Matthew Case is listed as a director on 3 SEC Form D filings by 1 issuer between Apr 2013 and Mar 2015: Honor Bancorp, Inc. (Honor, MI — commercial banking — 2013–2015; $4.04M reported sold to 317 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Dianne Gillison (3 shared filings), Gary D. Waterson (3 shared filings), James Dagwell (3 shared filings), Larry Cade (3 shared filings), Michael L. Worden (3 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Matthew. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Matthew Case and found 3 differences, 1 worth asking the sponsor about: Matthew Case is no longer listed on the Mar 22, 2016 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.