Michael Clark is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Apr 2009 and May 2016: ALEXCO RESOURCE CORP (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2015–2016; $2.8M reported sold to 108 investors) and Golden Arrow Resources Corp (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009; $1.36M reported sold to 49 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $4.15M sold in total.
Listed alongside Alan McOnie (2 shared filings), Brad A. Thrall (2 shared filings), Clynton Nauman (2 shared filings), James Harrington (2 shared filings), Michael Dempsey Winn (2 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Michael Clark and found 8 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Leede Financial Markets Inc; Paid seller listed without a CRD number: PI Financial Corp; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.