Michael A Ross is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2017: CapRocq Core Holdings, L.P. (Little Rock, AR — reits and finance — 2017; $7M reported sold to 2 investors).
What this means One deal on file with the SEC, filed Nov 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Beau Blair (1 shared filing), CapRocq Core Advisors M (1 shared filing, management entity), CapRocq Core REIT M (1 shared filing, management entity), David M Brain (1 shared filing), Franklin McLarty (1 shared filing) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
The issuer belongs to the sponsor group Tempus (28 issuers, $259.6M reported sold, 2011–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Tempus has 28 companies on file and $259.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Michael A Ross and found 9 differences, 2 worth asking the sponsor about: 714% of the money raised went to insiders; Form D filed 77 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.