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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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Mark Thompson

Named as an officer, director or promoter on SEC Form D filings · MA · Jul 14, 2016 → Jul 14, 2016

1deal (issuers)
$4.05Mreported sold
5investors
1Form D filing
2016year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:37 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Thompson is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jul 2016: First Boston Holdings, Inc. (Boston, MA — commercial banking — 2016; $4.05M reported sold to 5 investors).

What this means One deal on file with the SEC, filed Jul 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 6 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Mark Thompson and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Mark Thompson" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Thompson has not run yet — it is joining a line of 18,027 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:37 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Mark C. Thompson Administrative proceeding
SEC · Aug 5, 2008 · Parties as named in the release: Mark C. Thompson Read the release ↗
same full name in the release title; 18 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Thompson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Mark W. Thompson closed
United States Bankruptcy Court, D. Massachusetts · No. 12-18928 · Filed Nov 7, 2012 · Closed Feb 8, 2013
Role of Mark W. Thompson: Debtor · Outcome: Case closed 2013-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
Bernadine F. Thompson and Mark J. Thompson closed
United States Bankruptcy Court, D. Massachusetts · No. 12-15816 · Filed Jul 9, 2012 · Closed May 14, 2013
Role of Mark J. Thompson: Debtor · Outcome: Case closed 2013-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
Mark R. Thompson and Beth A. Thompson closed
United States Bankruptcy Court, D. Massachusetts · No. 11-19969 · Filed Oct 23, 2011 · Closed Aug 4, 2014
Role of Mark R. Thompson and Beth A. Thompson: Debtor · Outcome: Case closed 2014-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
Mark D. Thompson and Heather A. Thompson closed
United States Bankruptcy Court, D. Massachusetts · No. 10-21963 · Filed Oct 31, 2010 · Closed Aug 8, 2014
Role of Mark D. Thompson and Heather A. Thompson: Debtor · Outcome: Case closed 2014-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
Mark E. Thompson and Kristine E. Thompson closed
United States Bankruptcy Court, D. Massachusetts · No. 03-14480 · Filed May 27, 2003 · Closed Mar 8, 2004
Role of Mark E. Thompson and Kristine E. Thompson: Debtor · Outcome: Case closed 2004-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
Mark S. Thompson closed
United States Bankruptcy Court, D. Massachusetts · No. 00-16573 · Filed Oct 3, 2000 · Closed Jan 18, 2001
Role of Mark S. Thompson: Debtor · Outcome: Case closed 2001-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 731 federal dockets); 18 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Mark Thompson (compared 1 filing on Oct 24, 2026)

Note · Jun 30, 2016 – Jul 14, 2016

No amendment in the last 12 months on an offering that may still be open — First Boston Holdings, Inc. (latest filing Jul 14, 2016)

The latest filing for this offering is dated Jul 14, 2016 (first sale Jun 30, 2016). It reports $4,050,000 sold of $15,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 14, 2016 ↗First Boston Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Apr 23, 2010 – Aug 31, 2018

Same name, different state: "Mark Thompson" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "Mark Thompson" with address state CA, is listed on 12 filings — most recently by ATHLIOS, INC. (Aug 31, 2018). Both records have filings in the same period (Jul 14, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Thompson (CA) — PartnerFacts page ↗Form D · Aug 31, 2018 ↗ATHLIOS, INC. — PartnerFacts page ↗Mark Thompson (MA) — this page ↗
Sources
Note · Jan 27, 2011 – Jun 10, 2016

Same name, different state: "Mark Thompson" (CO) is a separate record

This page covers filings where the address state is MA. A separate record, "Mark Thompson" with address state CO, is listed on 3 filings — most recently by WILAND, INC. (Dec 26, 2018). The two records do not overlap in time: this page has one filing dated Jul 14, 2016; the other runs Jan 27, 2011 to Jun 10, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Thompson (CO) — PartnerFacts page ↗Form D · Dec 26, 2018 ↗WILAND, INC. — PartnerFacts page ↗Mark Thompson (MA) — this page ↗
Sources
Note · Aug 3, 2011

Same name, different state: "Mark L. Thompson" (A6) is a separate record

This page covers filings where the address state is MA. A separate record, "Mark L. Thompson" with address state A6, is listed on 1 filing — most recently by Acerus Pharmaceuticals Corp (Aug 3, 2011). The two records do not overlap in time: this page has one filing dated Jul 14, 2016; the other has one filing dated Aug 3, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark L. Thompson (A6) — PartnerFacts page ↗Form D · Aug 3, 2011 ↗Acerus Pharmaceuticals Corp — PartnerFacts page ↗Mark Thompson (MA) — this page ↗
Sources
Note · Aug 3, 2010

Same name, different state: "Mark Thompson" (OH) is a separate record

This page covers filings where the address state is MA. A separate record, "Mark Thompson" with address state OH, is listed on 1 filing — most recently by Z Street Capital, LLC (Aug 3, 2010). The two records do not overlap in time: this page has one filing dated Jul 14, 2016; the other has one filing dated Aug 3, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Thompson (OH) — PartnerFacts page ↗Form D · Aug 3, 2010 ↗Z Street Capital, LLC — PartnerFacts page ↗Mark Thompson (MA) — this page ↗
Sources
Note · Aug 28, 2009

Same name, different state: "Mark Thompson" (TX) is a separate record

This page covers filings where the address state is MA. A separate record, "Mark Thompson" with address state TX, is listed on 1 filing — most recently by MSD Performance, Inc. (Aug 28, 2009). The two records do not overlap in time: this page has one filing dated Jul 14, 2016; the other has one filing dated Aug 28, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Thompson (TX) — PartnerFacts page ↗Form D · Aug 28, 2009 ↗MSD Performance, Inc. — PartnerFacts page ↗Mark Thompson (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 14, 2016 D
First Boston Holdings, Inc.
File 021-266965
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Thompson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FB
Commercial Banking

First Boston Holdings, Inc.

Boston, MA · Jul 14, 2016
  • Jul 14, 2016 · D · $4,050,000 sold of $15,000,000 · 5 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $4.05M from 5 investors (27% of the $15M target) as of the latest filing. Mark is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (17)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Thompson — CA, 6 issuers, Apr 23, 2010 → Aug 31, 2018 · no shared issuer
  • Mark A. Thompson — MN, 2 issuers, Sep 10, 2025 → Sep 10, 2025 · no shared issuer
  • Mark Thompson — TX, 1 issuer, Aug 28, 2009 → Aug 28, 2009 · no shared issuer
  • Mark Thompson — OH, 1 issuer, Aug 3, 2010 → Aug 3, 2010 · no shared issuer
  • Mark Thompson — CO, 1 issuer, Jan 27, 2011 → Jun 10, 2016 · no shared issuer
  • Mark L. Thompson — Ontario, Canada (as filed: A6), 1 issuer, Aug 3, 2011 → Aug 3, 2011 · no shared issuer
  • Mark Thompson — AZ, 1 issuer, Jan 13, 2012 → Jan 13, 2012 · no shared issuer
  • Mark A. Thompson — IL, 1 issuer, Mar 12, 2013 → Apr 23, 2015 · no shared issuer
  • Mark Thompson — PA, 1 issuer, Jul 24, 2013 → Jul 24, 2013 · no shared issuer
  • Mark Thompson — MO, 1 issuer, Jun 29, 2015 → Jun 29, 2015 · no shared issuer
  • Mark O. Thompson — NY, 1 issuer, Feb 10, 2016 → Feb 10, 2016 · no shared issuer
  • MARK THOMPSON — United Kingdom (as filed: X0), 1 issuer, Aug 24, 2022 → Aug 24, 2022 · no shared issuer
  • MARK THOMPSON — NC, 1 issuer, Aug 12, 2025 → Aug 12, 2025 · no shared issuer
  • Mark Thompson — Ontario, Canada (as filed: A6), 1 issuer, Dec 30, 2013 → Dec 30, 2013 · no shared issuer
  • Mark G Thompson — CA, 1 issuer, May 30, 2014 → May 30, 2014 · no shared issuer
  • Mark Thompson — NY, 1 issuer, Dec 9, 2020 → Dec 9, 2020 · no shared issuer
  • Mark Nicholas Thompson — CA, 1 issuer, Feb 7, 2022 → Apr 14, 2022 · no shared issuer

People around Mark 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Thompson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Thompson is listed on: none on file. No website or social profile named in First Boston Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #285,837 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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