PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:46 AM ET

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MARK SWANSON

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 30, 2013 → Jul 30, 2013

1deal (issuers)
$1.85Mreported sold
8investors
1Form D filing
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

MARK SWANSON is listed as a director on 1 SEC Form D filing by 1 issuer in Jul 2013: Arkami, Inc. (Aliso Viejo, CA — other technology — 2013; $1.85M reported sold to 8 investors).

What this means One deal on file with the SEC, filed Jul 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Benjamin Chen (1 shared filing), GORDON CLEMONS (1 shared filing), MARK THACKER (1 shared filing), Randall Lunn (1 shared filing) and Tareq Risheq (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MARK. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 39 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for MARK SWANSON and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Mark Swanson" (FL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for MARK SWANSON has not run yet — it is joining a line of 40,474 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MARK SWANSON..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 1 open, 38 closed (disposition not in docket feed)

Mark G. Swanson open
United States Bankruptcy Court, D. Colorado · No. 24-11733 · Filed Apr 9, 2024
Role of Mark G. Swanson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
Mark E Swanson closed
United States Bankruptcy Court, W.D. Missouri · No. 18-42888 · Filed Nov 7, 2018 · Closed May 6, 2019
Role of Mark E Swanson: Debtor · Outcome: Case closed 2019-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Mark J. Swanson and Martha L. Swanson closed
United States Bankruptcy Court, N.D. Illinois · No. 14-81732 · Filed May 29, 2014 · Closed Nov 7, 2014
Role of Mark J. Swanson and Martha L. Swanson: Debtor · Outcome: Case closed 2014-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark T Swanson closed
United States Bankruptcy Court, D. Oregon · No. 13-62340 · Filed Jun 17, 2013 · Closed Oct 2, 2013
Role of Mark T Swanson: Debtor · Outcome: Case closed 2013-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
Mark Swanson and Rocio Swanson closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-28212 · Filed May 23, 2012 · Closed Sep 27, 2012
Role of Mark Swanson and Rocio Swanson: Debtor · Outcome: Case closed 2012-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark E. Swanson and Jodee A. Swanson closed
United States Bankruptcy Court, D. Oregon · No. 12-33338 · Filed Apr 30, 2012 · Closed Aug 7, 2012
Role of Mark E. Swanson and Jodee A. Swanson: Debtor · Outcome: Case closed 2012-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
MARK SWANSON closed
United States Bankruptcy Court, D. Minnesota · No. 11-34227 · Filed Jun 27, 2011 · Closed Apr 25, 2013
Role of MARK SWANSON: Debtor · Outcome: Case closed 2013-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Mark E Swanson and Patricia G Swanson closed
United States Bankruptcy Court, M.D. Florida · No. 6:11-bk-02179 · Filed Feb 18, 2011 · Closed May 24, 2011
Role of Mark E Swanson and Patricia G Swanson: Debtor · Outcome: Case closed 2011-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Mark Swanson closed
United States Bankruptcy Court, S.D. Texas · No. 10-34631 · Filed May 31, 2010 · Closed Oct 25, 2010
Role of Mark Swanson: Debtor · Outcome: Case closed 2010-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Mark W. Swanson and Cheryl M. Swanson closed
United States Bankruptcy Court, S.D. California · No. 10-08349 · Filed May 15, 2010 · Closed Aug 20, 2010
Role of Mark W. Swanson and Cheryl M. Swanson: Debtor · Outcome: Case closed 2010-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark A. Swanson and April L. Swanson closed
United States Bankruptcy Court, D. Nebraska · No. 10-41284 · Filed Apr 27, 2010 · Closed Sep 27, 2013
Role of Mark A. Swanson and April L. Swanson: Debtor · Outcome: Case closed 2013-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings
Mark L Swanson closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-09-15945 · Filed Aug 31, 2009 · Closed Jun 16, 2010
Role of Mark L Swanson: Debtor · Outcome: Case closed 2010-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
Mark A. Swanson and Darla K. Swanson closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-18079 · Filed Aug 5, 2009 · Closed Feb 9, 2010
Role of Mark A. Swanson and Darla K. Swanson: Debtor · Outcome: Case closed 2010-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Swanson closed
United States Bankruptcy Court, S.D. Texas · No. 09-33759 · Filed May 31, 2009 · Closed Sep 22, 2009
Role of Mark Swanson: Debtor · Outcome: Case closed 2009-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Mark J Swanson and Nancy S Swanson closed
United States Bankruptcy Court, S.D. Florida. · No. 09-15392 · Filed Mar 26, 2009 · Closed Dec 27, 2013
Role of Mark J Swanson and Nancy S Swanson: Debtor · Outcome: Case closed 2013-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Mark A. Swanson and Lisette M. Swanson closed
United States Bankruptcy Court, S.D. New York · No. 08-37040 · Filed Sep 18, 2008 · Closed Dec 11, 2008
Role of Mark A. Swanson and Lisette M. Swanson: Debtor · Outcome: Case closed 2008-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Mark E Swanson closed
United States Bankruptcy Court, W.D. New York · No. 2-05-26991 · Filed Oct 14, 2005 · Closed May 13, 2009
Role of Mark E Swanson: Debtor · Outcome: Case closed 2009-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Mark A Swanson closed
United States Bankruptcy Court, N.D. Ohio · No. 05-48241 · Filed Oct 13, 2005 · Closed Feb 13, 2006
Role of Mark A Swanson: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Mark S Swanson and Kelly E Swanson closed
United States Bankruptcy Court, E.D. Texas · No. 03-11544 · Filed Oct 17, 2003 · Closed Feb 5, 2004
Role of Mark S Swanson and Kelly E Swanson: Debtor · Outcome: Case closed 2004-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
MARK E. SWANSON closed
United States Bankruptcy Court, D. Nevada · No. 03-16460 · Filed May 23, 2003 · Closed Nov 3, 2003
Role of MARK E. SWANSON: Debtor · Outcome: Case closed 2003-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Mark E. Swanson and Lisa J. Swanson closed
United States Bankruptcy Court, E.D. Louisiana · No. 02-15311 · Filed Jul 29, 2002 · Closed Dec 10, 2002
Role of Mark E. Swanson and Lisa J. Swanson: Debtor · Outcome: Case closed 2002-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Mark D Swanson Sr and Michaelle K Swanson closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-11340 · Filed Jan 25, 2002 · Closed May 22, 2002
Role of Mark D Swanson Sr and Michaelle K Swanson: Debtor · Outcome: Case closed 2002-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark L. Swanson and Debora K. Swanson closed
United States Bankruptcy Court, E.D. Michigan · No. 01-49794 · Filed May 16, 2001 · Closed Sep 19, 2001
Role of Mark L. Swanson and Debora K. Swanson: Debtor · Outcome: Case closed 2001-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Mark T. Swanson and Patricia L. Swanson closed
United States Bankruptcy Court, D. North Dakota · No. 99-30547 · Filed Mar 26, 1999 · Closed Jul 27, 1999
Role of Mark T. Swanson and Patricia L. Swanson: Debtor · Outcome: Case closed 1999-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in ND (not a filing state)
Mark F. Swanson and Geraldine T. Swanson closed
United States Bankruptcy Court, S.D. Florida. · No. 99-30636 · Filed Feb 10, 1999 · Closed Aug 27, 1999
Role of Mark F. Swanson and Geraldine T. Swanson: Debtor · Outcome: Case closed 1999-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Mark Swanson and Cynthia Swanson closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-31117 · Filed Oct 26, 1998 · Closed Feb 24, 1999
Role of Mark Swanson and Cynthia Swanson: Debtor · Outcome: Case closed 1999-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
MARK J. SWANSON and RHEBA L. SWANSON closed
United States Bankruptcy Court, N.D. Florida · No. 98-00546 · Filed Sep 16, 1998 · Closed Jan 23, 2001
Role of MARK J. SWANSON and RHEBA L. SWANSON: Debtor · Outcome: Case closed 2001-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Mark Swanson and Kathryn Swanson closed
United States Bankruptcy Court, N.D. Illinois · No. 98-22105 · Filed Jul 17, 1998 · Closed Dec 7, 1998
Role of Mark Swanson and Kathryn Swanson: Debtor · Outcome: Case closed 1998-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark Swanson and Von Shawntel Swanson closed
United States Bankruptcy Court, S.D. Ohio · No. 3:97-bk-36182 · Filed Oct 30, 1997 · Closed Feb 19, 1998
Role of Mark Swanson and Von Shawntel Swanson: Debtor · Outcome: Case closed 1998-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Mark R Swanson closed
United States Bankruptcy Court, N.D. Illinois · No. 97-50079 · Filed Jan 9, 1997 · Closed May 6, 1997
Role of Mark R Swanson: Debtor · Outcome: Case closed 1997-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark A. Swanson closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-21585 · Filed Nov 14, 1995 · Closed Mar 18, 1996
Role of Mark A. Swanson: Debtor · Outcome: Case closed 1996-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark P. Swanson and Kerri Marie Swanson closed
United States Bankruptcy Court, C.D. California · No. 9:95-bk-14439 · Filed Oct 12, 1995 · Closed Feb 5, 1996
Role of Mark P. Swanson and Kerri Marie Swanson: Debtor · Outcome: Case closed 1996-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark R. Swanson and Traci R. Swanson closed
United States Bankruptcy Court, S.D. Illinois · No. 95-31470 · Filed Aug 7, 1995 · Closed Nov 7, 1995
Role of Mark R. Swanson and Traci R. Swanson: Debtor · Outcome: Case closed 1995-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark D. Swanson and Michaelle K. Swanson closed
United States Bankruptcy Court, C.D. California · No. 6:92-bk-20061 · Filed Jul 15, 1992 · Closed Jun 16, 1997
Role of Mark D. Swanson and Michaelle K. Swanson: Debtor · Outcome: Case closed 1997-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Mark Swanson closed
United States Bankruptcy Court, D. Massachusetts · No. 91-41083 · Filed Apr 29, 1991 · Closed Aug 23, 1991
Role of Mark Swanson: Debtor · Outcome: Case closed 1991-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Mark J Swanson Sr and Swanson Tania M closed
United States Bankruptcy Court, N.D. Illinois · No. 90-32198 · Filed Nov 20, 1990 · Closed Jul 15, 1991
Role of Mark J Swanson Sr and Swanson Tania M: Debtor · Outcome: Case closed 1991-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Mark A. Swanson and Anita Florence Swanson closed
United States Bankruptcy Court, D. Utah · No. 90-22457 · Filed Apr 17, 1990 · Closed Aug 13, 1990
Role of Mark A. Swanson and Anita Florence Swanson: Debtor · Outcome: Case closed 1990-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
Mark Swanson and Lise Swanson closed
United States Bankruptcy Court, D. Maine · No. 89-20454 · Filed Oct 11, 1989 · Closed Sep 28, 1994
Role of Mark Swanson and Lise Swanson: Debtor · Outcome: Case closed 1994-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
Mark D Swanson and Janice A Swanson closed
United States Bankruptcy Court, N.D. Illinois · No. 87-05984 · Filed Apr 22, 1987 · Closed Dec 15, 1987
Role of Mark D Swanson and Janice A Swanson: Debtor · Outcome: Case closed 1987-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 82 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for MARK SWANSON (compared 1 filing on Oct 24, 2026)

Note · Jul 26, 2013 – Jul 30, 2013

No amendment in the last 12 months on an offering that may still be open — Arkami, Inc. (latest filing Jul 30, 2013)

The latest filing for this offering is dated Jul 30, 2013 (first sale Jul 26, 2013). It reports $1,854,895 sold of $1,860,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 30, 2013 ↗Arkami, Inc. — PartnerFacts page ↗
Sources
Note · Jul 16, 2009 – Aug 7, 2023

Same name, different state: "Mark Swanson" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Swanson" with address state FL, is listed on 4 filings — most recently by Vu Technologies Corp. (Aug 7, 2023). Both records have filings in the same period (Jul 30, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Swanson (FL) — PartnerFacts page ↗Form D · Aug 7, 2023 ↗Vu Technologies Corp. — PartnerFacts page ↗MARK SWANSON (CA) — this page ↗
Sources
Note · Dec 7, 2020 – Dec 21, 2022

Same name, different state: "Mark Swanson" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Swanson" with address state WA, is listed on 49 filings — most recently by Unconstrained Bond Fund (Dec 21, 2022). The two records do not overlap in time: this page has one filing dated Jul 30, 2013; the other runs Dec 7, 2020 to Dec 21, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Swanson (WA) — PartnerFacts page ↗Form D/A · Dec 21, 2022 ↗Unconstrained Bond Fund — PartnerFacts page ↗MARK SWANSON (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 30, 2013 D
Arkami, Inc.
File 021-200447
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Swanson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Other Technology

Arkami, Inc.

Aliso Viejo, CA · Jul 30, 2013
  • Jul 30, 2013 · D · $1,854,895 sold of $1,860,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.85M from 8 investors (100% of the $1.86M target) as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Swanson — WA, 17 issuers, Dec 7, 2020 → Dec 21, 2022 · no shared issuer
  • Mark Swanson — FL, 2 issuers, Jul 16, 2009 → Aug 7, 2023 · no shared issuer

People around Mark 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Chen

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Swanson. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Tareq Risheq

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Swanson. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

MARK THACKER

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Swanson. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

GORDON CLEMONS

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Swanson. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Lunn

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Swanson. Their page shows their other deals.

The team behind the deals

Same business address

22 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to MARK SWANSON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Swanson is listed on: none on file. No website or social profile named in Arkami, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #327,565 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Aliso Viejo, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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