Michael Farmer

The filing says the first sale was Jul 5, 2012. The Form D was filed Jul 24, 2012 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Feb 25, 2009. The Form D was filed Apr 6, 2009 — 40 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 25 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The May 14, 2009 filing lists Michael Farmer as executive officer, director; the Mar 16, 2010 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Apr 21, 2015 filing says $368,996 offered; the Dec 7, 2015 Form D/A says $3,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The May 14, 2009 filing says $3,000,000 offered; the Mar 16, 2010 Form D/A says $6,300,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Apr 6, 2009 filing says $2,000,000 offered; the May 14, 2009 Form D/A says $3,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — AKONNI BIOSYSTEMS INC (latest filing Jun 19, 2019) · No amendment in the last 12 months on an offering that may still be open — AKONNI BIOSYSTEMS INC (latest filing Aug 15, 2018) · No amendment in the last 12 months on an offering that may still be open — AKONNI BIOSYSTEMS INC (latest filing Mar 16, 2017) · No amendment in the last 12 months on an offering that may still be open — AKONNI BIOSYSTEMS INC (latest filing May 20, 2016) · No amendment in the last 12 months on an offering that may still be open — AKONNI BIOSYSTEMS INC (latest filing Dec 7, 2015) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

listed as "Michael Farmer" on 19 filings (from Apr 6, 2009), and "Michael D. Farmer" on 2 filings (from Jul 24, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is CA or MD. A separate record, "Michael D Farmer" with address state TX, is listed on 1 filing — most recently by Innova Learning, Inc. (May 2, 2018). Both records have filings in the same period (May 2, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or MD. A separate record, "Michael Farmer" with address state X0 or D0, is listed on 8 filings — most recently by Red Kite Select LP (Jan 14, 2016). Both records have filings in the same period (Mar 16, 2010 to Feb 19, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or MD. A separate record, "Michael Farmer" with address state KS, is listed on 2 filings — most recently by Leap2, LLC (Oct 4, 2012). Both records have filings in the same period (Dec 1, 2011 to Oct 4, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or MD. A separate record, "Michael Farmer" with address state MO, is listed on 1 filing — most recently by Prairie Hills LLC (Feb 16, 2010). The two records do not overlap in time: this page runs Mar 16, 2010 to Jun 19, 2019; the other has one filing dated Feb 16, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or MD. A separate record, "Michael J. Farmer" with address state TX, is listed on 1 filing — most recently by GlobalOne Pet Products, Inc (Mar 30, 2009). The two records do not overlap in time: this page runs Mar 16, 2010 to Jun 19, 2019; the other has one filing dated Mar 30, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Dec 13, 2010 filing give Fredrick, MD; on the Jan 17, 2012 filing they give Frederick, MD.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

CA on 6 filings (Apr 6, 2009 to Jul 1, 2026); MD on 15 filings (Mar 16, 2010 to Jun 19, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

"$1,000,001 - $5,000,000" (Jun 15, 2010); then "Decline to Disclose" (Jul 24, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

The Jan 17, 2012 filing lists a minimum of $75,000; the May 14, 2012 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.