Sponsor Check › Person
Related person on Form D filings · address states as listed: CO, AZ, CA · listed Jan 14, 2015 → Dec 31, 2020
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Search queued. Results are added automatically; check back later or follow this page to be notified.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 9 offerings report sales commissions totalling $3,620,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $110,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 4, 2022 D File 021-435853 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 28, 2021 D File 021-418991 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 31, 2020 D File 021-385005 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 14, 2018 D File 021-321334 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 27, 2017 D File 021-291580 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 1, 2015 D File 021-252129 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 14, 2015 D File 021-232131 | $1,620,000 | $0 | $0 | Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗ Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗ |
| EDGAR ↗ | Apr 25, 2014 D File 021-216280 | $2,000,000 (est.) | $0 | $0 | Piper Jaffray & Co. BrokerCheck CRD 665 ↗ |
| EDGAR ↗ | Nov 25, 2009 D File 021-133307 | $0 | $0 | $110,000 (est.) | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | S&W Seed Co | Executive Officer, Director | Mar 4, 2022 | D | $5,000,250 similar: $675,000–$10,000,000 | $5,000,250 | 1 similar: 1–12 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | S&W Seed Co | Executive Officer, Director | Oct 28, 2021 | D | $5,043,247 similar: $675,000–$10,000,000 | $5,043,247 | 5 similar: 1–12 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Mobix Labs, Inc. group: Mobix Labs | Director | Dec 31, 2020 | D | $2,500,000 similar: $1,100,015–$10,001,163 | $2,500,000 | 59 similar: 2–14 | $100,000 similar: $5,000–$50,000 |
| EDGAR ↗ | S&W Seed Co | Executive Officer, Director | Sep 14, 2018 | D | $27,500,850 similar: $675,000–$10,000,000 | $5,000,000 | 1 similar: 1–12 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | S&W Seed Co | Executive Officer, Director | Jul 27, 2017 | D | $10,740,000 similar: $675,000–$10,000,000 | $10,740,000 | 5 similar: 1–12 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | S&W Seed Co | Director | Dec 1, 2015 | D | $4,899,996 similar: $675,000–$10,000,000 | $4,899,996 | 1 similar: 1–12 | $4,899,996 similar: $10,000–$50,000 |
| EDGAR ↗ | S&W Seed Co | Director | Jan 14, 2015 | D | $31,658,400 similar: $675,000–$10,000,000 | $31,658,400 | 17 similar: 1–12 | $193,255 similar: $10,000–$50,000 |
| EDGAR ↗ | Arcadia Biosciences, Inc. | Director | Apr 25, 2014 | D | $35,500,000 similar: $1,100,015–$10,001,163 | $18,944,527 | 8 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Arcadia Biosciences, Inc. | Director | Nov 25, 2009 | D | $12,000,000 similar: $1,100,015–$10,001,163 | $2,372,092 | 6 similar: 2–14 | $1 similar: $5,000–$50,000 |
| EDGAR ↗ | Arcadia Biosciences, Inc. | Director | Aug 4, 2009 | D | $15,200,000 similar: $1,100,015–$10,001,163 | $15,200,000 | 9 similar: 2–14 | $1 similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Mark Wong. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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