Matthew Frey is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 1 issuer between Jun 2011 and Aug 2014: Optimum Energy LLC (Seattle, WA — other technology — 2011–2014; $12.2M reported sold to 8 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bert Hogue (6 shared filings), Joe Franzi (6 shared filings), Robert Andrews (6 shared filings), Stan Baty (6 shared filings), Jim Hanna (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Matthew. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 10 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Matthew Frey and found 5 differences: Matthew Frey's role changed at Optimum Energy LLC: executive officer, promoter → executive officer, director; Matthew Frey's role changed at Optimum Energy LLC: executive officer → executive officer, promoter; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.