PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:12 AM ET

Sponsor Check › Person

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Matt Carpenter

Named as an officer, director or promoter on SEC Form D filings · CO · Apr 17, 2009 → Mar 20, 2018

4deals (issuers)
$46.6Mreported sold
120investors
26Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Matt Carpenter is listed as an executive officer and director on 26 SEC Form D filings by 4 issuers between Apr 2009 and Mar 2018: Foundation Specialty Financing Fund, LLC (Prairia Village, KS — pooled investment fund — 2014–2018; $23.9M reported sold to 31 investors), Foundation Healthcare Opportunities Fund, LLC (Aurora, CO — pooled investment fund — 2014; $10M reported sold to 54 investors), BVF/CSNK Acquisition Corp. (San Mateo, CA — industry reported as "Other" — 2009; $6.66M reported sold to 24 investors) and Genesis Financial Services Fund, LLC (Aurora, CO — investing — 2014; $5.97M reported sold to 11 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $46.6M sold in total.

Listed alongside Edward H. Sondker (26 shared filings), Vince Narez (21 shared filings), Glen E. Shu (5 shared filings), Howard Koenig (5 shared filings), Leon Parma (3 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Matt. Each name links to their own page.

2 of the issuers belong to the sponsor group Foundation (2 issuers, $11.2M reported sold, 2014).

What this means A sponsor group is one team that sets up a new company for each deal. Foundation has 2 companies on file and $11.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 26 public filings for Matt Carpenter and found 11 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Matt Carpenter has not run yet — it is #20,067 of 48,974 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Matt Carpenter..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Matt Carpenter — 3 worth asking about (compared 26 filings on Oct 24, 2026)

Note · Feb 22, 2011 – May 26, 2011

Bankruptcy case: Narez v. Specialized Loan Servicing, LLC — filed Feb 22, 2011

United States Bankruptcy Court, C.D. California docket "Narez v. Specialized Loan Servicing, LLC" filed Feb 22, 2011, closed May 26, 2011. Vince Narez (listed on the same filings) is listed as Plaintiff ("Narez"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Vince Narez — PartnerFacts page ↗
Sources
Worth asking · Dec 9, 2009

Amount sold went down between filings — BVF/CSNK Acquisition Corp.

The Dec 9, 2009 filing says $6,657,500 sold; the Dec 9, 2009 Form D says $900,000 sold — $5,757,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Dec 9, 2009 ↗Form D (later) · Dec 9, 2009 ↗BVF/CSNK Acquisition Corp. — PartnerFacts page ↗
Sources
Worth asking · Dec 9, 2009

Investor count went down between filings — BVF/CSNK Acquisition Corp.

The Dec 9, 2009 filing reports 24 investors; the Dec 9, 2009 Form D reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 9, 2009 ↗Form D (later) · Dec 9, 2009 ↗BVF/CSNK Acquisition Corp. — PartnerFacts page ↗
Sources
Worth asking · Dec 27, 2007 – Mar 20, 2018

13 Form Ds were filed more than 15 days after the first sale

Form D filed 290 days after the first sale — Foundation Specialty Financing Fund, LLC · Form D filed 178 days after the first sale — Foundation Specialty Financing Fund, LLC · Form D filed 351 days after the first sale — Foundation Specialty Financing Fund, LLC · Form D filed 746 days after the first sale — Foundation Healthcare Opportunities Fund, LLC · Form D filed 2,345 days after the first sale — Genesis Financial Services Fund, LLC · and 8 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 5, 2017 ↗Foundation Specialty Financing Fund, LLC — PartnerFacts page ↗Form D · May 30, 2014 ↗Form D · May 30, 2014 ↗
Sources
Note · Apr 3, 2009 – Dec 9, 2009

No amendment in the last 12 months on an offering that may still be open — BVF/CSNK Acquisition Corp. (latest filing Dec 9, 2009)

The latest filing for this offering is dated Dec 9, 2009 (first sale Apr 3, 2009). It reports $900,000 sold of $1,300,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 9, 2009 ↗BVF/CSNK Acquisition Corp. — PartnerFacts page ↗
Sources
Note · Apr 15, 2016 – Mar 20, 2018

4 role changes for the same people across filings

Matt Carpenter's role changed at Foundation Specialty Financing Fund, LLC: executive officer, director → executive officer · Matt Carpenter's role changed at Foundation Specialty Financing Fund, LLC: executive officer → executive officer, director · Matt Carpenter's role changed at Foundation Specialty Financing Fund, LLC: executive officer, director → executive officer · Matt Carpenter's role changed at Foundation Specialty Financing Fund, LLC: executive officer → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Jan 30, 2018 ↗Form D · Mar 20, 2018 ↗Matt Carpenter — PartnerFacts page ↗Foundation Specialty Financing Fund, LLC — PartnerFacts page ↗
Sources
Note · Apr 17, 2009 – Jan 30, 2018

11 offerings changed their target amount between filings

Offering amount changed between filings — Foundation Specialty Financing Fund, LLC · Offering amount changed between filings — Foundation Specialty Financing Fund, LLC · Offering amount changed between filings — Foundation Specialty Financing Fund, LLC · Offering amount changed between filings — Foundation Specialty Financing Fund, LLC · Offering amount changed between filings — Foundation Specialty Financing Fund, LLC · and 6 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Apr 15, 2016 ↗Form D/A (later) · Jan 30, 2018 ↗Foundation Specialty Financing Fund, LLC — PartnerFacts page ↗Form D/A (earlier) · May 4, 2017 ↗
Sources
Note · Nov 5, 2015 – Jan 14, 2016

Minimum investment changed between filings — Foundation Specialty Financing Fund, LLC

The Nov 5, 2015 filing lists a minimum of $50,000; the Jan 14, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Nov 5, 2015 ↗Form D/A (later) · Jan 14, 2016 ↗Foundation Specialty Financing Fund, LLC — PartnerFacts page ↗
Sources
Note · May 29, 2014

Industry group changed between filings — Genesis Financial Services Fund, LLC

"Pooled Investment Fund" (May 29, 2014); then "Investing" (May 29, 2014 to May 29, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 29, 2014 ↗Form D · May 29, 2014 ↗Genesis Financial Services Fund, LLC — PartnerFacts page ↗
Sources
Note · Apr 8, 2019 – Apr 8, 2021

Same name, different state: "Matt Carpenter" (NY) is a separate record

This page covers filings where the address state is CO. A separate record, "Matt Carpenter" with address state NY, is listed on 4 filings — most recently by ECHO STREET GOODCO SELECT OFFSHORE LTD. (Apr 8, 2021). The two records do not overlap in time: this page runs Apr 17, 2009 to Mar 20, 2018; the other runs Apr 8, 2019 to Apr 8, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Matt Carpenter (NY) — PartnerFacts page ↗Form D/A · Apr 8, 2021 ↗ECHO STREET GOODCO SELECT OFFSHORE LTD. — PartnerFacts page ↗Matt Carpenter (CO) — this page ↗
Sources
Note · Sep 10, 2009 – Dec 9, 2009

Address moved from Aurora, CO to Carlsbad, CA — BVF/CSNK Acquisition Corp.

The people listed on the Sep 10, 2009 filing give Aurora, CO; on the Dec 9, 2009 filing they give Carlsbad, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Sep 10, 2009 ↗Form D/A · Dec 9, 2009 ↗BVF/CSNK Acquisition Corp. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 14 offerings report sales commissions totalling $373,382; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 20, 2018 D
Foundation Specialty Financing Fund, LLC
File 021-308066
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2018 D/A
Foundation Specialty Financing Fund, LLC
File 021-250749
$54,923 (est.)$0$0Finance 500, Inc. BrokerCheck CRD 12981 ↗EDGAR ↗
Jan 30, 2018 D/A
Foundation Specialty Financing Fund, LLC
File 021-261505
$0$0$0None listed on this filingEDGAR ↗
May 5, 2017 D
Foundation Specialty Financing Fund, LLC
File 021-286098
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2015 D/A
Foundation Specialty Financing Fund, LLC
File 021-218246
$53,348 (est.)$0$0Finance 500, Inc. BrokerCheck CRD 12981 ↗EDGAR ↗
Jul 21, 2015 D
Foundation Specialty Financing Fund, LLC
File 021-244091
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2015 D
Foundation Specialty Financing Fund, LLC
File 021-232404
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2014 D/A
Foundation Healthcare Opportunities Fund, LLC
File 021-218251
$155,111$0$0Finance 500, Inc. BrokerCheck CRD 12981 ↗EDGAR ↗
May 30, 2014 D
Foundation Specialty Financing Fund, LLC
File 021-218244
$85,000$0$0Finance 500, Inc. BrokerCheck CRD 12891 ↗EDGAR ↗
May 29, 2014 D
Foundation Specialty Financing Fund, LLC
File 021-218242
$15,000$0$0Finance 500, Inc. BrokerCheck CRD 12891 ↗EDGAR ↗
May 29, 2014 D
Genesis Financial Services Fund, LLC
File 021-218171
$0$0$0None no CRD number reportedEDGAR ↗
May 29, 2014 D
Genesis Financial Services Fund, LLC
File 021-218230
$0$0$0None no CRD number reportedEDGAR ↗
May 29, 2014 D
Genesis Financial Services Fund, LLC
File 021-218239
$10,000$0$0Finance 500, Inc. BrokerCheck CRD 12891 ↗EDGAR ↗
Dec 9, 2009 D
BVF/CSNK Acquisition Corp.
File 021-130319
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Matt Carpenter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FS
Pooled Investment Fund

Foundation Specialty Financing Fund, LLC

Prairia Village, KS · May 29, 2014 → Mar 20, 2018 · 16 filings
  • Mar 20, 2018 · D · $1,450,000 sold of $1,450,000 · 10 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Jan 30, 2018 · D/A · $23,918,000 sold of $23,918,000 · 31 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member) EDGAR ↗
  • Jan 30, 2018 · D/A · $3,135,000 sold of $3,135,000 · 14 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • May 5, 2017 · D · $400,000 sold of $400,000 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 4, 2017 · D/A · $19,740,000 sold of $19,740,000 · 31 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member) EDGAR ↗
  • Apr 15, 2016 · D · $2,985,000 sold of $2,985,000 · 13 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Jan 14, 2016 · D/A · $15,590,000 sold of $15,590,000 · 31 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Nov 5, 2015 · D · $1,350,000 sold of $1,350,000 · 10 investors · min. $50,000 · role: Executive Officer (Managing Member) EDGAR ↗
  • Jul 21, 2015 · D/A · $12,320,000 sold of $12,320,000 · 31 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Jul 21, 2015 · D · $225,000 sold of $225,000 · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Jan 16, 2015 · D/A · $9,615,000 sold of $9,615,000 · 28 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Jan 16, 2015 · D · $1,500,000 sold of $1,500,000 · 7 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • Oct 28, 2014 · D/A · $8,515,000 sold of $8,515,000 · 26 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • May 30, 2014 · D · $7,085,000 sold of $7,085,000 · 17 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • May 30, 2014 · D · $4,998,000 sold of $4,998,000 · 21 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • May 29, 2014 · D · $1,500,000 sold of $1,500,000 · 9 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗

Raised $23.9M from 31 investors (100% of the $1.45M target) as of the latest filing. Matt is listed as executive officer, director on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FH
Pooled Investment Fund · group: Foundation

Foundation Healthcare Opportunities Fund, LLC

Aurora, CO · May 30, 2014 → Oct 28, 2014 · 2 filings
  • Oct 28, 2014 · D/A · $10,031,000 sold of $10,031,000 · 54 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • May 30, 2014 · D · $8,031,000 sold of $8,031,000 · 45 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗

Raised $10M from 54 investors (100% of the $10M target) as of the latest filing. Matt is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GF
Pooled Investment Fund · group: Foundation

Genesis Financial Services Fund, LLC

Aurora, CO · May 29, 2014 → May 29, 2014 · 3 filings
  • May 29, 2014 · D · $1,200,000 sold of $1,200,000 · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • May 29, 2014 · D · $1,900,000 sold of $1,900,000 · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗
  • May 29, 2014 · D · $5,970,000 sold of $5,970,000 · 11 investors · min. No minimum reported · role: Executive Officer (Managing Member) EDGAR ↗

Raised $5.97M from 11 investors (100% of the $1.2M target) as of the latest filing. Matt is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Other

BVF/CSNK Acquisition Corp.

San Mateo, CA · Apr 17, 2009 → Dec 9, 2009 · 5 filings
  • Dec 9, 2009 · D · $900,000 sold of $1,300,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 9, 2009 · D/A · $6,657,500 sold of $6,657,500 · 24 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 10, 2009 · D/A · $6,257,500 sold of $6,257,500 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 2, 2009 · D/A · $6,157,500 sold of $6,257,500 · 21 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 17, 2009 · D · $4,507,500 sold of $5,757,500 · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.66M from 24 investors (100% of the $1.3M target) as of the latest filing. Matt is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Matt Carpenter — NY, 2 issuers, Apr 8, 2019 → Apr 8, 2021 · no shared issuer

People around Matt 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward H. Sondker

Executive Officer, Director · 26 shared filings (4 issuers)

Listed on the same filings as Matt Carpenter. Their page shows their other deals.

VN
No photo found yet (own website and image search run after this page is viewed)
Person

Vince Narez

Executive Officer, Director · 21 shared filings (2 issuers)

Listed on the same filings as Matt Carpenter. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Glen E. Shu

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Matt Carpenter. Their page shows their other deals.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Koenig

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Matt Carpenter. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Leon Parma

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Matt Carpenter. Their page shows their other deals.

SV
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Vertrees

Director · 2 shared filings (1 issuer)

Listed on the same filings as Matt Carpenter. Their page shows their other deals.

The team behind the deals

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Sponsor group

Foundation

2 issuers · 5 filings · $11.2M reported sold · 2014–2014

One team, 2 deal companies. Matt Carpenter is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Matt Carpenter.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Matt Carpenter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Matt Carpenter is listed on: none on file. No website or social profile named in Foundation Healthcare Opportunities Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #311,175 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Aurora, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗Kansas state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗California Secretary of State business search ↗Kansas Secretary of State business search ↗OpenCorporates ↗

Change history

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