| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Oct 19, 2026 D File 021-601763 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 15, 2026 D File 021-601418 | $0 | $0 | $0 | Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Oct 13, 2026 D/A File 021-558445 | $0 (est.) | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Oct 13, 2026 D/A File 021-559046 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2026 D/A File 021-494277 | $0 | $0 | $0 | RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Sep 30, 2026 D/A File 021-558756 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Sep 24, 2026 D/A File 021-557300 | $0 (est.) | $0 | $0 | Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ | EDGAR ↗ |
| Sep 24, 2026 D/A File 021-558550 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 23, 2026 D/A File 021-521712 | $0 (est.) | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Sep 23, 2026 D/A File 021-342932 | $0 (est.) | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Sep 22, 2026 D File 021-598384 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Sep 22, 2026 D File 021-598387 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Sep 14, 2026 D/A File 021-555203 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 14, 2026 D/A File 021-555361 | $0 (est.) | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Sep 8, 2026 D/A File 021-554798 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 3, 2026 D File 021-596327 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 28, 2026 D/A File 021-120906 | $24,250 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Aug 28, 2026 D/A File 021-132789 | $14,605 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Aug 28, 2026 D/A File 021-216440 | $594,691 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Aug 28, 2026 D/A File 021-216439 | $144,045 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Aug 26, 2026 D File 021-595413 | $0 | $0 | $0 | Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗ | EDGAR ↗ |
| Aug 24, 2026 D/A File 021-511415 | $0 (est.) | $0 | $0 | RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Aug 24, 2026 D/A File 021-554813 | $0 (est.) | $0 | $0 | Morgan Stanley Wealth Management BrokerCheck CRD 149777 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Aug 19, 2026 D/A File 021-388836 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 13, 2026 D/A File 021-554809 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 12, 2026 D File 021-593976 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 10, 2026 D File 021-593641 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) | EDGAR ↗ |
| Aug 7, 2026 D/A File 021-554473 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 6, 2026 D/A File 021-454807 | $0 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 6, 2026 D/A File 021-446174 | $0 (est.) | $0 | $0 | UBS Financial Services Inc BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 4, 2026 D File 021-593055 | $0 | $0 | $0 | Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jul 23, 2026 D/A File 021-552654 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Jul 23, 2026 D/A File 021-552657 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Jul 20, 2026 D/A File 021-504666 | $0 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Jul 15, 2026 D File 021-590927 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jul 15, 2026 D File 021-590918 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jul 14, 2026 D/A File 021-471579 | $0 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jul 9, 2026 D/A File 021-465316 | $0 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jul 9, 2026 D/A File 021-518146 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 8, 2026 D/A File 021-550903 | $0 | $0 | $0 | Nuveen Securities, LLC BrokerCheck CRD 469 ↗ | EDGAR ↗ |
| Jul 7, 2026 D/A File 021-518271 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 6, 2026 D/A File 021-517070 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) | EDGAR ↗ |
| Jul 6, 2026 D/A File 021-561660 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2026 D/A File 021-517496 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 30, 2026 D/A File 021-183200 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 23, 2026 D File 021-588235 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 22, 2026 D/A File 021-549891 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 22, 2026 D File 021-588138 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 17, 2026 D/A File 021-544191 | $159,750 (est.) | $0 | $0 | Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ | EDGAR ↗ |
| Jun 16, 2026 D/A File 021-547337 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 2, 2026 D/A File 021-126432 | $0 (est.) | $0 (est.) | $0 | ACP Securities, LLC BrokerCheck CRD 139049 ↗ AMERICAN FUNDSTARS BrokerCheck CRD 315860 ↗ ARETE WEALTH MANAGEMENT, LLC BrokerCheck CRD 44856 ↗ Cetera Advisor Networks, LLC BrokerCheck CRD 13572 ↗ CETERA FINANCIAL SPECIALISTS LLC BrokerCheck CRD 10358 ↗ COMMONWEALTH FINANCIAL NETWORK BrokerCheck CRD 08032 ↗ EMPIRE ASSET MANAGEMENT COMPANY BrokerCheck CRD 143007 ↗ JANNEY MONTGOMERY SCOTT LLC BrokerCheck CRD 463 ↗ MONEY CONCEPTS CAPITAL CORP BrokerCheck CRD 12963 ↗ PRIVATE CLIENT SERVICES, LLC BrokerCheck CRD 120222 ↗ RBC CAPITAL MARKETS, LLC BrokerCheck CRD 31194 ↗ STIFEL, NICOLAUS & COMPANY, INCORPORATED BrokerCheck CRD 793 ↗ SYNOVUS SECURITIES, INC. BrokerCheck CRD 14023 ↗ WILLIAM BLAIR BrokerCheck CRD 1252 ↗ | EDGAR ↗ |
| Jun 2, 2026 D/A File 021-213524 | $0 (est.) | $0 (est.) | $0 | ACP SECURITIES, LLC BrokerCheck CRD 139049 ↗ A.G.P. / ALLIANCE GLOBAL PARTNERS BrokerCheck CRD 8361 ↗ COMMONWEALTH FINANCIAL NETWORK BrokerCheck CRD 8032 ↗ Empire Asset Management Company BrokerCheck CRD 143007 ↗ Harbor Investment Advisory, LLC BrokerCheck CRD 151085 ↗ Janney Montgomery Scott, LLC BrokerCheck CRD 463 ↗ Money Concepts Capital Corp. BrokerCheck CRD 12963 ↗ PRIVATE CLIENT SERVICES, LLC BrokerCheck CRD 120222 ↗ RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ USCA SECURITIES LLC BrokerCheck CRD 103789 ↗ WILLIAM BLAIR BrokerCheck CRD 1252 ↗ | EDGAR ↗ |
| May 26, 2026 D/A File 021-504668 | $0 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| May 26, 2026 D/A File 021-507917 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 26, 2026 D/A File 021-513629 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 26, 2026 D/A File 021-547232 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 22, 2026 D/A File 021-547240 | $0 | $0 | $0 | Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗ | EDGAR ↗ |
| May 13, 2026 D File 021-583900 | $0 | $0 | $0 | Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| May 11, 2026 D/A File 021-544718 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 11, 2026 D/A File 021-512506 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 8, 2026 D/A File 021-513610 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 7, 2026 D/A File 021-513516 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| May 6, 2026 D File 021-583071 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 5, 2026 D/A File 021-512511 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 5, 2026 D/A File 021-512510 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 4, 2026 D/A File 021-479275 | $0 | $0 | $0 | Northern Trust Securities, Inc. BrokerCheck CRD 7927 ↗ | EDGAR ↗ |
| May 4, 2026 D/A File 021-512508 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 1, 2026 D/A File 021-288403 | $0 | $0 | $0 | UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Apr 29, 2026 D File 021-582308 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) | EDGAR ↗ |
| Apr 27, 2026 D/A File 021-510907 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 17, 2026 D File 021-580969 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 17, 2026 D File 021-580965 | $0 | $0 | $0 | Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Apr 15, 2026 D/A File 021-510523 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Apr 15, 2026 D/A File 021-510526 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Apr 15, 2026 D File 021-580516 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Apr 9, 2026 D/A File 021-483619 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 9, 2026 D/A File 021-521709 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 9, 2026 D File 021-579812 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Apr 8, 2026 D/A File 021-279435 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 8, 2026 D File 021-579450 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 8, 2026 D File 021-579567 | $0 | $0 | $0 | Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Apr 7, 2026 D/A File 021-494274 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Apr 3, 2026 D File 021-578967 | $0 | $0 | $0 | Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ | EDGAR ↗ |
| Mar 31, 2026 D/A File 021-449639 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2026 D File 021-578355 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 30, 2026 D File 021-578338 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 25, 2026 D File 021-577703 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 24, 2026 D/A File 021-507822 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Mar 20, 2026 D File 021-577198 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 19, 2026 D File 021-577086 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 17, 2026 D File 021-576769 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Mar 10, 2026 D/A File 021-507915 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 10, 2026 D File 021-576077 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 6, 2026 D/A File 021-315025 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Mar 6, 2026 D/A File 021-540747 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 3, 2026 D/A File 021-538670 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 3, 2026 D/A File 021-507910 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) | EDGAR ↗ |
| Mar 3, 2026 D File 021-575266 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 27, 2026 D/A File 021-539711 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 5, 2026 D File 021-572604 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 5, 2026 D File 021-572539 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Feb 4, 2026 D File 021-572294 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Feb 4, 2026 D File 021-572291 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Feb 3, 2026 D/A File 021-422622 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 2, 2026 D/A File 021-470933 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Feb 2, 2026 D/A File 021-504655 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) | EDGAR ↗ |
| Jan 27, 2026 D/A File 021-350872 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 26, 2026 D/A File 021-504199 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jan 26, 2026 D/A File 021-504202 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jan 16, 2026 D/A File 021-91429 | $379,465 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jan 16, 2026 D/A File 021-164898 | $548,576 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jan 16, 2026 D/A File 021-233696 | $526,018 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jan 16, 2026 D/A File 021-245873 | $853,190 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jan 16, 2026 D/A File 021-292639 | $93,765 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jan 16, 2026 D/A File 021-314125 | $471,718 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Dec 29, 2025 D/A File 021-501215 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 15, 2025 D/A File 021-532073 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) | EDGAR ↗ |
| Dec 8, 2025 D File 021-566149 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 4, 2025 D File 021-565763 | $0 (est.) | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Nov 21, 2025 D/A File 021-465346 | $0 | $0 | $0 | Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Nov 21, 2025 D File 021-564784 | $0 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Nov 21, 2025 D File 021-564778 | $0 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Nov 19, 2025 D File 021-564387 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 17, 2025 D/A File 021-211339 | $750,249 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Nov 17, 2025 D/A File 021-297099 | $416,060 (est.) | $0 | $0 | WELLS FARGO ADVISORS, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Nov 12, 2025 D File 021-563691 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 10, 2025 D/A File 021-473969 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Nov 7, 2025 D/A File 021-462552 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 6, 2025 D File 021-563327 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 5, 2025 D/A File 021-496508 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 30, 2025 D/A File 021-494101 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Oct 21, 2025 D/A File 021-527534 | $0 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Oct 21, 2025 D/A File 021-527537 | $0 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Oct 8, 2025 D File 021-560130 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 7, 2025 D/A File 021-526395 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 3, 2025 D File 021-559724 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2025 D File 021-559643 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 1, 2025 D/A File 021-481137 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 30, 2025 D/A File 021-489819 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 30, 2025 D/A File 021-489196 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 25, 2025 D File 021-558664 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Sep 24, 2025 D File 021-558600 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 24, 2025 D File 021-558604 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 19, 2025 D File 021-558013 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 17, 2025 D File 021-557788 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Sep 8, 2025 D/A File 021-522114 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 3, 2025 D/A File 021-453270 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Sep 3, 2025 D/A File 021-457498 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Sep 2, 2025 D File 021-556365 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 2, 2025 D File 021-556385 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Sep 2, 2025 D File 021-556382 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 28, 2025 D File 021-556179 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 20, 2025 D File 021-555292 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 13, 2025 D File 021-554511 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 12, 2025 D/A File 021-521406 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 7, 2025 D/A File 021-515591 | $0 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 7, 2025 D File 021-553962 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 7, 2025 D File 021-554056 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 7, 2025 D File 021-553928 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 6, 2025 D/A File 021-521410 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 6, 2025 D/A File 021-521411 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 6, 2025 D File 021-553889 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 6, 2025 D File 021-553804 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 6, 2025 D File 021-553821 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 5, 2025 D/A File 021-521403 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 4, 2025 D File 021-553581 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Jul 30, 2025 D File 021-553218 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 21, 2025 D/A File 021-516704 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 14, 2025 D File 021-551618 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 11, 2025 D File 021-551376 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Jul 9, 2025 D/A File 021-477067 | $0 (est.) | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jul 8, 2025 D File 021-550971 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 24, 2025 D File 021-549647 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 24, 2025 D File 021-549648 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jun 18, 2025 D File 021-549348 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Jun 12, 2025 D/A File 021-516018 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 12, 2025 D File 021-548857 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Jun 11, 2025 D/A File 021-545776 | $114,750 (est.) | $0 | $0 | Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ | EDGAR ↗ |
| Jun 11, 2025 D File 021-548641 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 10, 2025 D File 021-548551 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 9, 2025 D/A File 021-515633 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 9, 2025 D/A File 021-545778 | $209,750 (est.) | $0 | $0 | Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ | EDGAR ↗ |
| Jun 4, 2025 D File 021-548003 | $0 | $0 | $0 | Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jun 4, 2025 D File 021-548004 | $0 | $0 | $0 | Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 29, 2025 D File 021-547456 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 27, 2025 D File 021-547262 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 27, 2025 D File 021-547133 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| May 20, 2025 D/A File 021-545217 | $0 | $0 | $0 | Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗ | EDGAR ↗ |
| May 12, 2025 D/A File 021-513941 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 12, 2025 D File 021-545775 | $0 | $0 | $0 | Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗ | EDGAR ↗ |
| May 7, 2025 D File 021-545450 | $0 | $0 | $0 | Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗ | EDGAR ↗ |
| Apr 28, 2025 D File 021-544622 | $0 | $0 | $0 | Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗ | EDGAR ↗ |
| Apr 28, 2025 D File 021-544623 | $0 | $0 | $0 | Wells Fargo Investment Institute, Inc. BrokerCheck CRD 133204 ↗ | EDGAR ↗ |
| Apr 17, 2025 D File 021-543950 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 17, 2025 D/A File 021-510897 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2025 D File 021-543816 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Apr 10, 2025 D/A File 021-428671 | $0 | $0 | $0 | WELLS FARGO CLEARING SERVICES, LLC BrokerCheck CRD 19616 ↗ WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC BrokerCheck CRD 11025 ↗ | EDGAR ↗ |
| Apr 1, 2025 D File 021-542663 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 1, 2025 D File 021-542701 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 21, 2025 D File 021-541668 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2025 D File 021-540719 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Mar 13, 2025 D File 021-540721 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Feb 25, 2025 D/A File 021-490953 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 6, 2025 D/A File 021-465323 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 28, 2025 D File 021-536401 | $0 | $0 | $0 | Bank of Singapore Limited and its affiliates no CRD number reported | EDGAR ↗ |
| Jan 23, 2025 D/A File 021-504191 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 23, 2025 D/A File 021-504198 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 21, 2025 D File 021-535723 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 21, 2025 D File 021-535724 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 8, 2025 D/A File 021-503344 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Jan 8, 2025 D/A File 021-503346 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Dec 30, 2024 D/A File 021-518024 | $0 | $0 | $0 | UBS Financial Services Inc BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Dec 30, 2024 D/A File 021-501214 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 30, 2024 D File 021-533590 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 23, 2024 D File 021-533121 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Dec 23, 2024 D File 021-533122 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Dec 20, 2024 D/A File 021-487883 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) | EDGAR ↗ |
| Dec 20, 2024 D/A File 021-464860 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 6, 2024 D File 021-531270 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Dec 2, 2024 D File 021-530863 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Dec 2, 2024 D File 021-530864 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Dec 2, 2024 D File 021-530830 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 26, 2024 D/A File 021-498277 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Nov 19, 2024 D File 021-529843 | $0 | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Nov 19, 2024 D File 021-529846 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 7, 2024 D/A File 021-496512 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 7, 2024 D/A File 021-527988 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 7, 2024 D/A File 021-464178 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Nov 6, 2024 D File 021-528739 | $0 | $0 | $0 | Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Nov 5, 2024 D File 021-528724 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 31, 2024 D/A File 021-462826 | $0 | $0 | $0 | Ardian BrokerCheck CRD 121326 ↗ | EDGAR ↗ |
| Oct 31, 2024 D/A File 021-484673 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Oct 30, 2024 D/A File 021-480061 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 30, 2024 D File 021-528113 | $0 | $0 | $0 | Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗ Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗ | EDGAR ↗ |
| Oct 30, 2024 D/A File 021-494087 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 17, 2024 D/A File 021-489837 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 17, 2024 D File 021-527123 | $0 (est.) | $0 (est.) | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Oct 10, 2024 D File 021-526394 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 9, 2024 D/A File 021-494271 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Sep 27, 2024 D/A File 021-458020 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2024 D/A File 021-458836 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2024 D/A File 021-445930 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 4, 2024 D File 021-523095 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 14, 2024 D File 021-521437 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Aug 13, 2024 D/A File 021-360630 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 30, 2024 D/A File 021-482453 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jul 29, 2024 D/A File 021-311168 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 29, 2024 D/A File 021-311164 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 29, 2024 D File 021-519932 | $0 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Jul 17, 2024 D File 021-519024 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 8, 2024 D File 021-517960 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2024 D File 021-517492 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 14, 2024 D File 021-516017 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 13, 2024 D File 021-515927 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jun 10, 2024 D/A File 021-478701 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 10, 2024 D/A File 021-482455 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 24, 2024 D/A File 021-472389 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 24, 2024 D/A File 021-378109 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 24, 2024 D/A File 021-427096 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 24, 2024 D/A File 021-429314 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 24, 2024 D/A File 021-418947 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 24, 2024 D/A File 021-444608 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 6, 2024 D File 021-512497 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 6, 2024 D File 021-512502 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 24, 2024 D/A File 021-465327 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 26, 2024 D/A File 021-453266 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Mar 18, 2024 D File 021-507820 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Feb 7, 2024 D File 021-504659 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 7, 2024 D File 021-504663 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 31, 2024 D File 021-504064 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 3, 2024 D File 021-501356 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 29, 2023 D File 021-501206 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 29, 2023 D File 021-501212 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 7, 2023 D/A File 021-420727 | $0 | $0 | $0 | ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Dec 7, 2023 D/A File 021-420728 | $0 | $0 | $0 | ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Nov 28, 2023 D File 021-498271 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 6, 2023 D File 021-496511 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 2, 2023 D File 021-496368 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 25, 2023 D/A File 021-462828 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 20, 2023 D/A File 021-453272 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 20, 2023 D/A File 021-459485 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 20, 2023 D/A File 021-461542 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 20, 2023 D/A File 021-429315 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 17, 2023 D/A File 021-421449 | $0 | $0 | $0 | Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Oct 12, 2023 D/A File 021-447187 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-457491 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-446215 | $0 | $0 | $0 | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-455401 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-455404 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-455894 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-455886 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-453584 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Sep 27, 2023 D File 021-493160 | $0 | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗via Raymond James Financial Services, Inc. ( CRD 6694 ↗) | EDGAR ↗ |
| Sep 27, 2023 D/A File 021-460663 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 5, 2023 D/A File 021-456720 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 5, 2023 D/A File 021-456692 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Aug 29, 2023 D/A File 021-449044 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 29, 2023 D/A File 021-404376 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Aug 29, 2023 D/A File 021-457481 | $0 | $0 | $0 | Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Aug 22, 2023 D/A File 021-470926 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |