Max Lin is listed as an executive officer and director on 18 SEC Form D filings by 5 issuers between Oct 2017 and Jul 2026: Thrive ManagementCo, LLC (Menlo Park, CA — other health care — 2021–2026; $8.89M reported sold to 30 investors), Covenant Surgical Holdings Corp (Nashville, TN — hospitals and physicians — 2017–2018; $3.46M reported sold to 65 investors), Romulus Parent LLC (New York, NY — industry reported as "Other" — 2018–2024), Heartland Dental Holding Corp (Effingham, IL — other health care — 2018–2023) and Enterprise Parent Holdings Inc. (Nashville, TN — hospitals and physicians — 2018).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $12.4M sold in total.
Listed alongside Arjun Arora (6 shared filings), Craig Kabbes (5 shared filings), DeAnn McClain (5 shared filings), Doug Klinger (5 shared filings), Johnny Kim (5 shared filings) and 45 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Max. Each name links to their own page.
The issuers belong to 2 sponsor groups: Heartland Dental (2 issuers, $1.57M reported sold, 2011–2023) and Covenant Surgical (2 issuers, $22.7M reported sold, 2017–2021).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 18 public filings for Max Lin and found 12 differences: Form D filed 20 days after the first sale; Max Lin's role changed at Romulus Parent LLC: executive officer → director; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.