Marshall Cox is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 2 issuers between Mar 2016 and May 2023: Kelvin Systems, Inc. (Brooklyn, NY — energy conservation — 2016–2023; $8.9M reported sold to 28 investors) and Chromation, Inc. (New York, NY — other technology — 2018; $1.7M reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $10.6M sold in total.
1 of the issuers belongs to the sponsor group Lumiode (2 issuers, $9.67M reported sold, 2018).
What this means A sponsor group is one team that sets up a new company for each deal. Lumiode has 2 companies on file and $9.67M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Marshall Cox and found 8 differences: Form D filed 36 days after the first sale; Form D filed 17 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.