Michael D. Shea is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between Oct 2009 and Mar 2012: UNIVERSITY GENERAL HEALTH SYSTEM, INC. (Houston, TX — hospitals and physicians — 2010; $11.6M reported sold to 243 investors) and Viking Cold Solutions, Inc. (Houston, TX — energy conservation — 2009–2012; $6.64M reported sold to 25 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $18.2M sold in total.
Listed alongside James Nipper (5 shared filings), Karl McGarvey (5 shared filings), Paul V. Robbins (5 shared filings), Don W. McGeorge (4 shared filings), Henry Bonar (4 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
1 of the issuers belongs to the sponsor group University (2 issuers, $13.2M reported sold, 2009–2013).
What this means A sponsor group is one team that sets up a new company for each deal. University has 2 companies on file and $13.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 6 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Michael D. Shea and found 7 differences, 1 worth asking the sponsor about: Form D filed 85 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.