PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:49 AM ET

Sponsor Check › Person

MS
No photo found yet (own website and image search run after this page is viewed)

Maxwell T. Smith

Named as an officer, director or promoter on SEC Form D filings · IA, FL · Sep 15, 2021 → Sep 15, 2021

3deals (issuers)
$18.1Mreported sold
33investors
5Form D filings
2021year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Maxwell T. Smith is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Sep 2021 and Aug 2023: FIDELIS CAPITAL PARTNERS, LLC (Tampa, FL — other banking and financial services — 2023; $11.6M reported sold to 6 investors), Private Wealth Asset Management, LLC (Omaha, NE — other banking and financial services — 2021–2023; $6.4M reported sold to 18 investors) and PWAM Advisor Partners, LLC (Cedar Rapids, IA — other banking and financial services — 2021; $70K reported sold to 9 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $18.1M sold in total.

Listed alongside Jeffrey H. Shipley (5 shared filings), Timothy Kneen (5 shared filings), Brett Halley (2 shared filings), Bryan Frazier (2 shared filings), Bryan Johnson (2 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Maxwell. Each name links to their own page.

The issuers belong to 2 sponsor groups: Fcp (2 issuers, $11.7M reported sold, 2022–2024) and Pwam (2 issuers, $7.53M reported sold, 2021–2023).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Maxwell T. Smith and found 7 differences, 2 worth asking the sponsor about: 57% of the money raised went to insiders; Form D filed 231 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Maxwell T. Smith has not run yet — it is joining a line of 61,414 names; searches run around the clock at the hosts' allowed rate. Searched so far: 716 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Maxwell T. Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Maxwell E Smith and Ziadyu F Smith closed
United States Bankruptcy Court, D. Minnesota · No. 09-44119 · Filed Jun 25, 2009 · Closed Oct 14, 2009
Role of Maxwell E Smith and Ziadyu F Smith: Debtor · Outcome: Case closed 2009-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in MN (not a filing state); middle initial differs
Maxwell Smith and Morrialdor Smith closed
United States Bankruptcy Court, M.D. Florida · No. 6:08-bk-05050 · Filed Jun 18, 2008 · Closed Oct 10, 2008
Role of Maxwell Smith and Morrialdor Smith: Debtor · Outcome: Case closed 2008-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in the person's filing state (FL); middle initial differs
Maxwell J. Smith and Lisa A. Smith closed
United States Bankruptcy Court, E.D. Michigan · No. 07-41597 · Filed Jan 26, 2007 · Closed Jun 8, 2007
Role of Maxwell J. Smith and Lisa A. Smith: Debtor · Outcome: Case closed 2007-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in MI (not a filing state); middle initial differs
Maxwell Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 03-49205 · Filed Dec 5, 2003 · Closed May 4, 2004
Role of Maxwell Smith: Debtor · Outcome: Case closed 2004-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in IL (not a filing state)
Maxwell Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 01-37970 · Filed Oct 30, 2001 · Closed Oct 7, 2002
Role of Maxwell Smith: Debtor · Outcome: Case closed 2002-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Maxwell T. Smith — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Apr 4, 2023

57% of the money raised went to insiders — Private Wealth Asset Management, LLC

The Apr 4, 2023 Form D reports $3,000,000 sold and $1,702,048 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Apr 4, 2023 ↗Private Wealth Asset Management, LLC — PartnerFacts page ↗
Sources
Note · Aug 30, 2023

20% of the money raised went to insiders — FIDELIS CAPITAL PARTNERS, LLC

The Aug 30, 2023 Form D reports $10,000,000 sold and $2,000,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Offering proceeds will be used for working capital.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 30, 2023 ↗FIDELIS CAPITAL PARTNERS, LLC — PartnerFacts page ↗
Sources
Note · Mar 17, 2023

23% of the money raised went to insiders — Private Wealth Asset Management, LLC

The Mar 17, 2023 Form D reports $6,400,000 sold and $1,472,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 17, 2023 ↗Private Wealth Asset Management, LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 29, 2022 – Mar 17, 2023

Form D filed 231 days after the first sale — Private Wealth Asset Management, LLC

The filing says the first sale was Jul 29, 2022. The Form D was filed Mar 17, 2023 — 231 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 216 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 17, 2023 ↗Private Wealth Asset Management, LLC — PartnerFacts page ↗
Sources
Note · Sep 3, 2021 – Apr 4, 2023

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Private Wealth Asset Management, LLC (latest filing Apr 4, 2023) · No amendment in the last 12 months on an offering that may still be open — Private Wealth Asset Management, LLC (latest filing Mar 17, 2023) · No amendment in the last 12 months on an offering that may still be open — PWAM Advisor Partners, LLC (latest filing Sep 15, 2021) · No amendment in the last 12 months on an offering that may still be open — Private Wealth Asset Management, LLC (latest filing Sep 15, 2021)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 4, 2023 ↗Private Wealth Asset Management, LLC — PartnerFacts page ↗Form D · Mar 17, 2023 ↗Form D · Sep 15, 2021 ↗
Sources
Note · Sep 15, 2021 – Mar 17, 2023

Maxwell T. Smith is written 2 different ways on the filings

listed as "Maxwell T. Smith" on 2 filings (from Sep 15, 2021), and "Maxwell Smith" on 3 filings (from Mar 17, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 15, 2021 ↗Form D · Mar 17, 2023 ↗Maxwell T. Smith — PartnerFacts page ↗
Sources
Note · Sep 15, 2021 – Aug 30, 2023

Maxwell T. Smith is listed with 2 different address states: IA, FL

IA on 4 filings (Sep 15, 2021 to Apr 4, 2023); FL on 1 filing (Aug 30, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 15, 2021 ↗Form D · Aug 30, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $5,174,048. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 30, 2023 D
FIDELIS CAPITAL PARTNERS, LLC
File 021-490989
$0$0$2,000,000 (est.)
Offering proceeds will be used for working capital.
None listed on this filingEDGAR ↗
Apr 4, 2023 D
Private Wealth Asset Management, LLC
File 021-477855
$0$0$1,702,048 (est.)None listed on this filingEDGAR ↗
Mar 17, 2023 D
Private Wealth Asset Management, LLC
File 021-476212
$0$0$1,472,000 (est.)None listed on this filingEDGAR ↗
Sep 15, 2021 D
Private Wealth Asset Management, LLC
File 021-413415
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2021 D
PWAM Advisor Partners, LLC
File 021-413422
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Maxwell T. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FC
Other Banking and Financial Services · group: Fcp

FIDELIS CAPITAL PARTNERS, LLC

Tampa, FL · Aug 30, 2023
  • Aug 30, 2023 · D · $10,000,000 sold of $10,000,000 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $11.6M from 6 investors (100% of the $10M target) as of the latest filing. Maxwell is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PW
Other Banking and Financial Services

Private Wealth Asset Management, LLC

Omaha, NE · Sep 15, 2021 → Apr 4, 2023 · 3 filings
  • Apr 4, 2023 · D · $3,000,000 sold of $7,400,208 · 1 investors · min. $7,248 · role: Executive Officer, Director (Member of the Board of Managers of PWAM Advisor Partners, LLC, the sole manager of the Issuer) EDGAR ↗
  • Mar 17, 2023 · D · $6,400,000 sold of $6,400,370 · 16 investors · min. $6,337 · role: Executive Officer, Director (Member of the Board of Managers of PWAM Advisor Partners, LLC, the sole manager of the Issuer) EDGAR ↗
  • Sep 15, 2021 · D · $6,069,647 sold of $12,800,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.4M from 18 investors (86% of the $7.4M target) as of the latest filing. Maxwell is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Other Banking and Financial Services · group: Pwam

PWAM Advisor Partners, LLC

Cedar Rapids, IA · Sep 15, 2021
  • Sep 15, 2021 · D · $69,647 sold of $100,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $70K from 9 investors (70% of the $100K target) as of the latest filing. Maxwell is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Maxwell 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Kneen

Executive Officer, Director, Promoter · 5 shared filings (3 issuers) · also on 2 other issuers

Timothy Kneen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey H. Shipley

Executive Officer, Director, Promoter · 5 shared filings (3 issuers)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Frazier

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Julie Wagner

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Casey

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

HV
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Vestweber

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kim Cappellano

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Holtorf

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Wilkens

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Clines

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Samples

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Johnson

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rodney Kleman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Halley

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Arens

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Tawil

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Simonetti

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew H. Ellis

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Michaels

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christy Fabian

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Paul J. Ayotte

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

NEALE R. ELLIS

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Maxwell T. Smith. Their page shows their other deals.

The team behind the deals

F
Sponsor group

Fcp

2 issuers · 3 filings · $11.7M reported sold · 2022–2024

One team, 2 deal companies. Maxwell T. Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Maxwell T. Smith.

P
Sponsor group

Pwam

2 issuers · 3 filings · $7.53M reported sold · 2021–2023

One team, 2 deal companies. Maxwell T. Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Maxwell T. Smith.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 3 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Private Wealth Asset Management, LLC, FIDELIS CAPITAL PARTNERS, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Maxwell T. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Maxwell T. Smith is listed on: none on file. No website or social profile named in FIDELIS CAPITAL PARTNERS, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #83,558 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tampa, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Iowa state courts — find the court ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Nebraska state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Iowa Secretary of State business search ↗Florida Secretary of State business search ↗Nebraska Secretary of State business search ↗OpenCorporates ↗

Change history

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