Keyvan Samini is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 3 issuers between Oct 2019 and Apr 2024: Mobix Labs, Inc. (Irvine, CA — other technology — 2020–2021; $10M reported sold to 59 investors), Ficto, Inc. (Los Angeles, CA — other technology — 2019; $400K reported sold to 3 investors) and MOBIX LABS, INC (Irvine, CA — other technology — 2024; 1 investors reported).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 5 years. Across those companies the filings report $10.4M sold in total.
2 of the issuers belong to the sponsor group Mobix Labs (2 issuers, $10M reported sold, 2020–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Mobix Labs has 2 companies on file and $10M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Keyvan Samini and found 3 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Ficto, Inc; Form D filed 121 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.