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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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Michael Baker

Named as an officer, director or promoter on SEC Form D filings · MO · Dec 16, 2009 → Feb 5, 2021

2deals (issuers)
$2.41Mreported sold
24investors
2Form D filings
2009–2021years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Baker is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Dec 2009 and Feb 2021: Disruptel, Inc. (St. Louis, MO — computers — 2021; $1.76M reported sold to 12 investors) and AIM Investment Group, LLC (O'Fallon, MO — industry reported as "Other" — 2009; $650K reported sold to 12 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $2.41M sold in total.

Listed alongside Alex Quinn (1 shared filing), John Lowrey (1 shared filing) and Paul R. Bastean (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 9 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Michael Baker and found 7 differences, 1 worth asking the sponsor about: Form D filed 79 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Baker has not run yet — it is #15,651 of 17,820 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Michael A. Baker and Michael T. Gluk Litigation release
SEC · Apr 2, 2012 · Parties as named in the release: Michael A. Baker and Michael T. Gluk Read the release ↗
same full name in the release title; 13 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Baker..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Michael S. Baker and Lisa N. Baker closed
United States Bankruptcy Court, E.D. Missouri · No. 14-10063 · Filed Feb 5, 2014 · Closed Dec 11, 2014
Role of Michael S. Baker and Lisa N. Baker: Debtor · Outcome: Case closed 2014-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael A. Baker and Laura J. Baker closed
United States Bankruptcy Court, E.D. Missouri · No. 13-45074 · Filed May 30, 2013 · Closed Nov 8, 2016
Role of Michael A. Baker and Laura J. Baker: Debtor · Outcome: Case closed 2016-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael Baker closed
United States Bankruptcy Court, E.D. Missouri · No. 12-49771 · Filed Oct 8, 2012 · Closed Jan 8, 2018
Role of Michael Baker: Debtor · Outcome: Case closed 2018-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael G. Baker, Sr. closed
United States Bankruptcy Court, E.D. Missouri · No. 11-44138 · Filed Apr 21, 2011 · Closed Sep 22, 2011
Role of Michael G. Baker, Sr.: Debtor · Outcome: Case closed 2011-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael L. Baker closed
United States Bankruptcy Court, W.D. Missouri · No. 10-31450 · Filed Dec 13, 2010 · Closed Dec 12, 2012
Role of Michael L. Baker: Debtor · Outcome: Case closed 2012-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael W Baker closed
United States Bankruptcy Court, W.D. Missouri · No. 10-41193 · Filed Mar 17, 2010 · Closed Aug 10, 2015
Role of Michael W Baker: Debtor · Outcome: Case closed 2015-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael W Baker and Lela A. Baker --ABOVE MED closed
United States Bankruptcy Court, W.D. Missouri · No. 09-45835 · Filed Nov 30, 2009 · Closed Apr 28, 2010
Role of Michael W Baker and Lela A. Baker --ABOVE MED: Debtor · Outcome: Case closed 2010-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael A Baker and Vickie J. Baker closed
United States Bankruptcy Court, E.D. Missouri · No. 07-20251 · Filed Aug 20, 2007 · Closed Nov 4, 2009
Role of Michael A Baker and Vickie J. Baker: Debtor · Outcome: Case closed 2009-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
Michael A. Baker, Jr. closed
United States Bankruptcy Court, E.D. Missouri · No. 07-40877 · Filed Feb 14, 2007 · Closed May 16, 2007
Role of Michael A. Baker, Jr.: Debtor · Outcome: Case closed 2007-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1198 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MO)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Michael Baker — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Sep 28, 2009 – Dec 16, 2009

Form D filed 79 days after the first sale — AIM Investment Group, LLC

The filing says the first sale was Sep 28, 2009. The Form D was filed Dec 16, 2009 — 79 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 64 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 21, 2021 – Feb 5, 2021

No amendment in the last 12 months on an offering that may still be open — Disruptel, Inc. (latest filing Feb 5, 2021)

The latest filing for this offering is dated Feb 5, 2021 (first sale Jan 21, 2021). It reports $1,757,627 sold of $2,074,426 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 24, 2018

Same name, different state: "Michael L. Baker" (IN) is a separate record

This page covers filings where the address state is MO. A separate record, "Michael L. Baker" with address state IN, is listed on 1 filing — most recently by Lizton Properties, Inc. (Jan 24, 2018). Both records have filings in the same period (Jan 24, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 25, 2011 – Jun 10, 2014

Same name, different state: "Michael Baker" (OR) is a separate record

This page covers filings where the address state is MO. A separate record, "Michael Baker" with address state OR, is listed on 3 filings — most recently by Otoharmonics Corp (Jun 10, 2014). Both records have filings in the same period (Feb 25, 2011 to Jun 10, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 8, 2009 – Apr 1, 2014

Same name, different state: "Michael Baker" (CA) is a separate record

This page covers filings where the address state is MO. A separate record, "Michael Baker" with address state CA, is listed on 6 filings — most recently by Pulmonx Corp (Apr 1, 2014). Both records have filings in the same period (Dec 16, 2009 to Apr 1, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 27, 2009 – Feb 4, 2014

Same name, different state: "Michael Baker" (MA) is a separate record

This page covers filings where the address state is MO. A separate record, "Michael Baker" with address state MA, is listed on 6 filings — most recently by Dataxu, Inc. (Feb 4, 2014). Both records have filings in the same period (Dec 16, 2009 to Feb 4, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 27, 2010

Same name, different state: "Michael Baker" (AZ) is a separate record

This page covers filings where the address state is MO. A separate record, "Michael Baker" with address state AZ, is listed on 1 filing — most recently by Predictive Biomarker Sciences, Inc. (Jan 27, 2010). Both records have filings in the same period (Jan 27, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $13,145.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 5, 2021 D
Disruptel, Inc.
File 021-388593
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2009 D
AIM Investment Group, LLC
File 021-136959
$0$0$13,145None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Computers

Disruptel, Inc.

St. Louis, MO · Feb 5, 2021
  • Feb 5, 2021 · D · $1,757,627 sold of $2,074,426 · 12 investors · min. $10,000 · role: Director EDGAR ↗

Raised $1.76M from 12 investors (85% of the $2.07M target) as of the latest filing. Michael is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

AIM Investment Group, LLC

O'Fallon, MO · Dec 16, 2009
  • Dec 16, 2009 · D · $650,000 sold of $650,000 · 12 investors · min. $50,000 · role: Executive Officer (Second Manager of AIM Investment Group, LLC) EDGAR ↗

Raised $650K from 12 investors (100% of the $650K target) as of the latest filing. Michael is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Baker — NJ, 3 issuers, Jan 29, 2021 → Jan 30, 2025 · no shared issuer
  • Michael S. Baker — AL, 3 issuers, Dec 20, 2024 → Jan 12, 2026 · no shared issuer
  • Michael Baker — MA, 2 issuers, Mar 27, 2009 → Feb 4, 2014 · no shared issuer
  • Michael Baker — OR, 2 issuers, Feb 25, 2011 → Jun 10, 2014 · no shared issuer
  • Michael Baker — CA, 1 issuer, Sep 8, 2009 → Apr 1, 2014 · no shared issuer
  • Michael Baker — AZ, 1 issuer, Jan 27, 2010 → Jan 27, 2010 · no shared issuer
  • Michael L. Baker — IN, 1 issuer, Jan 24, 2018 → Jan 24, 2018 · no shared issuer
  • Michael Baker — IL, 1 issuer, Aug 16, 2019 → Aug 16, 2019 · no shared issuer
  • Michael Baker — NY, 1 issuer, Jan 13, 2025 → Jan 13, 2025 · no shared issuer
  • MICHAEL BAKER — MN, 1 issuer, Dec 27, 2013 → Dec 24, 2015 · no shared issuer
  • Michael G. Baker — CA, 1 issuer, Apr 8, 2019 → Apr 8, 2019 · no shared issuer
  • Michael Baker — IN, 1 issuer, Jul 9, 2026 → Jul 9, 2026 · no shared issuer

People around Michael 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul R. Bastean

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Baker. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Lowrey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Baker. Their page shows their other deals.

AQ
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Quinn

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Baker. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Baker is listed on: none on file. No website or social profile named in Disruptel, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #200,601 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Louis, MO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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