MARK WAYNE is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Mar 2012 and Oct 2023: Regulus Resources Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2012–2016; $4.83M reported sold to 55 investors) and Aldebaran Resources Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2020–2023; $2.96M reported sold to 15 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $7.79M sold in total.
Listed alongside John Black (5 shared filings), Fernando Pickmann (4 shared filings), KEVIN B. HEATHER (4 shared filings), ADAM GREENING (3 shared filings), JOHN SIBLEY (3 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MARK. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 6 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for MARK WAYNE and found 11 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Axemen Resource Capital Ltd; Paid seller listed without a CRD number: Stifel Nicolaus Canada Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.