PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:08 AM ET

Sponsor Check › Person

ML
No photo found yet (own website and image search run after this page is viewed)

Max Lin

Named as an officer, director or promoter on SEC Form D filings · CA · Oct 19, 2017 → Jul 22, 2026

5deals (issuers)
$12.4Mreported sold
95investors
18Form D filings
2017–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Max Lin is listed as an executive officer and director on 18 SEC Form D filings by 5 issuers between Oct 2017 and Jul 2026: Thrive ManagementCo, LLC (Menlo Park, CA — other health care — 2021–2026; $8.89M reported sold to 30 investors), Covenant Surgical Holdings Corp (Nashville, TN — hospitals and physicians — 2017–2018; $3.46M reported sold to 65 investors), Romulus Parent LLC (New York, NY — industry reported as "Other" — 2018–2024), Heartland Dental Holding Corp (Effingham, IL — other health care — 2018–2023) and Enterprise Parent Holdings Inc. (Nashville, TN — hospitals and physicians — 2018).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $12.4M sold in total.

Listed alongside Arjun Arora (6 shared filings), Craig Kabbes (5 shared filings), DeAnn McClain (5 shared filings), Doug Klinger (5 shared filings), Johnny Kim (5 shared filings) and 45 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Max. Each name links to their own page.

The issuers belong to 2 sponsor groups: Heartland Dental (2 issuers, $1.57M reported sold, 2011–2023) and Covenant Surgical (2 issuers, $22.7M reported sold, 2017–2021).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 18 public filings for Max Lin and found 14 differences: Bankruptcy case: Burton v. Heartland Dental Care Incorporated; Bankruptcy case: John Pantazis; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Max Lin has not run yet — it is #15,556 of 47,517 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Max Lin..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Max Lin (compared 18 filings on Oct 24, 2026)

Note · Jun 12, 2006 – Jul 18, 2006

Bankruptcy case: Burton v. Heartland Dental Care Incorporated — filed Jun 12, 2006

United States Bankruptcy Court, C.D. Illinois docket "Burton v. Heartland Dental Care Incorporated" filed Jun 12, 2006, closed Jul 18, 2006. Heartland Dental Holding Corp (related issuer) is listed as Party ("Burton v. Heartland Dental Care Incorporated"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. Illinois ↗Heartland Dental Holding Corp — PartnerFacts page ↗
Sources
Note · Sep 25, 1985 – Dec 15, 1987

Bankruptcy case: John Pantazis — filed Sep 25, 1985

United States Bankruptcy Court, N.D. Illinois docket "John Pantazis" filed Sep 25, 1985, closed Dec 15, 1987. John Pantazis (listed on the same filings) is listed as Debtor ("John Pantazis"). Our match estimate: 65%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗John Pantazis — PartnerFacts page ↗
Sources
Note · Sep 17, 2021 – Oct 7, 2021

Form D filed 20 days after the first sale — Thrive ManagementCo, LLC

The filing says the first sale was Sep 17, 2021. The Form D was filed Oct 7, 2021 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 7, 2021 ↗Thrive ManagementCo, LLC — PartnerFacts page ↗
Sources
Note · Sep 17, 2021 – Mar 10, 2022

No amendment in the last 12 months on an offering that may still be open — Thrive ManagementCo, LLC (latest filing Mar 10, 2022)

The latest filing for this offering is dated Mar 10, 2022 (first sale Sep 17, 2021). It reports $8,892,566 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 10, 2022 ↗Thrive ManagementCo, LLC — PartnerFacts page ↗
Sources
Note · Feb 14, 2018 – Sep 27, 2024

Max Lin's role changed at Romulus Parent LLC: executive officer → director

The Feb 14, 2018 filing lists Max Lin as executive officer; the Sep 27, 2024 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 14, 2018 ↗Form D · Sep 27, 2024 ↗Max Lin — PartnerFacts page ↗Romulus Parent LLC — PartnerFacts page ↗
Sources
Note · Apr 26, 2018 – Jul 30, 2019

Max Lin's role changed at Heartland Dental Holding Corp: executive officer, director → director

The Apr 26, 2018 filing lists Max Lin as executive officer, director; the Jul 30, 2019 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 26, 2018 ↗Form D · Jul 30, 2019 ↗Max Lin — PartnerFacts page ↗Heartland Dental Holding Corp — PartnerFacts page ↗
Sources
Note · Oct 10, 2018 – Oct 25, 2018

Max Lin's role changed at Enterprise Parent Holdings Inc.: executive officer, director → director

The Oct 10, 2018 filing lists Max Lin as executive officer, director; the Oct 25, 2018 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 10, 2018 ↗Form D · Oct 25, 2018 ↗Max Lin — PartnerFacts page ↗Enterprise Parent Holdings Inc. — PartnerFacts page ↗
Sources
Note · Oct 7, 2021 – Mar 10, 2022

Industry group changed between filings — Thrive ManagementCo, LLC

"Pooled Investment Fund" (Oct 7, 2021); then "Other Health Care" (Mar 10, 2022 to Jul 22, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 7, 2021 ↗Form D/A · Mar 10, 2022 ↗Thrive ManagementCo, LLC — PartnerFacts page ↗
Sources
Note · Jun 19, 2018 – Sep 16, 2024

Same name, different state: "Max Lin" (KY) is a separate record

This page covers filings where the address state is CA. A separate record, "Max Lin" with address state KY, is listed on 2 filings — most recently by BrightSpring Health Services, Inc. (Sep 16, 2024). Both records have filings in the same period (Jun 19, 2018 to Sep 16, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Max Lin (KY) — PartnerFacts page ↗Form D · Sep 16, 2024 ↗BrightSpring Health Services, Inc. — PartnerFacts page ↗Max Lin (CA) — this page ↗
Sources
Note · Nov 19, 2020 – Dec 27, 2021

Same name, different state: "Max Lin" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Max Lin" with address state NY, is listed on 6 filings — most recently by KKR HCS Growth Fund II ESC (Unlev) L.P. (Dec 27, 2021). Both records have filings in the same period (Nov 19, 2020 to Dec 27, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Max Lin (NY) — PartnerFacts page ↗Form D · Dec 27, 2021 ↗KKR HCS Growth Fund II ESC (Unlev) L.P. — PartnerFacts page ↗Max Lin (CA) — this page ↗
Sources
Note · Oct 8, 2019

Same name, different state: "Max C. Lin" (KY) is a separate record

This page covers filings where the address state is CA. A separate record, "Max C. Lin" with address state KY, is listed on 1 filing — most recently by Phoenix Parent Holdings Inc. (Oct 8, 2019). Both records have filings in the same period (Oct 8, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Max C. Lin (KY) — PartnerFacts page ↗Form D · Oct 8, 2019 ↗Phoenix Parent Holdings Inc. — PartnerFacts page ↗Max Lin (CA) — this page ↗
Sources
Note · Feb 14, 2018 – Sep 27, 2024

Address moved from Menlo Park, CA to Westport, CT — Romulus Parent LLC

The people listed on the Feb 14, 2018 filing give Menlo Park, CA; on the Sep 27, 2024 filing they give Westport, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 14, 2018 ↗Form D · Sep 27, 2024 ↗Romulus Parent LLC — PartnerFacts page ↗
Sources
Note · Apr 26, 2018 – Jul 30, 2019

Address moved from Menlo Park, CA to Effingham, IL — Heartland Dental Holding Corp

The people listed on the Apr 26, 2018 filing give Menlo Park, CA; on the Jul 30, 2019 filing they give Effingham, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 26, 2018 ↗Form D · Jul 30, 2019 ↗Heartland Dental Holding Corp — PartnerFacts page ↗
Sources
Note · Oct 10, 2018 – Oct 25, 2018

Address moved from Menlo Park, CA to Nashville, TN — Enterprise Parent Holdings Inc.

The people listed on the Oct 10, 2018 filing give Menlo Park, CA; on the Oct 25, 2018 filing they give Nashville, TN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Oct 10, 2018 ↗Form D · Oct 25, 2018 ↗Enterprise Parent Holdings Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 16 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 22, 2026 D
Thrive ManagementCo, LLC
File 021-591777
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2024 D
Thrive ManagementCo, LLC
File 021-533573
$0$0$0None listed on this filingEDGAR ↗
Sep 27, 2024 D
Romulus Parent LLC
File 021-525294
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2023 D
Heartland Dental Holding Corp
File 021-487600
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2023 D
Thrive ManagementCo, LLC
File 021-475661
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2022 D
Heartland Dental Holding Corp
File 021-451876
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2022 D/A
Thrive ManagementCo, LLC
File 021-416147
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2021 D
Heartland Dental Holding Corp
File 021-416445
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2020 D
Heartland Dental Holding Corp
File 021-374037
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2019 D
Heartland Dental Holding Corp
File 021-345418
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2018 D
Enterprise Parent Holdings Inc.
File 021-324367
$0$0$0None listed on this filingEDGAR ↗
Oct 23, 2018 D/A
Covenant Surgical Holdings Corp
File 021-297022
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2018 D
Enterprise Parent Holdings Inc.
File 021-323234
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2018 D
Heartland Dental Holding Corp
File 021-311096
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2018 D
Romulus Parent LLC
File 021-305666
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2017 D
Covenant Surgical Holdings Corp
File 021-297024
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Max Lin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TM
Other Health Care

Thrive ManagementCo, LLC

Menlo Park, CA · Oct 7, 2021 → Jul 22, 2026 · 5 filings
  • Jul 22, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 13, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2022 · D/A · $8,892,566 sold of Indefinite · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2021 · D · $7,762,566 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.89M from 30 investors as of the latest filing. Max is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Other

Romulus Parent LLC

New York, NY · Feb 14, 2018 → Sep 27, 2024 · 2 filings
  • Sep 27, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 14, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Max is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HD
Other Health Care · group: Heartland Dental

Heartland Dental Holding Corp

Effingham, IL · Apr 26, 2018 → Jul 21, 2023 · 6 filings
  • Jul 21, 2023 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 11, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 12, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 25, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 30, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Max is listed as director, executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Hospitals and Physicians

Enterprise Parent Holdings Inc.

Nashville, TN · Oct 10, 2018 → Oct 25, 2018 · 2 filings
  • Oct 25, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 10, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Max is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Hospitals and Physicians · group: Covenant Surgical

Covenant Surgical Holdings Corp

Nashville, TN · Oct 19, 2017 → Oct 23, 2018 · 3 filings
  • Oct 23, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 19, 2017 · D · $3,462,780 sold of $3,462,780 · 65 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.46M from 65 investors as of the latest filing. Max is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Max Lin — NY, 6 issuers, Nov 19, 2020 → Dec 27, 2021 · no shared issuer
  • Max Lin — KY, 2 issuers, Jun 19, 2018 → Sep 16, 2024 · no shared issuer
  • Max C. Lin — KY, 1 issuer, Oct 8, 2019 → Oct 8, 2019 · no shared issuer

People around Max 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Arjun Arora

Director · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Max Lin. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DeAnn McClain

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Workman

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Bauer

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Johnny Kim

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Greenstein

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Kabbes

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Travis Franklin

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William Daniel II

Director, Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Klinger

Director · 5 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

NF
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Ford

Director · 4 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Pantazis

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dale W. Polley, Jr.

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Ezell

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Lew Little, Jr.

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Rich Fogle

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Stevens

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stacy DeWalt

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

VP
No photo found yet (own website and image search run after this page is viewed)
Person

Vishal Patel

Director · 3 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Chresten Knaff

Director · 3 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gavin Poole

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Bogdan Cenanovic

Director · 3 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Ward

Director · 3 shared filings (2 issuers)

Listed on the same filings as Max Lin. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James C. Momtazee

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Peter O. Wilde

Director · 2 shared filings (1 issuer) · also on 88 other issuers

Peter O. Wilde is on 89 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

MARCO FERRARI

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Max Lin. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Momtazee

Director, Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Max Lin. Their page shows their other deals.

NV
No photo found yet (own website and image search run after this page is viewed)
Person

Neel Varshney

Director, Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Neel Varshney is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Allyson Rinderle

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Max Lin. Their page shows their other deals.

GV
No photo found yet (own website and image search run after this page is viewed)
Person

Gino Volpacchio

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Sabet-Peyman

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Max Lin. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Ferrara

Director · 2 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Maria Davlantes

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Claxton

Director · 2 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Shoreman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

XD
No photo found yet (own website and image search run after this page is viewed)
Person

Xiu Li Dong

Director · 2 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alisa Bahl

Director · 2 shared filings (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

KZ
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Zonger

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Grinney

Director · 1 shared filing (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Solomon

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Max Lin. Their page shows their other deals.

The team behind the deals

HD
Sponsor group

Heartland Dental

2 issuers · 7 filings · $1.57M reported sold · 2011–2023

One team, 2 deal companies. Max Lin is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Max Lin.

CS
Sponsor group

Covenant Surgical

2 issuers · 4 filings · $22.7M reported sold · 2017–2021

One team, 2 deal companies. Max Lin is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Max Lin.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Max Lin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Max Lin is listed on: none on file. No website or social profile named in Thrive ManagementCo, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #16,244 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Davidson County TN Circuit Court Clerk case search ↗New York WebCivil Supreme ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Tennessee Secretary of State business search ↗New York Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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