Russell Samples is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Mar 2023 and Apr 2023: Private Wealth Asset Management, LLC (Omaha, NE — other banking and financial services — 2023; $6.4M reported sold to 18 investors).
What this means One deal on file with the SEC, filed Apr 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brett Halley (2 shared filings), Bryan Frazier (2 shared filings), Bryan Johnson (2 shared filings), Chris Casey (2 shared filings), Dave Arens (2 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Russell. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 7 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Russell Samples and found 5 differences, 2 worth asking the sponsor about: 57% of the money raised went to insiders; Form D filed 231 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.