Max Brickman is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Mar 2018 and Dec 2019: Heartland Ventures S2, LLC (South Bend, IN — pooled investment fund — 2019; $2.5M reported sold to 23 investors) and Heartland Ventures Fund I, L.P. (South Bend, IN — pooled investment fund — 2018).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $2.5M sold in total.
Listed alongside Heartland Ventures GP I, LLC (2 shared filings, management entity), Bradley J. Toothaker (1 shared filing) and Ryan C. Rans (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Max. Each name links to their own page.
All 2 issuers belong to the sponsor group Glc (28 issuers, $183M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Glc has 28 companies on file and $183M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Max Brickman and found 1 difference: Same name, different state: "Max Brickman" (OH) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.