Michael Fields is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between Jan 2010 and Aug 2018: Trilogy MedWaste, Inc. (Houston, TX — other health care — 2017; $10.3M reported sold to 6 investors) and Dowley Security Systems, Inc. (Houston, TX — other technology — 2010–2018; $5.96M reported sold to 31 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $16.3M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Michael Fields and found 8 differences: Form D filed 23 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.