Matthew Luckett is listed as an executive officer, director, and promoter on 25 SEC Form D filings by 6 issuers between Mar 2009 and Sep 2021. Largest by amount reported sold: BALESTRA CAPITAL PARTNERS LP (New York, NY — pooled investment fund — 2009–2013; $990.7M reported sold to 411 investors), Balestra Global Ltd. (New York, NY — pooled investment fund — 2009–2013; $397.4M reported sold to 49 investors), Balestra Spectrum Partners II, LLC (New York, NY — pooled investment fund — 2012–2014; $93.1M reported sold to 23 investors), BALESTRA SPECTRUM PARTNERS LLC (New York, NY — pooled investment fund — 2009–2012; $72.7M reported sold to 92 investors), Balestra Spectrum Partners, Ltd. (New York, NY — pooled investment fund — 2010–2014; $48.7M reported sold to 16 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $1.61B sold in total.
Listed alongside James L. Melcher (23 shared filings), Norman J. Cerk (23 shared filings), Geoff Ruddick (10 shared filings), Christopher Bowring (5 shared filings), Chris Bowring (4 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Matthew. Each name links to their own page.
5 of the issuers belong to the sponsor group Balestra Spectrum (5 issuers, $1.52B reported sold, 2009–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Balestra Spectrum has 5 companies on file and $1.52B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 25 public filings for Matthew Luckett and found 11 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Form D filed 1,388 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.