Michael Brown is listed as an executive officer and director on 13 SEC Form D filings by 4 issuers between Jul 2009 and Dec 2019: General Fusion Inc. (Richmond, British Columbia, Canada (as filed: A1) — other energy — 2009–2014; $107.7M reported sold to 70 investors), CHRYSALIX ENERGY III US LP (Vancouver, British Columbia, Canada (as filed: A1) — pooled investment fund — 2009; $82.8M reported sold to 15 investors), FLYHT Aerospace Solutions Ltd. (Calgary, Alberta, Canada (as filed: A0) — other technology — 2009–2019; $4.44M reported sold to 12 investors) and Nevada Copper Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2018; $2.7M reported sold to 2 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $197.7M sold in total.
Listed alongside Paul Takalo (7 shared filings), Jack Olcott (6 shared filings), Jacques Kavafian (6 shared filings), William Tempany (5 shared filings), Douglas Marlin (4 shared filings) and 49 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Michael Brown and found 19 differences, 2 worth asking the sponsor about: Regulator action: Spectrum Concepts, LLC Worswick, Donald James Grosso, Michael Nicholas Brown, Michael Patrick (Jun 11, 2015); Regulator action: Spectrum Concepts, LLC Worswick, Donald James Grosso, Michael Nicholas Brown, Michael Patrick (Jan 23, 2015); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.