Michael C. Brady is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between May 2010 and Sep 2013: TAS Energy Inc. (Houston, TX — other energy — 2010–2013; $15M reported sold to 18 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Chris Wright (5 shared filings), Michael DeRosa (5 shared filings), Thomas L. Pierson (5 shared filings), Craig Hurlbert (4 shared filings), Richard Stewart (4 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 SEC release, 5 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Michael C. Brady and found 8 differences, 1 worth asking the sponsor about: Regulator action: Michael Aaron Brady (Mar 18, 2014); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.