Officer, Director · 16 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Theodore A. Mathas

Executive Officer, Director · 15 shared filings (2 issuers) · also on 3 other issuers

Theodore A. Mathas is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Sara L. Badler

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Erik A. Anderson

Executive Officer, Director · 12 shared filings (3 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank J. Harte

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Craig Sabal

Director · 7 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas C. Schievelbein

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark L. Feidler

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ralph de la Vega

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert B. Carter

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Donna H. Kinnaird

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert F. Friel

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Aaron C. Ball

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Paula A. Steiner

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Barbara G. Novick

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joanne H. Rodgers

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michele G. Buck

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Claire L. Babineaux-Fontenot

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alain M. Karaoglan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sonali Virendra

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amy H. Miller

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alain Karaoglan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sheila K. Davidson

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Edward D. Shirley

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Deepa Soni

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher D. Kastner

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael McDonnell. Their page shows their other deals.

The team behind the deals

Sponsor group

Longtail

15 issuers · 163 filings · $3.29B reported sold · 2009–2026

LI Longtail Insurance Holdings Ltd. Insurance · $545M sold · 2023
NE N.E. Toys Film LLC Other · $19.2M sold · 2026
NY NEW YORK LIFE INSURANCE & ANNUITY CORP Insurance · $3.03B sold · 2009 · listed
NY NEW YORK LIFE INSURANCE & ANNUITY CORP Insurance · $136.3M sold · 2009 · listed
NY NEW YORK LIFE INSURANCE CO Insurance · $2.06B sold · 2010 · listed
LI Longtail Insurance Holdings Ltd. Insurance · $961.9M sold · 2019
LF Longtail Feeder Fund III LP Pooled Investment Fund · $33.4M sold · 2023
HE Hellblazer Endeavours LLC Other · $5M sold · 2025
CB Call Back Film LLC Other · $10.9M sold · 2025
WS WEF SLATE 1 LLC Other · $4.8M sold · 2025
LF Longtail Fund I LP Pooled Investment Fund · $50.8M sold · 2019
LF Longtail Feeder Fund II LP Pooled Investment Fund · $10.6M sold · 2021
NY New York Digital Investment Group LLC Other Banking and Financial Services · $767.3M sold · 2021
MA Madison Avenue Opportunities LLC Pooled Investment Fund · $40.3M sold · 2017
NY New York Life Insurance Co Pooled Separate Account 45-005 Insurance · $327.8M sold · 2014

One team, 15 deal companies. Michael McDonnell is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael McDonnell.

Same business address

21 other issuers file from the same address

Madison Square Structured Debt Fund II LP New York, NY · 2026
MSVEF RT Feeder II LP New York, NY · 2025
MSVEF RH Feeder II LP New York, NY · 2025
Madison Square Value Enhancement Fund II LP New York, NY · 2025
Hume AI Inc. New York, NY · 2022
Madison Square Strategic Investments Venture L.P. New York, NY · 2022
MSSDF REIT LLC New York, NY · 2020
Madison Square Structured Debt Fund LP New York, NY · 2019
MSVEF REIT LLC New York, NY · 2019
Madison Square Value Enhancement Fund LP New York, NY · 2018
MSVEF Feeder LP New York, NY · 2018
GoldPoint Partners Select Manager Fund IV, L.P. New York, NY · 2017
New York Life Insurance Co Pooled Separate Account 45-005 New York, NY · 2014
Hummingbird Kinetics LLC New York, NY · 2018
GoldPoint Partners Co-Investment VI, LP New York, NY · 2017
GoldPoint Private Credit Fund, LP New York, NY · 2017
GoldPoint Partners Select Manager Fund III, L.P. New York, NY · 2015
GoldPoint Mezzanine Partners IV, LP New York, NY · 2015
TTWiiN, LLC New York, NY · 2016
GoldPoint Partners Co-Investment V, LP New York, NY · 2012
NYLIM Institutional Floating Rate Fund LP New York, NY · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 7 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Michael McDonnell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: NEW YORK LIFE INSURANCE CO (7).

Public profiles and social

Websites and social links of the issuers Michael McDonnell is listed on: none on file. No website or social profile named in NEW YORK LIFE INSURANCE & ANNUITY CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,391 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Michael McDonnell

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

11 bankruptcy cases name the subject or team members

4 offerings reported less sold on a later filing than an earlier one

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

7 Form Ds were filed more than 15 days after the first sale

7 offerings have no amendment in the last 12 months and may still be open

4 role changes for the same people across filings

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

Michael McDonnell is written 2 different ways on the filings

Same name, different state: "MICHAEL P. MCDONNELL" (MA) is a separate record

5. Money to insiders

Deals 3

People around Michael 40

The team behind the deals

21 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person