MARK STAUTBERG is listed as a director on 5 SEC Form D filings by 2 issuers between Jun 2013 and Nov 2015: BAXANO SURGICAL, INC. (Raleigh, NC — other health care — 2013–2014; $37.3M reported sold to 23 investors) and NinePoint Medical, Inc. (Bedford, MA — other health care — 2014–2015; $34.6M reported sold to 3 investors).
What this means 2 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $71.9M sold in total.
Listed alongside Russell Hirsch (5 shared filings), DAVID SIMPSON (3 shared filings), FREDERIC C. FEILER, JR. (3 shared filings), GREG WELSH (3 shared filings), James Shapiro (3 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MARK. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for MARK STAUTBERG and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Mark Stautberg" (UT) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.