PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:06 AM ET

Sponsor Check › Person

MM
No photo found yet (own website and image search run after this page is viewed)

Mark J. Madgett

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 13, 2016 → Mar 4, 2025

4deals (issuers)
$5.56Breported sold
669investors
72Form D filings
2016–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark J. Madgett is listed as an executive officer and director on 72 SEC Form D filings by 4 issuers between Jan 2016 and Mar 2025: NEW YORK LIFE INSURANCE & ANNUITY CORP (New York, NY — insurance — 2017–2024; $3.03B reported sold to 227 investors), NEW YORK LIFE INSURANCE CO (New York, NY — insurance — 2016–2025; $2.06B reported sold to 319 investors), New York Life Insurance Co Pooled Separate Account 45-005 (New York, NY — insurance — 2017–2018; $327.8M reported sold to 3 investors) and NEW YORK LIFE INSURANCE & ANNUITY CORP (New York, NY — insurance — 2017–2024; $136.3M reported sold to 120 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $5.56B sold in total.

Listed alongside Thomas A. Hendry (67 shared filings), Craig L. DeSanto (66 shared filings), Theodore A. Mathas (66 shared filings), Robert M. Gardner (64 shared filings), Amy Miller (58 shared filings) and 68 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 4 issuers belong to the sponsor group Longtail (15 issuers, $3.29B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Longtail has 15 companies on file and $3.29B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name listed in Key records below.

What this means 4 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 72 public filings for Mark J. Madgett and found 16 differences, 3 worth asking the sponsor about: 6 offerings reported less sold on a later filing than an earlier one; 6 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark J. Madgett has not run yet — it is joining a line of 6,812 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 2 open, 1 dismissed, 1 judgment

Madgett Law, LLC v. Pravati Capital, LLC open
District Court, D. Minnesota · No. 0:26-cv-01703 · Filed Mar 2, 2026
Role of Madgett Law, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); surname only in the caption; court in MN (not a filing state)
Madgett Law, LLC v. Pravati Capital, LLC open
District Court, D. Minnesota · No. 0:23-cv-01271 · Filed May 5, 2023 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Madgett Law, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); surname only in the caption; court in MN (not a filing state)
Madgett v. Audit Systems, Inc. dismissed
District Court, D. Minnesota · No. 0:10-cv-00278 · Filed Jan 29, 2010 · Closed Jun 15, 2010 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Madgett: Plaintiff · Outcome: Terminated 2010-06-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); surname only in the caption; court in MN (not a filing state)
Doctor's Associates v. Madgett judgment
District Court, D. Connecticut · No. 3:96-cv-01896 · Filed Sep 16, 1996 · Closed Jun 21, 1999 · Nature of suit: 890 Other statutory actions
Role of Madgett: Defendant · Outcome: Terminated 1999-06-21 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 4 federal dockets); surname only in the caption; court in CT (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark J. Madgett..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Mark J. Madgett — 3 worth asking about (compared the newest 50 of 72 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 8, 2019 – Mar 14, 2024

6 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Amount sold went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · and 1 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 14, 2024 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗Form D/A (earlier) · Mar 13, 2023 ↗
Sources
Worth asking · Mar 8, 2019 – Mar 12, 2025

6 offerings reported fewer investors on a later filing

Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · Investor count went down between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP · and 1 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗Form D/A (earlier) · Mar 9, 2022 ↗
Sources
Worth asking · Mar 14, 2024 – Mar 12, 2025

4 people are no longer listed on a later amendment

Mark J. Madgett is no longer listed on the Mar 12, 2025 amendment — NEW YORK LIFE INSURANCE & ANNUITY CORP · Mark J. Madgett is no longer listed on the Mar 12, 2025 amendment — NEW YORK LIFE INSURANCE & ANNUITY CORP · Mark J. Madgett is no longer listed on the Mar 12, 2025 amendment — NEW YORK LIFE INSURANCE & ANNUITY CORP · Mark J. Madgett is no longer listed on the Mar 12, 2025 amendment — NEW YORK LIFE INSURANCE & ANNUITY CORP

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 14, 2024 ↗Form D/A · Mar 12, 2025 ↗Mark J. Madgett — PartnerFacts page ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Jan 29, 2021 – Feb 16, 2021

Form D filed 18 days after the first sale — NEW YORK LIFE INSURANCE CO

The filing says the first sale was Jan 29, 2021. The Form D was filed Feb 16, 2021 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 16, 2021 ↗NEW YORK LIFE INSURANCE CO — PartnerFacts page ↗
Sources
Note · Mar 13, 2017 – Mar 13, 2023

4 role changes for the same people across filings

Mark J. Madgett's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: executive officer, director → director · Mark J. Madgett's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: executive officer, director → director · Mark J. Madgett's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: executive officer, director → director · Mark J. Madgett's role changed at NEW YORK LIFE INSURANCE & ANNUITY CORP: director → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Mar 9, 2022 ↗Form D/A · Mar 13, 2023 ↗Mark J. Madgett — PartnerFacts page ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Nov 21, 2014 – Mar 4, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE CO (latest filing Mar 4, 2025) · No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE CO (latest filing Feb 14, 2024) · No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE CO (latest filing Feb 14, 2023) · No amendment in the last 12 months on an offering that may still be open — NEW YORK LIFE INSURANCE CO (latest filing Feb 16, 2021) · No amendment in the last 12 months on an offering that may still be open — New York Life Insurance Co Pooled Separate Account 45-005 (latest filing Dec 18, 2018) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 4, 2025 ↗NEW YORK LIFE INSURANCE CO — PartnerFacts page ↗Form D · Feb 14, 2024 ↗Form D · Feb 14, 2023 ↗
Sources
Note · Mar 14, 2024 – Mar 12, 2025

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 14, 2024 filing lists a minimum of $250,000; the Mar 12, 2025 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 12, 2025 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 14, 2024

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 14, 2024 filing lists a minimum of $100,000,000; the Mar 14, 2024 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2024 ↗Form D/A (later) · Mar 14, 2024 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 13, 2023

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 13, 2023 filing lists a minimum of $250,000; the Mar 13, 2023 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 13, 2023 ↗Form D/A (later) · Mar 13, 2023 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 9, 2022

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 9, 2022 filing lists a minimum of $100,000,000; the Mar 9, 2022 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 9, 2022 ↗Form D/A (later) · Mar 9, 2022 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 11, 2020 – Mar 15, 2021

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 11, 2020 filing lists a minimum of $100,000,000; the Mar 15, 2021 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 11, 2020 ↗Form D/A (later) · Mar 15, 2021 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 15, 2021

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 15, 2021 filing lists a minimum of $250,000; the Mar 15, 2021 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 15, 2021 ↗Form D/A (later) · Mar 15, 2021 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 8, 2019 – Mar 11, 2020

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 8, 2019 filing lists a minimum of $100,000,000; the Mar 11, 2020 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 8, 2019 ↗Form D/A (later) · Mar 11, 2020 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 11, 2020

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 11, 2020 filing lists a minimum of $250,000; the Mar 11, 2020 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 11, 2020 ↗Form D/A (later) · Mar 11, 2020 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 12, 2018 – Mar 8, 2019

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 12, 2018 filing lists a minimum of $100,000,000; the Mar 8, 2019 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 12, 2018 ↗Form D/A (later) · Mar 8, 2019 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
Note · Mar 8, 2019

Minimum investment changed between filings — NEW YORK LIFE INSURANCE & ANNUITY CORP

The Mar 8, 2019 filing lists a minimum of $250,000; the Mar 8, 2019 Form D/A lists $100,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 8, 2019 ↗Form D/A (later) · Mar 8, 2019 ↗NEW YORK LIFE INSURANCE & ANNUITY CORP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 72 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

4 of 17 offerings report sales commissions totalling $64,318,651; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 4, 2025 D/A
NEW YORK LIFE INSURANCE CO
File 021-267971
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2024 D/A
NEW YORK LIFE INSURANCE & ANNUITY CORP
File 021-72713-6N
$6,417,020$0$0Walnut Street Securities, Inc. BrokerCheck CRD 15840 ↗
via Walnut Street Securities, Inc. (CRD 15840 ↗)

Valmark Securities, Inc. BrokerCheck CRD 31243 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Investors Capital Corporation BrokerCheck CRD 30613 ↗
via Investors Capital Corporation (CRD 30613 ↗)

Northwestern Mutual Investment Services, LLC BrokerCheck CRD 2881 ↗
via Northwestern Mutual Investment Services, Inc. (CRD 2881 ↗)

NYLINK Insurance Agency Incorporated no CRD number reported
via NYLIFE Securities, LLC (CRD 5167 ↗)

Royal Alliance Associates BrokerCheck CRD 23131 ↗
via Royal alliance Associates (CRD 23131 ↗)

American Portfolios Financial Services BrokerCheck CRD 18487 ↗
via American Portfolios Financial Services (CRD 18487 ↗)

New Investors World, Inc. BrokerCheck CRD 109356 ↗
via New Investors World, Inc. (CRD 109356 ↗)

NFP Securities, Inc. BrokerCheck CRD 42046 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Stern Capital LLC BrokerCheck CRD 131226 ↗
via Stern Capital LLC (CRD 131226 ↗)

First Montauk Securities Corp. BrokerCheck CRD 13755 ↗
via First Montauk Securities Corp. (CRD 13755 ↗)

MAG Financial Inc. BrokerCheck CRD 36327 ↗
via MAG Financial Inc. (CRD 36327 ↗)

Manor House Capital, LLC BrokerCheck CRD 140863 ↗
via Manor House Capital, LLC (CRD 140863 ↗)

Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗
via Lincoln Financial Advisors Corp. (CRD 3978 ↗)

MML Investors Services, Inc. BrokerCheck CRD 10409 ↗
via MML Investors Services, Inc. (CRD 10409 ↗)

Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

Ross Securities Corporation BrokerCheck CRD 113796 ↗
via Ross Securities Corporation (CRD 113796 ↗)

Park Avenue Securities LLC BrokerCheck CRD 46173 ↗
via Park Avenue Securities LLC (CRD 46173 ↗)

M Holdings Securities Inc. BrokerCheck CRD 43285 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗
via Wealth Preservation Associates LLC (CRD 35277 ↗)

NYLIFE Securities LLC BrokerCheck CRD 5167 ↗
via NYLIFE Securities LLC (CRD 5167 ↗)

First Liberties Financial BrokerCheck CRD 14432 ↗
via First Liberties Financial (CRD 14432 ↗)

Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗
via Oglivie Security Advisors Corporation (CRD 10105 ↗)

World Equity Group, Inc. BrokerCheck CRD 29087 ↗
via World Equity Group, Inc. (CRD 29087 ↗)

LPL Financial LLC BrokerCheck CRD 6413 ↗
via LPL Financial LLC (CRD 6413 ↗)

Lion Street Financial BrokerCheck CRD 165828 ↗
via Lion Street Financial (CRD 165828 ↗)

Kestra Investment Services LLC BrokerCheck CRD 42046 ↗
via Kestra Investment Services LLC (CRD 42046 ↗)
EDGAR ↗
Mar 14, 2024 D/A
NEW YORK LIFE INSURANCE & ANNUITY CORP
File 021-255279
$26,036,134$0$0M Holdings Securities Inc. BrokerCheck CRD 43285 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

ValMark Securities, Inc. BrokerCheck CRD 31243 ↗
via ValMark Securities, Inc. (CRD 31243 ↗)

Newport Group Securities, Inc. BrokerCheck CRD 29722 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

NFP Advisor Services, LLC BrokerCheck CRD 42046 ↗
via NFP Advisor Services, LLC (CRD 42046 ↗)

Executive Services Securities BrokerCheck CRD 25299 ↗
via Executive Services Securities (CRD 25299 ↗)

Tower Square Securities Inc. BrokerCheck CRD 833 ↗
via Tower Square Securities Inc. (CRD 833 ↗)

FAS Corp. BrokerCheck CRD 43536 ↗
via FAS Corp. (CRD 43536 ↗)

NYLIFE Securities, Inc. BrokerCheck CRD 5167 ↗
via NYLIFE Securities, Inc. (CRD 5167 ↗)

Douglas Forstrom BrokerCheck CRD 1155360 ↗
via NYLIFE Securities LLC (CRD 5167 ↗)

Kestra Investment Services LLC BrokerCheck CRD 42046 ↗
via Kestra Investment Services LLC (CRD 42046 ↗)

UBS Financial Services BrokerCheck CRD 8174 ↗
via UBS Financial Services (CRD 8174 ↗)

Triad Insurance, Inc. BrokerCheck CRD 25803 ↗
via Triad Insurance, Inc. (CRD 25803 ↗)

Cetera Advisor Networks, LLC BrokerCheck CRD 13572 ↗
via Cetera Advisor Networks, LLC (CRD 13572 ↗)

Cetera Advisors, LLC BrokerCheck CRD 10299 ↗
via Cetera Advisors, LLC (CRD 10299 ↗)

Triad Advisors LLC BrokerCheck CRD 25803 ↗
via Triad Advisors LLC (CRD 25803 ↗)

USI Securities, Inc. BrokerCheck CRD 43793 ↗
via USI Securities, Inc. (CRD 43793 ↗)

Northwestern Mutual Investment Services BrokerCheck CRD 2881 ↗
via Northwestern Mutual Investment Services (CRD 2881 ↗)
EDGAR ↗
Mar 14, 2024 D/A
NEW YORK LIFE INSURANCE & ANNUITY CORP
File 021-49767
$8,256,079$0$0M Holdings Securities Inc. BrokerCheck CRD 43285 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

NYLIFE Securities LLC BrokerCheck CRD 5167 ↗
via NYLIFE Securities LLC (CRD 5167 ↗)

Wachovia Insurance Services, Inc. BrokerCheck CRD 35419 ↗
via Wachovia Insurance Services, Inc. (CRD 35419 ↗)

GA Financial, Inc. BrokerCheck CRD 42293 ↗
via GA Financial, Inc. (CRD 42293 ↗)

NYLINK Insurance Agency Incorporated no CRD number reported
via NYLIFE Securities, LLC (CRD 5167 ↗)

Royal Alliance Associates BrokerCheck CRD 23131 ↗
via Royal alliance Associates (CRD 23131 ↗)

American Portfolios Financial Services BrokerCheck CRD 18487 ↗
via American Portfolios Financial Services (CRD 18487 ↗)

New Investors World, Inc. BrokerCheck CRD 109356 ↗
via New Investors World, Inc. (CRD 109356 ↗)

NFP Securities, Inc. BrokerCheck CRD 42046 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Stern Capital LLC BrokerCheck CRD 131226 ↗
via Stern Capital LLC (CRD 131226 ↗)

First Montauk Securities Corp. BrokerCheck CRD 13755 ↗
via First Montauk Securities Corp. (CRD 13755 ↗)

MAG Financial Inc. BrokerCheck CRD 36327 ↗
via MAG Financial Inc. (CRD 36327 ↗)

Manor House Capital, LLC BrokerCheck CRD 140863 ↗
via Manor House Capital, LLC (CRD 140863 ↗)

Lincoln Financial Advisors Corp. BrokerCheck CRD 3978 ↗
via Lincoln Financial Advisors Corp. (CRD 3978 ↗)

MML Investors Services, Inc. BrokerCheck CRD 10409 ↗
via MML Investors Services, Inc. (CRD 10409 ↗)

Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
via Deutsche Bank Securities Inc. (CRD 2525 ↗)

Ross Securities Corporation BrokerCheck CRD 113796 ↗
via Ross Securities Corporation (CRD 113796 ↗)

Park Avenue Securities LLC BrokerCheck CRD 46173 ↗
via Park Avenue Securities LLC (CRD 46173 ↗)

Wealth Preservation Associates LLC BrokerCheck CRD 35277 ↗
via Wealth Preservation Associates LLC (CRD 35277 ↗)

First Liberties Financial BrokerCheck CRD 14432 ↗
via First Liberties Financial (CRD 14432 ↗)

Oglivie Security Advisors Corporation BrokerCheck CRD 10105 ↗
via Oglivie Security Advisors Corporation (CRD 10105 ↗)

World Equity Group, Inc. BrokerCheck CRD 29087 ↗
via World Equity Group, Inc. (CRD 29087 ↗)

LPL Financial LLC BrokerCheck CRD 6413 ↗
via LPL Financial LLC (CRD 6413 ↗)

Lion Street Financial BrokerCheck CRD 165828 ↗
via Lion Street Financial (CRD 165828 ↗)
EDGAR ↗
Mar 14, 2024 D/A
NEW YORK LIFE INSURANCE & ANNUITY CORP
File 021-362589
$23,609,418$0$0Newport Group Securities Inc. BrokerCheck CRD 29722 ↗
via Newport Group Securities,Inc. (CRD 29722 ↗)

M Holdings Securities, Inc BrokerCheck CRD 43285 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Kestra Investment Services LLC. BrokerCheck CRD 42046 ↗
via Kestra Investment Services LLC (CRD 42046 ↗)

Northwestern Mutual Investment Services LLC BrokerCheck CRD 2881 ↗
via Northwestern Mutual Investment Services LLC (CRD 2881 ↗)

Morgan Stanley Insurance Services, Inc. BrokerCheck CRD 149777 ↗
via Morgan Stanley Insurance Services, Inc. (CRD 149777 ↗)

VALMARK SECURITIES, INC. BrokerCheck CRD 31243 ↗
via VALMARK SECURITIES, INC. (CRD 31243 ↗)

CARRIE HALL BrokerCheck CRD 1405784 ↗
via NYLIFE Securities LLC (CRD 5167 ↗)

Triad Insurance, Inc. BrokerCheck CRD 25803 ↗
via Triad Advisors LLC. (CRD 25803 ↗)

Lion Street Financial LLC BrokerCheck CRD 165828 ↗
via Lion Street Financial LLC (CRD 165828 ↗)

USI Securities, Inc. BrokerCheck CRD 43793 ↗
via USI Securities, Inc. (CRD 43793 ↗)

Ascensus Broker Dealer Services, LLC BrokerCheck CRD 36478 ↗
via Ascensus Broker Dealer Services, LLC (CRD 36478 ↗)

Executive Insurance Agency BrokerCheck CRD 31243 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)
EDGAR ↗
Feb 14, 2024 D
NEW YORK LIFE INSURANCE CO
File 021-505257
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2023 D
NEW YORK LIFE INSURANCE CO
File 021-473484
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2022 D
NEW YORK LIFE INSURANCE CO
File 021-431434
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2021 D
NEW YORK LIFE INSURANCE CO
File 021-389538
$0$0$0NYLIFE Securities LLC BrokerCheck CRD 5167 ↗EDGAR ↗
Jan 28, 2020 D
NEW YORK LIFE INSURANCE CO
File 021-359143
$0$0$0NYLIFE Securities LLC BrokerCheck CRD 5167 ↗EDGAR ↗
Jan 22, 2019 D
NEW YORK LIFE INSURANCE CO
File 021-330990
$0$0$0NYLIFE SECURITIES LLC BrokerCheck CRD 5167 ↗EDGAR ↗
Dec 18, 2018 D/A
New York Life Insurance Co Pooled Separate Account 45-005
File 021-229019
$0$0$0None listed on this filingEDGAR ↗
Dec 10, 2018 D
NEW YORK LIFE INSURANCE CO
File 021-327471
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2018 D/A
NEW YORK LIFE INSURANCE CO
File 021-259608
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2018 D
NEW YORK LIFE INSURANCE CO
File 021-303870
$0$0$0NYLife Securities LLC BrokerCheck CRD 5167 ↗EDGAR ↗
Jan 13, 2017 D
NEW YORK LIFE INSURANCE CO
File 021-278445
$0$0$0NYLIFE SECURITIES LLC BrokerCheck CRD 5167 ↗EDGAR ↗
Jan 13, 2016 D
NEW YORK LIFE INSURANCE CO
File 021-255022
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Mark J. Madgett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NY
Insurance · group: Longtail

NEW YORK LIFE INSURANCE CO

New York, NY · Jan 13, 2016 → Mar 4, 2025 · 22 filings
  • Mar 4, 2025 · D/A · $2,064,179,530 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Executive Vice President & Co-Head of the Foundational Business) EDGAR ↗
  • Feb 22, 2024 · D/A · $2,064,179,530 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Executive Vice President and Co-Head of the Foundational Business) EDGAR ↗
  • Feb 14, 2024 · D · $0 sold of Indefinite · 314 investors · min. $1 · role: Executive Officer (Executive Vice President and Co-Head of the Foundational Business) EDGAR ↗
  • Mar 13, 2023 · D/A · $2,064,179,530 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Executive Vice President and Head of Agency) EDGAR ↗
  • Feb 14, 2023 · D · $0 sold of Indefinite · 313 investors · min. $1 · role: Executive Officer (Executive Vice President and Head of Agency) EDGAR ↗
  • Feb 16, 2022 · D/A · $1,954,494,385 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Executive Vice President) EDGAR ↗
  • Jan 31, 2022 · D · $0 sold of Indefinite · 311 investors · min. $1 · role: Executive Officer (Executive Vice President and Head of Agency) EDGAR ↗
  • Feb 16, 2021 · D · $442,831 sold of Indefinite · 214 investors · min. $1 · role: Executive Officer (Executive Vice President and Head of Agency) EDGAR ↗
  • Feb 9, 2021 · D/A · $1,954,494,385 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Executive Vice President) EDGAR ↗
  • Feb 12, 2020 · D/A · $1,158,570,670 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗
  • Jan 28, 2020 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Executive Vice President and Head of Agency) EDGAR ↗
  • Feb 13, 2019 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗
  • Jan 22, 2019 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (SENIOR VICE PRESIDENT AND HEAD OF AGENCY) EDGAR ↗
  • Dec 10, 2018 · D · $22,325,000 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Senior Vice President in Charge of Career Agency Distribution) EDGAR ↗
  • Mar 19, 2018 · D/A · $51,328,964 sold of Indefinite · 2 investors · min. $1 · role: Executive Officer (Senior Vice President in Charge of Career Agency Distribution) EDGAR ↗
  • Feb 14, 2018 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗
  • Jan 23, 2018 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗
  • Mar 17, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Senior Vice President in Charge of Career Agency Distribution) EDGAR ↗
  • Jan 13, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (SENIOR VICE PRESIDENT AND HEAD OF AGENCY) EDGAR ↗
  • Jul 29, 2016 · D · $200,000,000 sold of Indefinite · 1 investors · min. $1 · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗
  • Mar 18, 2016 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Senior Vice President in Charge of Career Agency Distribution) EDGAR ↗
  • Jan 13, 2016 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer (Senior Vice President in Charge of Career Agency Distribution) EDGAR ↗

Raised $2.06B from 319 investors as of the latest filing. Mark is listed as executive officer on 22 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NY
Insurance · group: Longtail

NEW YORK LIFE INSURANCE & ANNUITY CORP

New York, NY · Mar 13, 2017 → Mar 14, 2024 · 37 filings
  • Mar 14, 2024 · D/A · $505,539,837 sold of Indefinite · 151 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 14, 2024 · D/A · $1,826,709,576 sold of Indefinite · 119 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 14, 2024 · D/A · $2,029,235,097 sold of Indefinite · 170 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2024 · D/A · $1,958,652,155 sold of Indefinite · 131 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2024 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Mar 13, 2023 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Mar 13, 2023 · D/A · $505,129,837 sold of Indefinite · 151 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 13, 2023 · D/A · $1,813,207,388 sold of Indefinite · 99 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 13, 2023 · D/A · $1,049,647,424 sold of Indefinite · 27 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 13, 2023 · D/A · $1,904,839,459 sold of Indefinite · 129 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 9, 2022 · D/A · $505,101,081 sold of Indefinite · 133 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2022 · D/A · $958,266,207 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2022 · D/A · $1,786,273,548 sold of Indefinite · 118 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2022 · D/A · $1,799,736,989 sold of Indefinite · 73 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2022 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2021 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2021 · D/A · $505,081,951 sold of Indefinite · 133 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2021 · D/A · $70,411,497 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2021 · D/A · $1,654,866,194 sold of Indefinite · 100 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2021 · D/A · $1,794,596,507 sold of Indefinite · 53 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2020 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2020 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2020 · D/A · $504,233,303 sold of Indefinite · 133 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2020 · D/A · $1,539,257,109 sold of Indefinite · 79 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2020 · D/A · $1,778,056,498 sold of Indefinite · 52 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 8, 2019 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 8, 2019 · D/A · $503,131,748 sold of Indefinite · 133 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 8, 2019 · D/A · $427,882,618 sold of Indefinite · 50 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 8, 2019 · D/A · $1,768,838,698 sold of Indefinite · 51 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2018 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2018 · D/A · $502,360,663 sold of Indefinite · 133 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2018 · D/A · $311,998,282 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2018 · D/A · $1,749,077,152 sold of Indefinite · 48 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 13, 2017 · D/A · $545,593,981 sold of Indefinite · 2 investors · min. $100,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 13, 2017 · D/A · $500,484,661 sold of Indefinite · 133 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 13, 2017 · D/A · $117,427,846 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 13, 2017 · D/A · $1,723,614,225 sold of Indefinite · 47 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $3.03B from 227 investors as of the latest filing. Mark is listed as director, executive officer on 37 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NY
Insurance · group: Longtail

NEW YORK LIFE INSURANCE & ANNUITY CORP

New York, NY · Mar 13, 2017 → Mar 14, 2024 · 10 filings
  • Mar 14, 2024 · D/A · $132,819,829 sold of Indefinite · 106 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2023 · D/A · $129,951,729 sold of Indefinite · 105 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2022 · D/A · $117,665,544 sold of Indefinite · 89 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2021 · D/A · $117,665,544 sold of Indefinite · 85 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2020 · D/A · $116,439,039 sold of Indefinite · 85 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 8, 2019 · D/A · $114,844,445 sold of Indefinite · 85 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 14, 2018 · D/A · $112,849,645 sold of Indefinite · 85 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2018 · D/A · $112,849,645 sold of Indefinite · 85 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 12, 2018 · D/A · $112,849,645 sold of Indefinite · 85 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 13, 2017 · D/A · $110,445,801 sold of Indefinite · 83 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $136.3M from 120 investors as of the latest filing. Mark is listed as director, executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NY
Insurance · group: Longtail

New York Life Insurance Co Pooled Separate Account 45-005

New York, NY · Jan 4, 2017 → Dec 18, 2018 · 3 filings
  • Dec 18, 2018 · D/A · $327,758,840 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗
  • Jan 3, 2018 · D/A · $327,758,840 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗
  • Jan 4, 2017 · D/A · $327,758,840 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Senior Vice President and Head of Agency) EDGAR ↗

Raised $327.8M from 3 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Mark 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas A. Hendry

Executive Officer, Director · 67 shared filings (4 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore A. Mathas

Executive Officer, Director · 66 shared filings (4 issuers) · also on 1 other issuer

Theodore A. Mathas is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Craig L. DeSanto

Executive Officer, Director · 66 shared filings (4 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Gardner

Executive Officer, Director · 64 shared filings (3 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Miller

Executive Officer, Director · 58 shared filings (4 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander I. Cook

Executive Officer, Director · 51 shared filings (3 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Janis C. Rubin

Executive Officer · 47 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew D. Wion

Executive Officer, Director · 47 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony R. Malloy

Executive Officer, Director · 43 shared filings (4 issuers) · also on 1 other issuer

Anthony R. Malloy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Feldstein

Executive Officer, Director · 41 shared filings (3 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joel M. Steinberg

Executive Officer, Director · 39 shared filings (4 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth K. Brill

Executive Officer, Director · 38 shared filings (3 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Harte

Executive Officer, Director · 32 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Grove

Executive Officer, Director · 32 shared filings (4 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John T. Fleurant

Executive Officer, Director · 31 shared filings (4 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Colleen A. Meade

Executive Officer · 30 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher T. Ashe

Executive Officer, Director · 29 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Y. Kim

Executive Officer, Director · 25 shared filings (4 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph de la Vega

Director · 25 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michele G. Buck

Director · 25 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert B. Carter

Director · 25 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

TE
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas F. English

Executive Officer · 24 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sheila K. Davidson

Executive Officer · 24 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward D. Shirley

Director · 24 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sara L. Badler

Executive Officer · 24 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur H. Seter

Executive Officer, Director · 23 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Schievelbein

Director · 23 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mark L. Feidler

Director · 23 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David G. Bedard

Executive Officer, Director · 23 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dylan W. Huang

Executive Officer, Director · 23 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald B. Smith

Director · 22 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael McDonnell

Executive Officer · 20 shared filings (3 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Betty C. Alewine

Director · 18 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jodi Kravitz

Executive Officer, Director · 18 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Gamble

Executive Officer · 18 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara J. McInerney

Executive Officer · 17 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James J. Cristallo

Executive Officer, Director · 17 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christina A. Gold

Director · 16 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Donna H. Kinnaird

Director · 16 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia L. Barbari

Executive Officer · 15 shared filings (2 issuers)

Listed on the same filings as Mark J. Madgett. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Longtail

15 issuers · 163 filings · $3.29B reported sold · 2009–2026

One team, 15 deal companies. Mark J. Madgett is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark J. Madgett.

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 7 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Mark J. Madgett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — 1 issuer has property records: NEW YORK LIFE INSURANCE CO (7).

Public profiles and social

Websites and social links of the issuers Mark J. Madgett is listed on: none on file. No website or social profile named in NEW YORK LIFE INSURANCE & ANNUITY CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #38,209 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Mark J. Madgett appears on a new Form D, or when a court case or SEC action is matched to them. See plans →